Congressional stock trades · Member
Neal P. Dunn
Representative · FL-2 · Republican
86 published transactions from periodic transaction reports since 2020, shown as filed. Amounts are the ranges on the form. Each row links to its filing. Holdings from 10 annual reports are below.
Current committees: House Committee on Energy and Commerce; House Select Committee on the Strategic Competition Between the United States and the Chinese Communist Party.
| Disclosed | Traded | Days | Owner | Asset | Type | Amount range (as filed) | Source |
|---|---|---|---|---|---|---|---|
| 2026-06-23 | 2026-05-11 | 43 | Member | Regions Financial Corporation Depositary Shares, Each Representing a 1/40th Interest in a Share of 4.45% Non-Cumulative Perpetual Preferred Stock, Series E (RF$E) | Sale | $50,001 - $100,000 | Clerk → |
| 2026-06-23 | 2026-05-11 | 43 | Member | AT&T Inc. Depositary Shares, each representing a 1/1,000th interest in a share of 5.000% Perpetual Preferred Stock, Series A (T$A) | Sale | $15,001 - $50,000 | Clerk → |
| 2026-06-23 | 2026-05-11 | 43 | Member | JP Morgan Chase & Co Depositary Shares Preferred Series GG | Sale | $50,001 - $100,000 | Clerk → |
| 2026-03-17 | 2026-02-02 | 43 | Member | Cadence Bank 5.50% Series A (CADE$A) | Exchange | $1,001 - $15,000 | Clerk → |
| 2026-03-17 | 2026-02-02 | 43 | Member | HBANZHuntington Bancshares Incorporated - Depositary Shares L Preferred Stock | Exchange | $1,001 - $15,000 | Clerk → |
| 2025-10-01 | 2025-09-04 | 27 | Member | J P Morgan Chase & Co Depositary Shares, each representing a 1/400th interest in a share of JPMorgan Chase & Co. 4.75% Non-Cumulative Preferred Stock, Series GG (JPM$J) | Sale (partial) | $1,001 - $15,000 | Clerk → |
| 2025-08-13 | 2025-06-02 | 72 ·>45 | Member | Capital One Financial Corporation Depositary shares each representing a 1/40th interest in a share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series I of the Issuer (COF$I) | Purchase | $1,001 - $15,000 | Clerk → |
| 2025-04-03 | 2025-03-03 | 31 | Member | Capital One Financial Corporation Depositary shares each representing a 1/40th interest in a share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series I of the Issuer (COF$I) | Purchase | $1,001 - $15,000 | Clerk → |
| 2025-03-10 | 2024-12-24 | 76 ·>45 | Spouse | MSTRMicroStrategy Incorporated - Class A Common Stock | Purchase | $15,001 - $50,000 | Clerk → |
| 2024-12-16 | 2024-11-06 | 40 | Member | Cadence Bank 5.50% Series A (CADE$A) | Purchase | $1,001 - $15,000 | Clerk → |
| 2024-12-16 | 2024-11-06 | 40 | Member | Capital One Financial Corporation Depositary shares each representing a 1/40th interest in a share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series I of the Issuer (COF$I) | Purchase | $1,001 - $15,000 | Clerk → |
| 2024-12-16 | 2024-11-06 | 40 | Member | U.S. Bancorp Depositary Shares each representing a 1/1,000th interest in a share of Series K Non-Cumulative Perpetual Preferred Stock (USB$P) | Purchase | $1,001 - $15,000 | Clerk → |
| 2024-12-16 | 2024-11-06 | 40 | Member | JP Morgan Chase & Co Depositary Shares Preferred Series GG | Purchase | $1,001 - $15,000 | Clerk → |
| 2024-12-16 | 2024-11-06 | 40 | Member | Regions Financial Corporation Depositary Shares, Each Representing a 1/40th Interest in a Share of 4.45% Non-Cumulative Perpetual Preferred Stock, Series E (RF$E) | Purchase | $1,001 - $15,000 | Clerk → |
| 2024-11-07 | 2024-09-27 | 41 | Member | Truist Financial Corporation Depositary Shares, each representing 1/1,000th interest in a share of Series R Non-Cumulative Perpetual Preferred Stock (TFC$R) | Purchase | $1,001 - $15,000 | Clerk → |
