Congressional stock trades · Member
Thomas R. Carper
Former senator · DE · Democrat
924 published transactions from periodic transaction reports since 2020, shown as filed. Amounts are the ranges on the form. Each row links to its filing. Holdings from 9 annual reports are below.
| Disclosed | Traded | Days | Owner | Asset | Type | Amount range (as filed) | Source |
|---|---|---|---|---|---|---|---|
| 2023-06-30 | 2023-06-16 | 14 | Spouse | US TREASURY BILL | Purchase | $15,001 - $50,000 | eFD → |
| 2023-06-30 | 2023-06-16 | 14 | Spouse | US TREASURY BILL | Purchase | $1,001 - $15,000 | eFD → |
| 2023-06-30 | 2023-05-25 | 36 | Spouse | NVDANVIDIA Corporation - Common Stock | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2023-06-30 | 2023-05-22 | 39 | Spouse | NTLAIntellia Therapeutics, Inc. - Common Stock | Purchase | $1,001 - $15,000 | eFD → |
| 2023-06-30 | 2023-05-22 | 39 | Spouse | DISWalt Disney Company (The) Common Stock | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-06-30 | 2023-05-22 | 39 | Spouse | BAHBooz Allen Hamilton Holding Corporation Common Sto | Purchase | $1,001 - $15,000 | eFD → |
| 2023-06-30 | 2023-05-22 | 39 | Spouse | KEYSKeysight Technologies Inc. Common Stock | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-06-30 | 2023-05-09 | 52 ·>45 | Spouse | PYPLPayPal Holdings, Inc. - Common Stock | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-06-30 | 2023-05-09 | 52 ·>45 | Spouse | US TREASURY BILL | Purchase | $50,001 - $100,000 | eFD → |
| 2023-06-30 | 2023-05-02 | 59 ·>45 | Spouse | US TREASURY BILL | Sale (full) | $50,001 - $100,000 | eFD → |
| 2023-06-30 | 2023-05-02 | 59 ·>45 | Spouse | US TREASURY BILL | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-06-30 | 2023-05-02 | 59 ·>45 | Spouse | US TREASURY BILL | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-06-30 | 2023-05-02 | 59 ·>45 | Spouse | US TREASURY BILL | Sale (full) | $15,001 - $50,000 | eFD → |
| 2023-06-30 | 2023-05-01 | 60 ·>45 | Spouse | US TREASURY BILL | Purchase | $1,001 - $15,000 | eFD → |
| 2023-06-30 | 2023-05-01 | 60 ·>45 | Spouse | US TREASURY BILL | Purchase | $15,001 - $50,000 | eFD → |
| 2023-05-01 | 2023-04-26 | 5 | Spouse | TMOThermo Fisher Scientific Inc Common Stock | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2023-05-01 | 2023-04-26 | 5 | Spouse | NVSNovartis AG Common Stock | Purchase | $1,001 - $15,000 | eFD → |
| 2023-05-01 | 2023-04-20 | 11 | Spouse | US TREASURY BILL | Sale (full) | $15,001 - $50,000 | eFD → |
| 2023-05-01 | 2023-04-20 | 11 | Spouse | US TREASURY BILL | Sale (full) | $15,001 - $50,000 | eFD → |
| 2023-05-01 | 2023-04-19 | 12 | Spouse | US TREASURY BILL | Purchase | $15,001 - $50,000 | eFD → |
| 2023-05-01 | 2023-04-19 | 12 | Spouse | US TREASURY BILL | Purchase | $15,001 - $50,000 | eFD → |
| 2023-05-01 | 2023-04-17 | 14 | Spouse | AVNTAvient Corporation Common Stock | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-05-01 | 2023-04-17 | 14 | Spouse | MRVLMarvell Technology Group Ltd. - Common Stock | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-05-01 | 2023-04-17 | 14 | Spouse | BRKRBruker Corporation - Common Stock | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-05-01 | 2023-04-17 | 14 | Spouse | LGILazard Global Total Return and Income Fund Common | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-05-01 | 2023-04-17 | 14 | Spouse | ALGMAllegro MicroSystems, Inc. - Common Stock | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-05-01 | 2023-04-17 | 14 | Spouse | Alps Medical Breakthroughs ETF | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-05-01 | 2023-04-17 | 14 | Spouse | VanEck Retail ETF | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-05-01 | 2023-04-17 | 14 | Spouse | Fidelity Advisor Emerging Markets Fund Class I | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-05-01 | 2023-04-17 | 14 | Spouse | John Hancock Multifactor Mid Cap ETF | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-05-01 | 2023-04-17 | 14 | Spouse | Fidelity Advisor International Capital Appreciat | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-05-01 | 2023-04-17 | 14 | Spouse | VSHVishay Intertechnology, Inc. Common Stock | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-05-01 | 2023-04-17 | 14 | Spouse | DIODDiodes Incorporated - Common Stock | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-05-01 | 2023-04-17 | 14 | Spouse | WisdomTree U.S. SmallCap Quality Dividend Growth F | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-05-01 | 2023-04-17 | 14 | Spouse | First Trust Dow Jones Internet ETF | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-05-01 | 2023-04-17 | 14 | Spouse | SNDRSchneider National, Inc. Common Stock | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-05-01 | 2023-04-13 | 18 | Spouse | UAUnder Armour, Inc. Class C Common Stock | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-05-01 | 2023-04-13 | 18 | Spouse | US TREASURY BILL | Purchase | $50,001 - $100,000 | eFD → |