| 2024-11-07 | 2024-09-27 | 41 | Member | JP Morgan Chase & Co Depositary Shares Preferred Series GG | Purchase | $1,001 - $15,000 | Clerk → |
| 2024-11-07 | 2024-09-27 | 41 | Member | Cadence Bank 5.50% Series A (CADE$A) | Purchase | $1,001 - $15,000 | Clerk → |
| 2024-11-07 | 2024-09-27 | 41 | Member | Regions Financial Corporation Depositary Shares, Each Representing a 1/40th Interest in a Share of 4.45% Non-Cumulative Perpetual Preferred Stock, Series E (RF$E) | Purchase | $1,001 - $15,000 | Clerk → |
| 2024-11-07 | 2024-09-27 | 41 | Member | AT&T Inc. Depositary Shares, each representing a 1/1,000th interest in a share of 5.000% Perpetual Preferred Stock, Series A (T$A) | Purchase | $1,001 - $15,000 | Clerk → |
| 2024-11-07 | 2024-09-27 | 41 | Member | KeyCorp Depositary Shares each representing a 1/40th ownership interest in a share of Fixed Rate Perpetual Non-Cumulative Preferred Stock, Series F (KEY$J) | Purchase | $1,001 - $15,000 | Clerk → |
| 2024-11-07 | 2024-09-27 | 41 | Member | US Bancorp Preferred Series K | Purchase | $1,001 - $15,000 | Clerk → |
| 2024-11-07 | 2024-09-27 | 41 | Member | Capital One Financial Corporation Depositary shares each representing a 1/40th interest in a share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series I of the Issuer (COF$I) | Purchase | $1,001 - $15,000 | Clerk → |
| 2024-05-22 | 2024-04-24 | 28 | Member | Wells Fargo & Company Depositary Shares, each representing a 1/1,000th interest in a share of Non-Cumulative Perpetual Class A Preferred Stock, Series DD (WFC$D) | Sale | $1,001 - $15,000 | Clerk → |
| 2024-05-22 | 2024-04-24 | 28 | Member | J P Morgan Chase & Co Depositary Shares, each representing a 1/400th interest in a share of JPMorgan Chase & Co. 4.75% Non-Cumulative Preferred Stock, Series GG (JPM$J) | Sale | $1,001 - $15,000 | Clerk → |
| 2023-05-26 | 2023-05-05 | 21 | Spouse | Wells Fargo & Company Depositary Shares, each representing a 1/1,000th interest in a share of Non-Cumulative Perpetual Class A Preferred Stock, Series DD (WFC$D) | Purchase | $1,001 - $15,000 | Clerk → |
| 2023-05-26 | 2023-05-05 | 21 | Member | Regions Financial Corporation Depositary Shares, Each Representing a 1/40th Interest in a Share of 4.45% Non-Cumulative Perpetual Preferred Stock, Series E (RF$E) | Purchase | $1,001 - $15,000 | Clerk → |
| 2023-05-26 | 2023-05-05 | 21 | Member | Truist Financial Corporation Depositary Shares, each representing 1/1,000th interest in a share of Series R Non-Cumulative Perpetual Preferred Stock (TFC$R) | Purchase | $1,001 - $15,000 | Clerk → |
| 2023-05-26 | 2023-05-05 | 21 | Member | J P Morgan Chase & Co Depositary Shares, each representing a 1/400th interest in a share of JPMorgan Chase & Co. 4.75% Non-Cumulative Preferred Stock, Series GG (JPM$J) | Purchase | $1,001 - $15,000 | Clerk → |
| 2023-05-26 | 2023-05-05 | 21 | Spouse | J P Morgan Chase & Co Depositary Shares, each representing a 1/400th interest in a share of JPMorgan Chase & Co. 4.75% Non-Cumulative Preferred Stock, Series GG (JPM$J) | Purchase | $1,001 - $15,000 | Clerk → |
| 2023-05-26 | 2023-05-05 | 21 | Member | Capital One Financial Corporation Depositary shares each representing a 1/40th interest in a share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series I of the Issuer (COF$I) | Purchase | $1,001 - $15,000 | Clerk → |
| 2023-05-26 | 2023-05-05 | 21 | Member | KeyCorp Depositary Shares each representing a 1/40th ownership interest in a share of Fixed Rate Perpetual Non-Cumulative Preferred Stock, Series F (KEY$J) | Purchase | $1,001 - $15,000 | Clerk → |
| 2023-05-26 | 2023-05-05 | 21 | Member | Wells Fargo & Company Depositary Shares, each representing a 1/1,000th interest in a share of Non-Cumulative Perpetual Class A Preferred Stock, Series DD (WFC$D) | Purchase | $1,001 - $15,000 | Clerk → |
| 2023-05-26 | 2023-05-05 | 21 | Member | Cadence Bank 5.50% Series A (CADE$A) | Purchase | $1,001 - $15,000 | Clerk → |
| 2023-05-26 | 2023-05-05 | 21 | Member | J P Morgan Chase & Co Depositary Shares, each representing a 1/400th interest in a share of JPMorgan Chase & Co. 4.75% Non-Cumulative Preferred Stock, Series GG (JPM$J) | Purchase | $1,001 - $15,000 | Clerk → |
| 2023-05-26 | 2023-05-05 | 21 | Member | U.S. Bancorp Depositary Shares each representing a 1/1,000th interest in a share of Series K Non-Cumulative Perpetual Preferred Stock (USB$P) | Purchase | $1,001 - $15,000 | Clerk → |
| 2023-02-17 | 2023-01-05 | 43 | Member | SOSouthern Company | Sale | $15,001 - $50,000 | Clerk → |
| 2023-02-17 | 2023-01-05 | 43 | Member | KeyCorp Depositary Shares each representing a 1/40th ownership interest in a share of Fixed Rate Perpetual Non-Cumulative Preferred Stock, Series F (KEY$J) | Sale | $1,001 - $15,000 | Clerk → |
| 2023-02-17 | 2023-01-05 | 43 | Member | Regions Financial Corporation Depositary Shares Representing 1/40th Perpetual Preferred Series A (RF$A) | Sale | $1,001 - $15,000 | Clerk → |
| 2023-02-17 | 2023-01-05 | 43 | Spouse | SOSouthern Company | Sale | $15,001 - $50,000 | Clerk → |
| 2022-09-09 | 2022-08-15 | 25 | Member | Truist Financial Corporation Depositary Shares, each representing 1/1,000th interest in a share of Series R Non-Cumulative Perpetual Preferred Stock (TFC$R) | Purchase | $15,001 - $50,000 | Clerk → |
| 2022-09-09 | 2022-08-15 | 25 | Member | Cadence Bank 5.50% Series A (CADE$A) | Purchase | $1,001 - $15,000 | Clerk → |
| 2022-09-09 | 2022-08-15 | 25 | Member | U.S. Bancorp Depositary Shares each representing a 1/1,000th interest in a share of Series K Non-Cumulative Perpetual Preferred Stock (USB$P) | Purchase | $15,001 - $50,000 | Clerk → |
| 2022-09-09 | 2022-08-15 | 25 | Member | Wells Fargo & Company Depositary Shares, each representing a 1/1,000th interest in a share of Non-Cumulative Perpetual Class A Preferred Stock, Series Y (WFC$Y) | Purchase | $15,001 - $50,000 | Clerk → |
| 2022-09-09 | 2022-08-15 | 25 | Member | AT&T Inc. Depositary Shares, each representing a 1/1,000th interest in a share of 5.000% Perpetual Preferred Stock, Series A (T$A) | Purchase | $15,001 - $50,000 | Clerk → |
| 2022-09-09 | 2022-08-15 | 25 | Member | J P Morgan Chase & Co Depositary Shares, each representing a 1/400th interest in a share of JPMorgan Chase & Co. 4.75% Non-Cumulative Preferred Stock, Series GG (JPM$J) | Purchase | $15,001 - $50,000 | Clerk → |
| 2022-09-09 | 2022-08-15 | 25 | Member | KeyCorp Depositary Shares each representing a 1/40th ownership interest in a share of Fixed Rate Perpetual Non-Cumulative Preferred Stock, Series F (KEY$J) | Purchase | $15,001 - $50,000 | Clerk → |
| 2022-09-09 | 2022-08-15 | 25 | Member | Capital One Financial Corporation Depositary shares each representing a 1/40th interest in a share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series I of the Issuer (COF$I) | Purchase | $15,001 - $50,000 | Clerk → |