| 2023-05-01 | 2023-04-13 | 18 | Spouse | UAAUnder Armour, Inc. Class A Common Stock | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-05-01 | 2023-04-13 | 18 | Spouse | CSCOCisco Systems, Inc. - Common Stock | Sale (full) | $15,001 - $50,000 | eFD → |
| 2023-04-03 | 2023-03-23 | 11 | Spouse | US TREASURY BILL | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-04-03 | 2023-03-23 | 11 | Spouse | US TREASURY BILL | Purchase | $1,001 - $15,000 | eFD → |
| 2023-04-03 | 2023-03-23 | 11 | Spouse | US TREASURY BILL | Purchase | $15,001 - $50,000 | eFD → |
| 2023-04-03 | 2023-03-23 | 11 | Spouse | US TREASURY BILL | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-04-03 | 2023-03-23 | 11 | Spouse | US TREASURY BILL | Sale (full) | $15,001 - $50,000 | eFD → |
| 2023-04-03 | 2023-03-23 | 11 | Spouse | US TREASURY BILL | Purchase | $1,001 - $15,000 | eFD → |
| 2023-04-03 | 2023-03-07 | 27 | Spouse | AAPLApple Inc. - Common Stock | Sale (partial) | $15,001 - $50,000 | eFD → |
| 2023-03-28 | 2022-01-19 | 433 ·>45 | Spouse | TSMTaiwan Semiconductor Manufacturing Company Ltd. | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2023-03-01 | 2023-02-28 | 1 | Spouse | US TREASURY BILL | Purchase | $1,001 - $15,000 | eFD → |
| 2023-03-01 | 2023-02-21 | 8 | Spouse | BSMBlack Stone Minerals, L.P. Common units representi | Purchase | $1,001 - $15,000 | eFD → |
| 2023-03-01 | 2023-02-21 | 8 | Spouse | QCOMQUALCOMM Incorporated - Common Stock | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2023-03-01 | 2023-02-21 | 8 | Spouse | MOSMosaic Company (The) Common Stock | Purchase | $1,001 - $15,000 | eFD → |
| 2023-03-01 | 2023-02-21 | 8 | Spouse | AGXArgan, Inc. Common Stock | Purchase | $1,001 - $15,000 | eFD → |
| 2023-03-01 | 2023-02-21 | 8 | Spouse | WMWaste Management, Inc. Common Stock | Purchase | $1,001 - $15,000 | eFD → |
| 2023-03-01 | 2023-02-21 | 8 | Spouse | SBUXStarbucks Corporation - Common Stock | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-03-01 | 2023-02-21 | 8 | Spouse | TSMTaiwan Semiconductor Manufacturing Company Ltd. | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2023-03-01 | 2023-02-21 | 8 | Spouse | HASIHannon Armstrong Sustainable Infrastructure Capita | Purchase | $1,001 - $15,000 | eFD → |
| 2023-03-01 | 2023-02-21 | 8 | Spouse | APOApollo Global Management, Inc. Class A Common Stoc | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2023-03-01 | 2023-02-21 | 8 | Spouse | SPDR S&P Bank ETF | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-03-01 | 2023-02-21 | 8 | Spouse | RTXRaytheon Technologies Corporation Common Stock | Purchase | $1,001 - $15,000 | eFD → |
| 2023-03-01 | 2023-02-21 | 8 | Spouse | Vanguard Financials ETF | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-03-01 | 2023-02-21 | 8 | Spouse | Sociedad Quimica y Minera S.A. Common Stock | Purchase | $1,001 - $15,000 | eFD → |
| 2023-03-01 | 2023-02-21 | 8 | Spouse | VanEck Retail ETF | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-03-01 | 2023-02-21 | 8 | Spouse | FPIFarmland Partners Inc. Common Stock | Purchase | $1,001 - $15,000 | eFD → |
| 2023-03-01 | 2023-02-21 | 8 | Spouse | IRMIron Mountain Incorporated (Delaware)Common Stock | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2023-03-01 | 2023-02-15 | 14 | Spouse | iShares Core S&P Small-Cap ETF | Purchase | $1,001 - $15,000 | eFD → |
| 2023-03-01 | 2023-02-15 | 14 | Spouse | iShares Core S&P 500 ETF | Purchase | $1,001 - $15,000 | eFD → |
| 2023-03-01 | 2023-02-15 | 14 | Spouse | VanEck Agribusiness ETF | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2023-03-01 | 2023-02-15 | 14 | Spouse | SPDR S&P Global Natural Resources ETF | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2023-03-01 | 2023-02-15 | 14 | Spouse | First Trust DJ Internet Index Fund | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-03-01 | 2023-02-15 | 14 | Spouse | Fidelity Quality Factor ETF | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-03-01 | 2023-02-15 | 14 | Spouse | Goldman Sachs Access Treasury 0-1 Year ETF | Purchase | $1,001 - $15,000 | eFD → |
| 2023-03-01 | 2023-02-15 | 14 | Spouse | VanEck Retail ETF | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-03-01 | 2023-02-15 | 14 | Spouse | ProShares Investment Grade-Interest Rate Hedged | Purchase | $1,001 - $15,000 | eFD → |
| 2023-03-01 | 2023-02-15 | 14 | Spouse | ALPS Medical Breakthroughs ETF | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-03-01 | 2023-02-15 | 14 | Spouse | John Hancock Multifactor Mid Cap ETF | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2023-03-01 | 2023-02-15 | 14 | Spouse | US TREASURY BILL | Purchase | $15,001 - $50,000 | eFD → |
| 2023-03-01 | 2023-02-15 | 14 | Spouse | Invesco S&P 500 GARP ETF | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2023-03-01 | 2023-02-15 | 14 | Spouse | US TREASURY BILL | Purchase | $1,001 - $15,000 | eFD → |
| 2023-03-01 | 2023-02-15 | 14 | Spouse | First Trust NASDAQ-100-Technology Sector Index Fun | Purchase | $1,001 - $15,000 | eFD → |