| 2022-09-09 | 2022-08-15 | 25 | Member | Regions Financial Corporation Depositary Shares, Each Representing a 1/40th Interest in a Share of 4.45% Non-Cumulative Perpetual Preferred Stock, Series E (RF$E) | Purchase | $15,001 - $50,000 | Clerk → |
| 2022-09-09 | 2022-08-10 | 30 | Member | Capital One Financial Corporation Depositary shares each representing a 1/40th interest in a share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series I of the Issuer (COF$I) | Purchase | $15,001 - $50,000 | Clerk → |
| 2022-09-09 | 2022-08-10 | 30 | Member | KeyCorp Depositary Shares each representing a 1/40th ownership interest in a share of Fixed Rate Perpetual Non-Cumulative Preferred Stock, Series F (KEY$J) | Purchase | $15,001 - $50,000 | Clerk → |
| 2022-09-09 | 2022-08-10 | 30 | Member | Regions Financial Corporation Depositary Shares, Each Representing a 1/40th Interest in a Share of 4.45% Non-Cumulative Perpetual Preferred Stock, Series E (RF$E) | Purchase | $1,001 - $15,000 | Clerk → |
| 2022-09-09 | 2022-08-10 | 30 | Member | J P Morgan Chase & Co Depositary Shares, each representing a 1/400th interest in a share of JPMorgan Chase & Co. 4.75% Non-Cumulative Preferred Stock, Series GG (JPM$J) | Purchase | $15,001 - $50,000 | Clerk → |
| 2022-09-09 | 2022-08-10 | 30 | Member | Wells Fargo & Company Depositary Shares, each representing a 1/1,000th interest in a share of Non-Cumulative Perpetual Class A Preferred Stock, Series Y (WFC$Y) | Purchase | $15,001 - $50,000 | Clerk → |
| 2022-09-09 | 2022-08-10 | 30 | Member | KeyCorp Depositary Shares each representing a 1/40th ownership interest in a share of Fixed Rate Perpetual Non-Cumulative Preferred Stock, Series F (KEY$J) | Purchase | $1,001 - $15,000 | Clerk → |
| 2022-09-09 | 2022-08-10 | 30 | Member | Cadence Bank 5.50% Series A (CADE$A) | Purchase | $15,001 - $50,000 | Clerk → |
| 2022-09-09 | 2022-08-10 | 30 | Member | Regions Financial Corporation Depositary Shares, Each Representing a 1/40th Interest in a Share of 4.45% Non-Cumulative Perpetual Preferred Stock, Series E (RF$E) | Purchase | $15,001 - $50,000 | Clerk → |
| 2021-03-24 | 2021-03-11 | 13 | Member | BancorpSouth bank 5.50% Series A Non-Cumulative Perpetual Preferred Stock (BXS$A) | Sale | $100,001 - $250,000 | Clerk → |
| 2021-03-24 | 2021-02-22 | 30 | Member | BancorpSouth bank 5.50% Series A Non-Cumulative Perpetual Preferred Stock (BXS$A) | Purchase | $1,001 - $15,000 | Clerk → |
| 2021-01-15 | 2020-12-15 | 31 | Member | Wells Fargo & Company Depositary Shares, each representing a 1/1,000th interest in a share of Non-Cumulative Perpetual Class A Preferred Stock, Series V (WFC$V) | Sale | $15,001 - $50,000 | Clerk → |
| 2021-01-15 | 2020-12-15 | 31 | Member | BancorpSouth Bank | Sale | $50,001 - $100,000 | Clerk → |
| 2021-01-15 | 2020-12-15 | 31 | Member | BancorpSouth Bank | Sale | $250,001 - $500,000 | Clerk → |
| 2021-01-15 | 2020-12-15 | 31 | Member | BancorpSouth Bank | Sale | $50,001 - $100,000 | Clerk → |
| 2020-12-23 | 2020-12-07 | 16 | Member | BancorpSouth Bank 5.50% Series A Non-Cumulative Perpetual Preferred Stock (BXS$A) | Sale | $100,001 - $250,000 | Clerk → |
| 2020-12-23 | 2020-12-07 | 16 | Member | J P Morgan Chase & Co Depositary Shares, each representing a 1/400th interest in a share of 6.10% Non-Cumulative Preferred Stock, Series AA (JPM$G) | Sale | $1,001 - $15,000 | Clerk → |
| 2020-12-23 | 2020-11-20 | 33 | Member | BancorpSouth Bank 5.50% Series A Non-Cumulative Perpetual Preferred Stock (BXS$A) | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-12-23 | 2020-11-20 | 33 | Member | BancorpSouth Bank 5.50% Series A Non-Cumulative Perpetual Preferred Stock (BXS$A) | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-12-23 | 2020-11-17 | 36 | Member | BancorpSouth Bank 5.50% Series A Non-Cumulative Perpetual Preferred Stock (BXS$A) | Sale (partial) | $50,001 - $100,000 | Clerk → |
| 2020-11-05 | 2020-10-01 | 35 | Member | BancorpSouth bank | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-09-09 | 2020-08-20 | 20 | Member | BancorpSouth Bank 5.50% Series A Non-Cumulative Perpetual Preferred Stock (BXS$A) | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-09-09 | 2020-08-20 | 20 | Member | BancorpSouth Bank 5.50% Series A Non-Cumulative Perpetual Preferred Stock (BXS$A) | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-09-09 | 2020-08-07 | 33 | Member | Bank of America Corporation Depositary Shares, each representing a 1/1,000th interest in a share of 5.875% Non- Cumulative Preferred Stock, Series HH (BAC$K) | Sale | $1,001 - $15,000 | Clerk → |
| 2020-09-09 | 2020-08-07 | 33 | Member | Bank of America Corporation Depositary Shares, each representing a 1/1,000th interest in a share of 5.875% Non- Cumulative Preferred Stock, Series HH (BAC$K) | Sale | $15,001 - $50,000 | Clerk → |
| 2020-07-18 | 2020-07-01 | 17 | Member | BancorpSouth bank | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-07-18 | 2020-06-22 | 26 | Member | Regions Financial Corporation Depositary Shares Representing 1/40th Perpetual Preferred Series A (RF$A) | Purchase | $50,001 - $100,000 | Clerk → |
| 2020-06-23 | 2020-05-26 | 28 | Member | Bank of America Corporation Depositary Shares, each representing a 1/1,000th interest in a share of 5.875% Non- Cumulative Preferred Stock, Series HH (BAC$K) | Sale | $1,001 - $15,000 | Clerk → |
| 2020-06-23 | 2020-05-26 | 28 | Member | J P Morgan Chase & Co Depositary Shares, each representing a 1/400th interest in a share of 6.10% Non-Cumulative Preferred Stock, Series AA (JPM$G) | Sale | $1,001 - $15,000 | Clerk → |
| 2020-06-23 | 2020-05-26 | 28 | Member | Wells Fargo & Company Depositary Shares, each representing a 1/1,000th interest in a share of Non-Cumulative Perpetual Class A Preferred Stock, Series V (WFC$V) | Sale | $1,001 - $15,000 | Clerk → |
| 2020-05-01 | 2020-04-01 | 30 | Member | BancorpSouth bank | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-03-19 | 2020-02-20 | 28 | Member | Bancorpsouth Bank | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-01-30 | 2019-12-30 | 31 | Member | BancorpSouth bank | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-01-30 | 2019-12-30 | 31 | Member | BancorpSouth bank | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-01-30 | 2019-12-30 | 31 | Member | BancorpSouth bank | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-01-20 | 2019-12-12 | 39 | Member | BancorpSouth bank | Sale (partial) | $250,001 - $500,000 | Clerk → |
| 2020-01-20 | 2019-12-12 | 39 | Member | BancorpSouth bank | Sale (partial) | $50,001 - $100,000 | Clerk → |
| 2020-01-20 | 2019-12-12 | 39 | Member | BancorpSouth bank | Sale (partial) | $50,001 - $100,000 | Clerk → |
| 2020-01-20 | 2019-12-12 | 39 | Spouse | BancorpSouth bank | Sale (partial) | $50,001 - $100,000 | Clerk → |
How these are read and published: methodology.
Holdings · annual financial disclosure
Assets listed on the 2019 report.
122 assets with a value on the report filed 2020-08-13, 4 of them shares or options of a listed company. Values are the ranges on the form. Assets are held by the member, a spouse or a dependent child, as reported. Open the report.