| 2023-03-01 | 2023-02-15 | 14 | Spouse | LDPCohen & Steers Limited Duration Preferred and Inco | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-03-01 | 2023-02-15 | 14 | Spouse | Lord Abbett Ultra Short Bond Fund - Class I | Sale (full) | $15,001 - $50,000 | eFD → |
| 2023-03-01 | 2023-02-15 | 14 | Spouse | Vanguard Health Care ETF | Purchase | $1,001 - $15,000 | eFD → |
| 2023-03-01 | 2023-02-15 | 14 | Spouse | VictoryShares US Large Cap High Div Volatility Wtd | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-03-01 | 2023-02-15 | 14 | Spouse | Fidelity Dividend ETF for Rising Rates | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2023-03-01 | 2023-02-15 | 14 | Spouse | iShares Russell 1000 Value ETF | Purchase | $1,001 - $15,000 | eFD → |
| 2023-03-01 | 2023-02-15 | 14 | Spouse | Catalyst/Millburn Hedge Strategy Fund Class I | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2023-03-01 | 2023-02-15 | 14 | Spouse | First Trust Indxx NextG ETF | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-03-01 | 2023-02-15 | 14 | Spouse | Abbey Capital Futures Strategy Fund- Class I Sha | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2023-02-02 | 2023-01-31 | 2 | Spouse | US TREASURY BILL | Purchase | $15,001 - $50,000 | eFD → |
| 2023-02-02 | 2023-01-31 | 2 | Spouse | US TREASURY BILL | Sale (full) | $15,001 - $50,000 | eFD → |
| 2023-02-02 | 2023-01-31 | 2 | Spouse | US TREASURY BILL | Purchase | $15,001 - $50,000 | eFD → |
| 2023-02-02 | 2023-01-18 | 15 | Spouse | FPIFarmland Partners Inc. Common Stock | Purchase | $1,001 - $15,000 | eFD → |
| 2023-02-02 | 2023-01-18 | 15 | Spouse | RIORio Tinto Plc | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-02-02 | 2023-01-13 | 20 | Spouse | UBS CONTINGENT AUTOCALL MET Rate/Coupon: 10.5% Matures: 01/16/2026 | Purchase | $15,001 - $50,000 | eFD → |
| 2023-02-02 | 2023-01-12 | 21 | Spouse | AQNAlgonquin Power and Utilities Corp | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-02-02 | 2023-01-11 | 22 | Spouse | AMTAmerican Tower Corporation (REIT) Common Stock | Purchase | $1,001 - $15,000 | eFD → |
| 2023-02-02 | 2023-01-11 | 22 | Spouse | CMECME Group Inc. - Class A Common Stock | Purchase | $1,001 - $15,000 | eFD → |
| 2023-02-02 | 2023-01-11 | 22 | Spouse | EQNREquinor ASA | Purchase | $1,001 - $15,000 | eFD → |
| 2023-02-02 | 2023-01-11 | 22 | Spouse | Pacer Benchmark Data & Infrastructure Real Estate | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-02-02 | 2023-01-11 | 22 | Spouse | VanEck Agribusiness ETF | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-02-02 | 2023-01-11 | 22 | Spouse | MCDMcDonald's Corporation Common Stock | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-02-02 | 2023-01-11 | 22 | Spouse | ATKRAtkore Inc. Common Stock | Purchase | $1,001 - $15,000 | eFD → |
| 2023-02-02 | 2023-01-11 | 22 | Spouse | CVSCVS Health Corporation Common Stock | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2023-02-02 | 2023-01-11 | 22 | Spouse | RMDResMed Inc. Common Stock | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-02-02 | 2023-01-11 | 22 | Spouse | DLRDigital Realty Trust, Inc. Common Stock | Purchase | $1,001 - $15,000 | eFD → |
| 2023-02-02 | 2023-01-11 | 22 | Spouse | FLNGFLEX LNG Ltd. Ordinary Shares | Purchase | $1,001 - $15,000 | eFD → |
| 2023-02-02 | 2023-01-11 | 22 | Spouse | TUTelus Corporation Ordinary Shares | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-02-02 | 2023-01-11 | 22 | Spouse | AXSAxis Capital Holdings Limited Common Stock | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-02-02 | 2023-01-11 | 22 | Spouse | Hologic, Inc. - Common Stock | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-02-02 | 2023-01-11 | 22 | Spouse | BHPBHP Group Limited American Depositary Shares (Each | Purchase | $1,001 - $15,000 | eFD → |
| 2023-02-02 | 2023-01-11 | 22 | Spouse | Sandstorm Gold Ltd. Ordinary Shares (Canada) | Purchase | $1,001 - $15,000 | eFD → |
| 2023-02-02 | 2023-01-11 | 22 | Spouse | BSMBlack Stone Minerals, L.P. Common units representi | Purchase | $1,001 - $15,000 | eFD → |
| 2023-02-02 | 2023-01-11 | 22 | Spouse | Global X Uranium ETF | Purchase | $1,001 - $15,000 | eFD → |
| 2023-02-02 | 2023-01-04 | 29 | Spouse | Maxar Technologies Inc | Sale (full) | $1,001 - $15,000 | eFD → |
| 2023-02-02 | 2023-01-04 | 29 | Spouse | MGMMGM Resorts International Common Stock | Purchase | $1,001 - $15,000 | eFD → |
| 2023-01-05 | 2022-12-29 | 7 | Spouse | JPM CONTINGENT AUTOCALL GILD SQGER Rate/Coupon: 8.0% Matures: 12/27/2024 | Sale (full) | $15,001 - $50,000 | eFD → |
| 2023-01-05 | 2022-12-20 | 16 | Spouse | US TREASURY BILL | Purchase | $15,001 - $50,000 | eFD → |
| 2022-12-09 | 2022-11-29 | 10 | Spouse | US TREASURY BILL | Sale (full) | $15,001 - $50,000 | eFD → |
| 2022-12-09 | 2022-11-29 | 10 | Spouse | WIWWestern Asset Inflation-Linked Opportunities & Inc | Sale (full) | $1,001 - $15,000 | eFD → |