| Asset | Type | Owner | Value (as filed) |
|---|---|---|---|
| BancorpSouth Checking Account | Other | Joint | $50,001 - $100,000 |
| BancorpSouth Checking Account | Other | Member | $1,001 - $15,000 |
| AB Large Cap Growth FD Advisor Class N/L | Fund | Member | $100,001 - $250,000 |
| AAPLApple Inc. | Stock | Member | $50,001 - $100,000 |
| BancorpSouth Bank | Stock | Member | $50,001 - $100,000 |
| BancorpSouth Bank 5.50% Series A Non-Cumulative Perpetual Preferred Stock (BXS$A) | Stock | Member | $100,001 - $250,000 |
| Bank of America Corporation Depositary Shares, each representing a 1/1,000th interest in a share of (BAC$K) | Stock | Member | $15,001 - $50,000 |
| RNPCohen & Steers REIT & Preferred Income | Fund | Member | $50,001 - $100,000 |
| Delaware small cap core fund institutional class N/L | Fund | Member | $50,001 - $100,000 |
| Delaware Value Fund Institutional Class N/L | Fund | Member | $15,001 - $50,000 |
| Eventide Gilead Fund Cl I | Fund | Member | $50,001 - $100,000 |
| FDIC Bank | Other | Member | $50,001 - $100,000 |
| DFPFlaherty & Crumrine Dynamic Preferred and Income Fund | Fund | Member | $15,001 - $50,000 |
| Invesco S&P 500 Low Volatility ETF | Fund | Member | $15,001 - $50,000 |
| Invesco S&P MidCap Low Volatility ETF | Fund | Member | $15,001 - $50,000 |
| Invesco S&P SmallCap Low Volatility ETF | Fund | Member | $15,001 - $50,000 |
| IVY Emerging Markets Equity Fund Class I N/L | Fund | Member | $15,001 - $50,000 |
| J P Morgan Chase & Co Depositary Shares, each representing a 1/400th interest in a share of 6.10% No (JPM$G) | Stock | Member | $1,001 - $15,000 |
| John Hancock Fundamental Large Cap Core Fund Class I N/L | Fund | Member | $100,001 - $250,000 |
| JNJJohnson & Johnson | Stock | Member | $15,001 - $50,000 |
| MFS International Value Fund Class I N/L | Fund | Member | $100,001 - $250,000 |
| MFS Value Fund Class I N/L | Fund | Member | $50,001 - $100,000 |
| MSIF International Advantage Fund Class I N/L | Fund | Member | $100,001 - $250,000 |
| Nuveen Preferred & Income Securities Fund | Fund | Member | $50,001 - $100,000 |
| ISDPGIM High Yield Bond Fund | Fund | Member | $50,001 - $100,000 |
| Principal MID Cap Fund Institutional Shares N/L | Fund | Member | $100,001 - $250,000 |
| T. Rowe Price Health Sciences Fund Investor Class N/L | Fund | Member | $250,001 - $500,000 |
| T. Rowe Price QM U.S. Small Cap Growth EQ FD Invest | Fund | Member | $100,001 - $250,000 |
| T.Rowe Price Capital Appreciation Fund Investor Cla | Fund | Member | $100,001 - $250,000 |
| Victory Sycamore Established Value Fund Class I N/L | Fund | Member | $50,001 - $100,000 |
| Wells Fargo & Company Depositary Shares, each representing a 1/1,000th interest in a share of Non-Cu (WFC$V) | Stock | Member | $1,001 - $15,000 |
| AB Large Cap Growth Advisor | Fund | Member | $1,001 - $15,000 |
| BancorpSouth Bank | Stock | Member | $50,001 - $100,000 |
| BancorpSouth Bank 5.50% Series A Non-Cumulative Perpetual Preferred Stock (BXS$A) | Stock | Member | $50,001 - $100,000 |
| RNPCohen & Steers REIT & Preferred Income | Fund | Member | $15,001 - $50,000 |
| Columbia Dividend Income Fund C | Fund | Member | $1,001 - $15,000 |
| Delaware Smid Cap Growth Instl | Fund | Member | $1,001 - $15,000 |
| Eventide Gilead Fund Cl I | Fund | Member | $15,001 - $50,000 |
| FDIC Bank | Other | Member | $100,001 - $250,000 |
| Hartford Balanced Income I | Fund | Member | $50,001 - $100,000 |
| Morgan Stanley Inst Global Opp I | Fund | Member | $1,001 - $15,000 |
| MSIF International Advantage Fund Class I N/L | Fund | Member | $1,001 - $15,000 |
| Nuveen Preferred & Income Securities Fund | Fund | Member | $15,001 - $50,000 |