| 2022-12-09 | 2022-11-29 | 10 | Spouse | Goldman Sachs Access Treasury 0-1 Year ETF | Purchase | $1,001 - $15,000 | eFD → |
| 2022-12-09 | 2022-11-29 | 10 | Spouse | WIWWestern Asset Inflation-Linked Opportunities & Inc | Sale (full) | $1,001 - $15,000 | eFD → |
| 2022-12-09 | 2022-11-29 | 10 | Spouse | Goldman Sachs Access Treasury 0-1 Year ETF | Purchase | $1,001 - $15,000 | eFD → |
| 2022-12-09 | 2022-11-15 | 24 | Spouse | WIWWestern Asset Inflation-Linked Opportunities & Inc | Sale (full) | $15,001 - $50,000 | eFD → |
| 2022-12-09 | 2022-11-15 | 24 | Spouse | Goldman Sachs Access Treasury 0-1 Year ETF | Purchase | $15,001 - $50,000 | eFD → |
| 2022-12-09 | 2022-11-08 | 31 | Spouse | WIWWestern Asset Inflation-Linked Opportunities & Inc | Sale (full) | $1,001 - $15,000 | eFD → |
| 2022-12-09 | 2022-11-08 | 31 | Spouse | Lord Abbett Ultra Short Bond Fund - Class I | Sale (full) | $1,001 - $15,000 | eFD → |
| 2022-12-09 | 2022-11-08 | 31 | Spouse | LDPCohen & Steers Limited Duration Preferred and Inco | Sale (full) | $1,001 - $15,000 | eFD → |
| 2022-12-09 | 2022-11-08 | 31 | Spouse | Goldman Sachs Access Treasury 0-1 Year ETF | Purchase | $15,001 - $50,000 | eFD → |
| 2022-11-03 | 2022-10-27 | 7 | Spouse | BMNBlackRock 2037 Municipal Target Term Trust Common | Purchase | $1,001 - $15,000 | eFD → |
| 2022-11-03 | 2022-10-17 | 17 | Spouse | Pacer Benchmark Data & Infrastructure Real Estate | Sale (full) | $1,001 - $15,000 | eFD → |
| 2022-11-03 | 2022-10-17 | 17 | Spouse | Global Medical REIT Inc. Common Stock | Sale (full) | $1,001 - $15,000 | eFD → |
| 2022-11-03 | 2022-10-17 | 17 | Spouse | Clearbridge Small Cap Growth Fd Cl I | Purchase | $1,001 - $15,000 | eFD → |
| 2022-11-03 | 2022-10-17 | 17 | Spouse | Fidelity Advisor International Capital Appreciat | Sale (full) | $1,001 - $15,000 | eFD → |
| 2022-11-03 | 2022-10-17 | 17 | Spouse | US TREASURY BILL | Purchase | $15,001 - $50,000 | eFD → |
| 2022-11-03 | 2022-10-17 | 17 | Spouse | CVSCVS Health Corporation Common Stock | Purchase | $1,001 - $15,000 | eFD → |
| 2022-11-03 | 2022-10-17 | 17 | Spouse | ProShares Trust ProShares MSCI EAFE Dividend Growe | Purchase | $1,001 - $15,000 | eFD → |
| 2022-11-03 | 2022-10-17 | 17 | Spouse | ABTAbbott Laboratories Common Stock | Purchase | $1,001 - $15,000 | eFD → |
| 2022-11-03 | 2022-10-17 | 17 | Spouse | VZVerizon Communications Inc. Common Stock | Sale (full) | $1,001 - $15,000 | eFD → |
| 2022-11-03 | 2022-10-17 | 17 | Spouse | FIMKX - Fidelity Advisor Focused Emerging Markets I | Sale (full) | $1,001 - $15,000 | eFD → |
| 2022-11-03 | 2022-10-17 | 17 | Spouse | John Hancock Multifactor Emerging Markets ETF | Purchase | $1,001 - $15,000 | eFD → |
| 2022-11-03 | 2022-10-17 | 17 | Spouse | MPTMedical Properties Trust, Inc. common stock | Purchase | $1,001 - $15,000 | eFD → |
| 2022-11-03 | 2022-10-17 | 17 | Spouse | DISWalt Disney Company (The) Common Stock | Sale (full) | $1,001 - $15,000 | eFD → |
| 2022-11-03 | 2022-10-17 | 17 | Spouse | Catalyst/Millburn Hedge Strategy Fund Class I | Purchase | $1,001 - $15,000 | eFD → |
| 2022-11-03 | 2022-10-17 | 17 | Spouse | Goldman Sachs Small/Mid-Cap Growth Fund Inst Cl | Sale (full) | $1,001 - $15,000 | eFD → |
| 2022-11-03 | 2022-10-17 | 17 | Spouse | DLRDigital Realty Trust, Inc. Common Stock | Sale (full) | $1,001 - $15,000 | eFD → |
| 2022-11-03 | 2022-10-17 | 17 | Spouse | INTCIntel Corporation - Common Stock | Sale (full) | $1,001 - $15,000 | eFD → |
| 2022-11-03 | 2022-10-17 | 17 | Spouse | LDPCohen & Steers Limited Duration Preferred and Inco | Sale (full) | $1,001 - $15,000 | eFD → |
| 2022-11-03 | 2022-10-17 | 17 | Spouse | TSMTaiwan Semiconductor Manufacturing Company Ltd. | Purchase | $1,001 - $15,000 | eFD → |
| 2022-11-03 | 2022-10-10 | 24 | Spouse | Ranger Equity Bear Bear ETF | Purchase | $1,001 - $15,000 | eFD → |
| 2022-11-03 | 2022-10-10 | 24 | Spouse | Ranger Equity Bear Bear ETF | Purchase | $1,001 - $15,000 | eFD → |
| 2022-11-03 | 2022-10-10 | 24 | Spouse | ProShares Short QQQ | Sale (full) | $1,001 - $15,000 | eFD → |
| 2022-11-03 | 2022-10-10 | 24 | Spouse | Ranger Equity Bear Bear ETF | Purchase | $1,001 - $15,000 | eFD → |
| 2022-11-03 | 2022-10-10 | 24 | Spouse | Ranger Equity Bear Bear ETF | Purchase | $15,001 - $50,000 | eFD → |
| 2022-11-03 | 2022-10-05 | 29 | Spouse | ProShares Short S&P500 | Sale (full) | $1,001 - $15,000 | eFD → |
| 2022-11-03 | 2022-10-05 | 29 | Spouse | ProShares Short QQQ | Sale (full) | $1,001 - $15,000 | eFD → |
| 2022-11-03 | 2022-10-05 | 29 | Spouse | ProShares Short QQQ | Sale (full) | $15,001 - $50,000 | eFD → |
| 2022-11-03 | 2022-10-05 | 29 | Spouse | ProShares Short QQQ | Sale (full) | $1,001 - $15,000 | eFD → |
| 2022-11-03 | 2022-10-05 | 29 | Spouse | Ranger Equity Bear Bear ETF | Purchase | $1,001 - $15,000 | eFD → |
| 2022-11-03 | 2022-10-04 | 30 | Spouse | HQLTeklaLife Sciences Investors Common Stock | Sale (full) | $1,001 - $15,000 | eFD → |
| 2022-11-03 | 2022-10-04 | 30 | Spouse | Alps Medical Breakthroughs ETF | Sale (full) | $1,001 - $15,000 | eFD → |
| 2022-11-03 | 2022-10-04 | 30 | Spouse | JPM Contingent Autocall C Rate/Coupon: 10% Matures: 04/01/2024 | Sale (full) | $1,001 - $15,000 | eFD → |
| 2022-11-03 | 2022-10-04 | 30 | Spouse | Nuveen Intermediate Duration Municipal Term Fund C | Sale (full) | $15,001 - $50,000 | eFD → |
| 2022-10-04 | 2022-09-19 | 15 | Spouse | ProShares Short S&P500 | Sale (full) | $1,001 - $15,000 | eFD → |
| 2022-10-04 | 2022-09-19 | 15 | Spouse | ProShares Short S&P500 | Sale (full) | $1,001 - $15,000 | eFD → |
| 2022-10-04 | 2022-09-19 | 15 | Spouse | ProShares Short S&P500 | Sale (full) | $15,001 - $50,000 | eFD → |
| 2022-10-04 | 2022-09-15 | 19 | Spouse | BCS Contingent Autocall COF Rate/Coupon: 10% Matures: 10/25/2024 | Sale (full) | $15,001 - $50,000 | eFD → |
| 2022-10-04 | 2022-09-08 | 26 | Spouse | Sociedad Quimica y Minera S.A. Common Stock | Sale (full) | $1,001 - $15,000 | eFD → |
| 2022-09-02 | 2022-08-18 | 15 | Spouse | FASTFastenal Company - Common Stock | Sale (full) | $1,001 - $15,000 | eFD → |
| 2022-09-02 | 2022-08-18 | 15 | Spouse | Sociedad Quimica y Minera S.A. Common Stock | Purchase | $1,001 - $15,000 | eFD → |
| 2022-09-02 | 2022-08-10 | 23 | Spouse | Fidelity Quality Factor ETF | Purchase | $1,001 - $15,000 | eFD → |
| 2022-09-02 | 2022-08-10 | 23 | Spouse | Pacer Benchmark Data & Infrastructure Real Estate | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2022-09-02 | 2022-08-10 | 23 | Spouse | SPDR S&P Regional Banking ETF | Sale (full) | $1,001 - $15,000 | eFD → |
| 2022-09-02 | 2022-08-10 | 23 | Spouse | GLDSPDR Gold Trust | Sale (full) | $1,001 - $15,000 | eFD → |
| 2022-09-02 | 2022-08-10 | 23 | Spouse | Lord Abbett Ultra Short Bond Fund - Class I | Purchase | $1,001 - $15,000 | eFD → |
| 2022-09-02 | 2022-08-10 | 23 | Spouse | CEFSprott Physical Gold & Silver Trust | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2022-09-02 | 2022-08-10 | 23 | Spouse | Global X FinTech ETF | Sale (full) | $1,001 - $15,000 | eFD → |
| 2022-09-02 | 2022-08-10 | 23 | Spouse | Fidelity Dividend ETF For Rising Rates | Purchase | $1,001 - $15,000 | eFD → |
| 2022-09-02 | 2022-08-10 | 23 | Spouse | iShares Core S&P 500 | Sale (full) | $1,001 - $15,000 | eFD → |
| 2022-09-02 | 2022-08-10 | 23 | Spouse | LDPCohen & Steers Limited Duration Preferred and Inco | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2022-09-02 | 2022-08-10 | 23 | Spouse | ProShares Russell 2000 Dividend Growers ETF | Purchase | $1,001 - $15,000 | eFD → |
| 2022-09-02 | 2022-08-10 | 23 | Spouse | Invesco S&P 500 GARP ETF | Purchase | $1,001 - $15,000 | eFD → |
| 2022-09-02 | 2022-08-10 | 23 | Spouse | Invesco FTSE RAFI US 1000 ETF | Purchase | $1,001 - $15,000 | eFD → |
| 2022-09-02 | 2022-08-10 | 23 | Spouse | Goldman Sachs Small/Mid-Cap Growth Fund Inst Cl | Sale (full) | $1,001 - $15,000 | eFD → |
| 2022-09-02 | 2022-08-10 | 23 | Spouse | John Hancock Multifactor Emerging Markets ETF | Purchase | $1,001 - $15,000 | eFD → |
| 2022-09-02 | 2022-08-10 | 23 | Spouse | Catalyst/Millburn Hedge Strategy Fund Class I | Purchase | $1,001 - $15,000 | eFD → |
| 2022-09-02 | 2022-08-10 | 23 | Spouse | John Hancock Multifactor Mid Cap ETF | Purchase | $1,001 - $15,000 | eFD → |
| 2022-09-02 | 2022-08-10 | 23 | Spouse | ProShares Trust ProShares MSCI EAFE Dividend Growe | Purchase | $1,001 - $15,000 | eFD → |
| 2022-09-02 | 2022-08-10 | 23 | Spouse | WisdomTree U.S. SmallCap Quality Dividend Growth F | Sale (full) | $1,001 - $15,000 | eFD → |
| 2022-09-02 | 2022-08-10 | 23 | Spouse | First Trust Nasdaq Cybersecurity ETF | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2022-09-02 | 2022-08-10 | 23 | Spouse | GS Activebeta U.S. Small Cap Equity ETF | Purchase | $1,001 - $15,000 | eFD → |
| 2022-09-02 | 2022-08-10 | 23 | Spouse | VictoryShares US Large Cap High Div Volatility Wtd | Purchase | $1,001 - $15,000 | eFD → |
| 2022-09-02 | 2022-08-10 | 23 | Spouse | iShares S&P SmallCap 600 Value ETF | Sale (full) | $1,001 - $15,000 | eFD → |
| 2022-09-02 | 2022-08-10 | 23 | Spouse | Fidelity Advisor International Capital Appreciat | Sale (full) | $1,001 - $15,000 | eFD → |
| 2022-09-02 | 2022-08-10 | 23 | Spouse | VanEck Vectors Junior Gold Miners ETF | Sale (full) | $1,001 - $15,000 | eFD → |
| 2022-09-02 | 2022-08-10 | 23 | Spouse | WIWWestern Asset Inflation-Linked Opportunities & Inc | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2022-09-02 | 2022-08-10 | 23 | Spouse | VictoryShares US 500 Volatility Wtd ETF | Sale (partial) | $1,001 - $15,000 | eFD → |
| 2022-09-02 | 2022-08-10 | 23 | Spouse | S&P Emerging Markets Low Vol Invesco ETF | Purchase | $1,001 - $15,000 | eFD → |
| 2022-09-02 | 2022-08-10 | 23 | Spouse | FIMKX - Fidelity Advisor Focused Emerging Markets I | Sale (full) | $1,001 - $15,000 | eFD → |
| 2022-09-02 | 2022-08-10 | 23 | Spouse | First Trust NASDAQ-100-Technology Sector Index Fun | Sale (full) | $1,001 - $15,000 | eFD → |
How these are read and published: methodology.
Holdings · annual financial disclosure
Assets listed on the 2025 report.
203 assets with a value on the report filed 2025-01-16, 116 of them shares or options of a listed company. Values are the ranges on the form. Assets are held by the member, a spouse or a dependent child, as reported. Open the report.
| Asset | Type | Owner | Value (as filed) |
|---|---|---|---|
| Morgan Stanley Bank NA | Other | Member | $1,001 - $15,000 |
| DUKDuke Energy Corporation (NYSE) | Stock | Member | $15,001 - $50,000 |
| LNCLincoln National Corporation (NYSE) | Stock | Member | $50,001 - $100,000 |
| ENB-Enbridge Inc. | Stock | Member | $15,001 - $50,000 |
| SPDR S&P 500 ETF Trust | Fund | Member | $50,001 - $100,000 |
| MDY-SPDR S&P MidCap 400 | Fund | Member | $50,001 - $100,000 |
| Invesco Greater China Fund Cl A | Fund | Member | $15,001 - $50,000 |
| DOWDow Inc. | Stock | Member | $15,001 - $50,000 |
| CTVACorteva, Inc. | Stock | Member | $15,001 - $50,000 |
| DDDuPont de Nemours, Inc. | Stock | Member | $15,001 - $50,000 |
| CC-The Chemours Company | Stock | Member | $1,001 - $15,000 |
| Citizens Bank | Other | Joint | $100,001 - $250,000 |
| M & T Bank | Other | Joint | $15,001 - $50,000 |
| Rental Property | Other | Joint | $500,001 - $1,000,000 |
| Rental Property | Other | Joint | $1,000,001 - $5,000,000 |
| Unimproved Land | Other | Joint | $500,001 - $1,000,000 |
| Capital One | Other | Spouse | $15,001 - $50,000 |
| Morgan Stanley Bank N.A. | Other | Spouse | $15,001 - $50,000 |
| LGILazard Global Total Return and Income Fund, Inc. | Stock | Spouse | $1,001 - $15,000 |
| First Trust NASDAQ Cybersecurity ETF | Fund | Spouse | $1,001 - $15,000 |
| VictoryShares US 500 Volatility Wtd ETF | Fund | Spouse | $1,001 - $15,000 |
| Goldman Sachs Access Treasury 0-1 Year ETF | Fund | Spouse | $15,001 - $50,000 |
| CEFSprott Physical Gold and Silver Trust | Stock | Spouse | $1,001 - $15,000 |
| Pacer Benchmark Data & Infrastructure Real Estate | Fund | Spouse | $1,001 - $15,000 |
| Abbey Capital Futures Strategy Fund- Class I Sha | Fund | Spouse | $1,001 - $15,000 |
| Fidelity Dividend ETF For Rising Rates | Fund | Spouse | $1,001 - $15,000 |
| GS Activebeta U.S. Small Cap Equity ETF | Fund | Spouse | $1,001 - $15,000 |
| Invesco S&P 500 GARP ETF | Fund | Spouse | $1,001 - $15,000 |
| Invesco S&P Emerging Markets Low Volatility ETF | Fund | Spouse | $1,001 - $15,000 |
| iShares U.S. Aerospace & Defense ETF | Fund | Spouse | $1,001 - $15,000 |
| John Hancock Multifactor Mid Cap ETF | Fund | Spouse | $1,001 - $15,000 |
| SPDR S&P Global Natural Resources ETF | Fund | Spouse | $1,001 - $15,000 |
| Catalyst/Millburn Hedge Strategy Fund Class I | Fund | Spouse | $1,001 - $15,000 |
| Goldman Sachs Gqg Partners International Opportu | Fund | Spouse | $1,001 - $15,000 |
| Columbia EM Core Ex-China ETF | Fund | Spouse | $1,001 - $15,000 |
| Nasdaq 100 Technology Index Fund | Fund | Spouse | $1,001 - $15,000 |
| Global X Uranium ETF | Fund | Spouse | $1,001 - $15,000 |
| iShares Core S&P 500 | Fund | Spouse | $1,001 - $15,000 |
| iShares Core S&P Small-Cap | Fund | Spouse | $1,001 - $15,000 |
| iShares Russell 1000 Value ETF | Fund | Spouse | $1,001 - $15,000 |
| ProShares Investment Grade-Interest Rate Hedged | Fund | Spouse | $1,001 - $15,000 |
| Vanguard Health Care ETF | Fund | Spouse | $1,001 - $15,000 |
| Vanguard FTSE Developed Markets ETF | Fund | Spouse | $1,001 - $15,000 |
| Vanguard Div Appreciation ETF | Fund | Spouse | $1,001 - $15,000 |
| Pacer Developed Markets International Cash Cows 10 | Fund | Spouse | $1,001 - $15,000 |
| Pacer US Cash Cows 100 ETF | Fund | Spouse | $1,001 - $15,000 |
| Pacer US Small Cap Cash Cows 100 ETF | Fund | Spouse | $1,001 - $15,000 |
| Morgan Stanley Private Bank NA | Other | Spouse | None (or less than $1,001) |
| AAPL-Apple Inc. (NASDAQ) | Stock | Spouse | $500,001 - $1,000,000 |
| CVXChevron Corporation (NYSE) | Stock | Spouse | $1,001 - $15,000 |
| MS CPI and SPX Floating Rate Principal Protection Note | Bond | Spouse | $15,001 - $50,000 |
| ALLAllstate Corp | Stock | Spouse | $15,001 - $50,000 |
| BACBank of America | Stock | Spouse | $1,001 - $15,000 |
| GE Aerospace Common Stock | Stock | Spouse | $1,001 - $15,000 |
| GOOGAlphabet Inc. | Stock | Spouse | $100,001 - $250,000 |
| VZVerizon Communications | Stock | Spouse | $1,001 - $15,000 |
| iShares MSCI Emerging Markets | Fund | Spouse | $1,001 - $15,000 |
| HQLAbrdn Life Sciences Investors Fund | Stock | Spouse | $1,001 - $15,000 |
| ACAP Strategic Fund | Fund | Spouse | $50,001 - $100,000 |
| SNOWSnowflake Inc. Class A Common Stock | Stock | Spouse | $1,001 - $15,000 |
| TSLATesla, Inc. - Common Stock | Stock | Spouse | $1,001 - $15,000 |
| VFCV.F. Corporation Common Stock | Stock | Spouse | $1,001 - $15,000 |
| WWWW International, Inc. - Common Stock | Stock | Spouse | None (or less than $1,001) |
| NVDANVIDIA Corporation - Common Stock | Stock | Spouse | $1,001 - $15,000 |
| GEHCGE Healthcare Technologies Inc | Stock | Spouse | None (or less than $1,001) |
| GEVGE Vernova Inc. Common Stock | Stock | Spouse | $1,001 - $15,000 |
| Morgan Stanley Bank NA | Other | Spouse | $50,001 - $100,000 |
| ABBVAbbVie Inc. | Stock | Spouse | $15,001 - $50,000 |
| HONHoneywell International Inc. | Stock | Spouse | $15,001 - $50,000 |
| JNJJohnson & Johnson | Stock | Spouse | $1,001 - $15,000 |
| JPMJPMorgan Chase & Co. | Stock | Spouse | $15,001 - $50,000 |
| NKENIKE, Inc. | Stock | Spouse | $15,001 - $50,000 |
| SHELRoyal Dutch Shell PLC American Depositary Shares ( | Stock | Spouse | $1,001 - $15,000 |
| VZVerizon Communications Inc. | Stock | Spouse | $1,001 - $15,000 |
| Goldman Sachs Group Inc Floating Rt A | Stock | Spouse | $1,001 - $15,000 |
| FT Energy Income Partners Enhanced ETF | Stock | Spouse | $15,001 - $50,000 |
| NMLNeuberger Berman MLP Income Fund Inc. | Stock | Spouse | $1,001 - $15,000 |
| Invesco NASDAQ Internet ETF | Fund | Spouse | $15,001 - $50,000 |
| SPY-SPDR S&P 500 ETF | Fund | Spouse | $100,001 - $250,000 |
| Vanguard Health Care ETF | Fund | Spouse | $15,001 - $50,000 |
| CEFSprott Physical Gold and Silver Trust | Stock | Spouse | $1,001 - $15,000 |
| AMZNAmazon.com, Inc. | Stock | Spouse | $15,001 - $50,000 |
| LDPCohen & Steers Limited Duration Preferred and Inco | Stock | Spouse | $1,001 - $15,000 |
| Goldman Sachs Access Treasury 0-1 Year ETF | Fund | Spouse | $1,001 - $15,000 |
| AAgilent Technologies, Inc. Common Stock | Stock | Spouse | None (or less than $1,001) |
| ACGLArch Capital Group Ltd. - Common Stock | Stock | Spouse | $1,001 - $15,000 |
| INTAIntapp, Inc. - Common Stock | Stock | Spouse | $1,001 - $15,000 |
| MGMMGM Resorts International Common Stock | Stock | Spouse | $1,001 - $15,000 |
| NEENextEra Energy, Inc. Common Stock | Stock | Spouse | $1,001 - $15,000 |
| PAASPan American Silver Corp. Common Stock | Stock | Spouse | $1,001 - $15,000 |
| RMDResMed Inc. Common Stock | Stock | Spouse | $1,001 - $15,000 |
| SFMSprouts Farmers Market, Inc. - Common Stock | Stock | Spouse | $1,001 - $15,000 |
| SNPSSynopsys, Inc. - Common Stock | Stock | Spouse | $1,001 - $15,000 |
| VanEck Vectors Gold Miners ETF | Fund | Spouse | $1,001 - $15,000 |
| Arcadium Lithium Plc | Stock | Spouse | $1,001 - $15,000 |
| DELLDell Technologies Inc | Stock | Spouse | $1,001 - $15,000 |
| Morgan Stanley Bank N.A. | Other | Spouse | $50,001 - $100,000 |
| ABTAbbott Laboratories | Stock | Spouse | $1,001 - $15,000 |
| AREAlexandria Real Estate Equities, Inc. | Stock | Spouse | $1,001 - $15,000 |
| AAPLApple Inc. | Stock | Spouse | $1,001 - $15,000 |
| BMYBristol-Myers Squibb Company | Stock | Spouse | $1,001 - $15,000 |
| CSCOCisco Systems, Inc. | Stock | Spouse | $1,001 - $15,000 |
| GLWCorning Incorporated | Stock | Spouse | $1,001 - $15,000 |
| DEODiageo plc | Stock | Spouse | $1,001 - $15,000 |
| HASIHannon Armstrong Sustainable Infrastructure Capita | Stock | Spouse | $1,001 - $15,000 |
| LHXL3Harris Technologies, Inc. | Stock | Spouse | $1,001 - $15,000 |
| HONHoneywell International Inc. | Stock | Spouse | $1,001 - $15,000 |
| IRMIron Mountain Incorporated | Stock | Spouse | $1,001 - $15,000 |
| JNJJohnson & Johnson | Stock | Spouse | $1,001 - $15,000 |
| METMetLife, Inc. | Stock | Spouse | $1,001 - $15,000 |
| MSFTMicrosoft Corporation | Stock | Spouse | $1,001 - $15,000 |
| NVDANVIDIA Corporation | Stock | Spouse | $15,001 - $50,000 |
| PGThe Procter & Gamble Company | Stock | Spouse | $1,001 - $15,000 |
| QCOMQUALCOMM Incorporated | Stock | Spouse | $1,001 - $15,000 |
| TMOThermo Fisher Scientific Inc. | Stock | Spouse | $1,001 - $15,000 |
| VVisa Inc. | Stock | Spouse | $1,001 - $15,000 |
| ARCCAres Capital Corporation | Stock | Spouse | $1,001 - $15,000 |
| CEFSprott Physical Gold and Silver Trust | Stock | Spouse | $1,001 - $15,000 |
| GLADGladstone Capital Corporation | Stock | Spouse | $15,001 - $50,000 |
| iShares Russell 1000 Value ETF | Fund | Spouse | $1,001 - $15,000 |
| iShares Russell 2000 Value ETF | Fund | Spouse | $1,001 - $15,000 |
| Pacer Trendpilot US Mid Cap ETF | Fund | Spouse | $1,001 - $15,000 |
| PTLC-Pacer Trendpilot US Large Cap ETF | Fund | Spouse | $15,001 - $50,000 |
| GLDSPDR Gold Shares | Fund | Spouse | $1,001 - $15,000 |
| ABBVAbbVie Inc. | Stock | Spouse | $1,001 - $15,000 |
| CVSCVS Health Corporation | Stock | Spouse | $1,001 - $15,000 |
| RTXRaytheon Technologies Corporation Common Stock | Stock | Spouse | $1,001 - $15,000 |
| Pacer Trendpilot 100 ETF | Fund | Spouse | $15,001 - $50,000 |
| Goldman Sachs Access Treasury 0-1 Year ETF | Fund | Spouse | $50,001 - $100,000 |
| DGXQuest Diagnostics Incorporated | Stock | Spouse | $1,001 - $15,000 |
| SWKSSkyworks Solutions, Inc. | Stock | Spouse | $1,001 - $15,000 |
| TSMTaiwan Semiconductor Manufacturing Company Limited | Stock | Spouse | $1,001 - $15,000 |
| APOApollo Global Management, Inc. | Stock | Spouse | $1,001 - $15,000 |
| NVONovo Nordisk A/S | Stock | Spouse | $1,001 - $15,000 |
| PEPPepsiCo, Inc. | Stock | Spouse | $1,001 - $15,000 |
| PFEPfizer Inc. | Stock | Spouse | $1,001 - $15,000 |
| CWENClearway Energy, Inc. Class C Common Stock | Stock | Spouse | $1,001 - $15,000 |
| GLPIGaming and Leisure Properties, Inc. - Common Stock | Stock | Spouse | $1,001 - $15,000 |
| AMTAmerican Tower Corporation (REIT) Common Stock | Stock | Spouse | $1,001 - $15,000 |
| iShares U.S. Aerospace & Defense ETF | Fund | Spouse | $15,001 - $50,000 |
| ProShares Investment Grade-Interest Rate Hedged | Fund | Spouse | $15,001 - $50,000 |
| Abbey Capital Futures Strategy Fund- Class I Sha | Fund | Spouse | $15,001 - $50,000 |
| Catalyst/Millburn Hedge Strategy Fund Class I | Fund | Spouse | $1,001 - $15,000 |
| Clearbridge Small Cap Growth Fd Cl I | Fund | Spouse | $15,001 - $50,000 |
| BHPBHP Group Limited American Depositary Shares (Each | Stock | Spouse | $1,001 - $15,000 |
| BSMBlack Stone Minerals LP | Stock | Spouse | $1,001 - $15,000 |
| CMECME Group Inc. - Class A Common Stock | Stock | Spouse | $1,001 - $15,000 |
| DHRDanaher Corporation Common Stock | Stock | Spouse | $1,001 - $15,000 |
| DLRDigital Realty Trust, Inc. Common Stock | Stock | Spouse | $1,001 - $15,000 |
| FPIFarmland Partners Inc. Common Stock | Stock | Spouse | $1,001 - $15,000 |
| FLNGFLEX LNG Ltd. Ordinary Shares | Stock | Spouse | $1,001 - $15,000 |
| FMCFMC Corporation Common Stock | Stock | Spouse | $1,001 - $15,000 |
| KMBKimberly-Clark Corporation Common Stock | Stock | Spouse | $1,001 - $15,000 |
| NVSNovartis Ag ADR | Stock | Spouse | $1,001 - $15,000 |
| ROKRockwell Automation, Inc. Common Stock | Stock | Spouse | $1,001 - $15,000 |
| Sandstorm Gold Ltd. Ordinary Shares (Canada) | Stock | Spouse | $1,001 - $15,000 |
| Sociedad Quimica y Minera S.A. Common Stock | Stock | Spouse | $1,001 - $15,000 |
| TTTrane Technologies Plc | Stock | Spouse | $1,001 - $15,000 |
| VLOValero Energy Corporation Common Stock | Stock | Spouse | $1,001 - $15,000 |
| VZVerizon Communications Inc. Common Stock | Stock | Spouse | $1,001 - $15,000 |
| WMWaste Management, Inc. Common Stock | Stock | Spouse | $1,001 - $15,000 |
| Columbia EM Core Ex-China ETF | Fund | Spouse | $15,001 - $50,000 |
| Global X Uranium ETF | Fund | Spouse | $1,001 - $15,000 |
| S&P Global Natural Resources SPDR | Fund | Spouse | $1,001 - $15,000 |
| Tampa Electric Co cusip 875127bm3 | Bond | Spouse | $1,001 - $15,000 |
| Vanguard FTSE Developed Markets ETF | Fund | Spouse | $1,001 - $15,000 |
| TGTTarget Corp | Stock | Spouse | $1,001 - $15,000 |
| OXYOccidental Petroleum Corp | Stock | Spouse | $1,001 - $15,000 |
| NTRNutrien Ltd | Stock | Spouse | $1,001 - $15,000 |
| ENBEnbridge Inc | Stock | Spouse | $1,001 - $15,000 |
| EMREmerson Electric Company | Stock | Spouse | $1,001 - $15,000 |
| DDominion Energy Inc | Stock | Spouse | $1,001 - $15,000 |
| AESThe Aes Corp | Stock | Spouse | $1,001 - $15,000 |
| Morgan Stanley Private Bank NA | Other | Spouse | $100,001 - $250,000 |
| BAThe Boeing Company | Stock | Spouse | $1,001 - $15,000 |
| CCThe Chemours Company | Stock | Spouse | $15,001 - $50,000 |
| CSCOCisco Systems, Inc. | Stock | Spouse | $15,001 - $50,000 |
| DOWDow Inc. | Stock | Spouse | $50,001 - $100,000 |
| JNJJohnson & Johnson | Stock | Spouse | $15,001 - $50,000 |
| LNCLincoln National Corporation | Stock | Spouse | $15,001 - $50,000 |
| METMetLife, Inc. | Stock | Spouse | $50,001 - $100,000 |
| PFEPfizer Inc. | Stock | Spouse | $1,001 - $15,000 |
| PGThe Procter & Gamble Company | Stock | Spouse | $15,001 - $50,000 |
| TACTransalta Corp | Stock | Spouse | $1,001 - $15,000 |
| DISThe Walt Disney Company | Stock | Spouse | $1,001 - $15,000 |
| WELLWelltower Inc | Stock | Spouse | $15,001 - $50,000 |
| First Trust Dow Jones Internet ETF | Fund | Spouse | $15,001 - $50,000 |
| CTVACorteva, Inc. | Stock | Spouse | $50,001 - $100,000 |
| DDDuPont de Nemours, Inc. | Stock | Spouse | $50,001 - $100,000 |
| BMYBristol-Myers Squibb Company | Stock | Spouse | $15,001 - $50,000 |
| NTAPNetApp, Inc. | Stock | Spouse | $15,001 - $50,000 |
| Aberdeen Ultra Short Municipal Income Fund Class A | Fund | Spouse | $50,001 - $100,000 |
| IFFInternationa Flavors & Fragrances, Inc. Common Sto | Stock | Spouse | $1,001 - $15,000 |
| BMNBlackRock 2037 Municipal Target Term Trust Common | Stock | Spouse | $15,001 - $50,000 |
| Morgan Stanley Bank N.A. | Other | Spouse | $1,001 - $15,000 |
| TIAA-CREF | Other | Spouse | $15,001 - $50,000 |
| Vanguard Target Retirement Income Fund | Fund | Spouse | $100,001 - $250,000 |
| Vanguard Target Retirement 2030 Fund | Fund | Spouse | $100,001 - $250,000 |
| Vanguard Target Retirement 2060 Fund | Fund | Spouse | $100,001 - $250,000 |
| Vanguard Emerging Markets Stock Index Fund Institu | Fund | Spouse | $1,001 - $15,000 |
| Vanguard Extended Market Index Fund Institutional | Fund | Spouse | $15,001 - $50,000 |
| Vanguard Developed Markets Index Fund Institutiona | Fund | Spouse | $1,001 - $15,000 |
| Global Clean Energy Ishares ETF | Fund | Member | $15,001 - $50,000 |
How reports are read: holdings methodology.