| ISDPGIM High Yield Bond Fund | Fund | Member | $15,001 - $50,000 |
| Principal Mid Cap Fund Institutional Shares N/L | Fund | Member | $15,001 - $50,000 |
| SOSouthern Company | Stock | Member | $15,001 - $50,000 |
| T. Rowe Price Health Sciences Fund Investor Class N/L | Fund | Member | $1,001 - $15,000 |
| TSITCW Strategic Income Fund | Fund | Member | $15,001 - $50,000 |
| HYIWestern Asset High Yield Defined Opportunity Fund Inc. | Fund | Member | $15,001 - $50,000 |
| AB Large Cap Growth Advisor | Fund | Spouse | $15,001 - $50,000 |
| BancorpSouth Bank | Stock | Spouse | $50,001 - $100,000 |
| BancorpSouth Bank 5.50% Series A Non-Cumulative Perpetual Preferred Stock (BXS$A) | Stock | Spouse | $50,001 - $100,000 |
| Columbia Dividend Income Fund C | Fund | Spouse | $15,001 - $50,000 |
| Delaware Small Cap Core I | Fund | Spouse | $1,001 - $15,000 |
| Delaware Smid Cap Growth Instl | Fund | Spouse | $1,001 - $15,000 |
| Eventide Gilead Fund Cl I | Fund | Spouse | $1,001 - $15,000 |
| FDIC Deposit | Other | Spouse | $1,001 - $15,000 |
| DFPFlaherty & Crumrine Dynamic Preferred and Income Fund | Fund | Spouse | $15,001 - $50,000 |
| Invesco S&P 500 Low Volatility ETF | Fund | Spouse | $15,001 - $50,000 |
| Invesco S&P MidCap Low Volatility ETF | Fund | Spouse | $15,001 - $50,000 |
| Invesco S&P SmallCap Low Volatility ETF | Fund | Spouse | $1,001 - $15,000 |
| Nuveen Preferred & Income Securities Fund | Fund | Spouse | $15,001 - $50,000 |
| ISDPGIM High Yield Bond Fund | Fund | Spouse | $15,001 - $50,000 |
| Principal MidCap Institutional | Fund | Spouse | $15,001 - $50,000 |
| SOSouthern Company | Stock | Spouse | $15,001 - $50,000 |
| T. Rowe Price Health Sciences Fund Investor Class N/L | Fund | Spouse | $1,001 - $15,000 |
| TSITCW Strategic Income Fund | Fund | Spouse | $1,001 - $15,000 |
| AB Large Cap Growth FD Advisor Class N/L | Fund | Member | $1,001 - $15,000 |
| Bank of America Corporation Depositary Shares, each representing a 1/1,000th interest in a share of (BAC$K) | Stock | Member | $1,001 - $15,000 |
| RNPCohen & Steers REIT & Preferred Income | Fund | Member | $1,001 - $15,000 |
| Columbia Seligman Global Technology FD Inst CL N/L | Fund | Member | $1,001 - $15,000 |
| Hartford MidCap Fund | Fund | Member | $1,001 - $15,000 |
| IVY Emerging Markets Equity Fund Class I N/L | Fund | Member | $1,001 - $15,000 |
| John Hancock Fundamental Large Cap Core Fund Class I N/L | Fund | Member | $1,001 - $15,000 |
| MFS International Value Fund Class I N/L | Fund | Member | $1,001 - $15,000 |
| Morgan Stanley Inst Global Opp I | Fund | Member | $1,001 - $15,000 |
| MSIF International Advantage Fund Class I N/L | Fund | Member | $1,001 - $15,000 |
| Nuveen Preferred & Income Securities Fund | Fund | Member | $1,001 - $15,000 |
| ISDPGIM High Yield Bond Fund | Fund | Member | $1,001 - $15,000 |
| Principal MID Cap Fund Institutional Shares N/L | Fund | Member | $15,001 - $50,000 |
| T. Rowe Price Health Sciences Fund Investor Class N/L | Fund | Member | $15,001 - $50,000 |
| T. Rowe Price New Horizons Fund Investor Class N/L | Fund | Member | $15,001 - $50,000 |
| Victory Sycamore Established Value Fund Class I N/L | Fund | Member | $1,001 - $15,000 |
| USAA Whole Life Insurance Policy | Other | Member | $250,001 - $500,000 |
| Options to purchase shares of Summit Financial Enterprises | Option | Member | None |
| Options to purchase shares of Summit Financial Enterprises | Option | Member | None |
| Small Strip Mall | Other | Spouse | None |
| Miniature Golf Course | Other | Spouse | $100,001 - $250,000 |
| AB Large Cap Growth FD Advisor Class N/L | Fund | Member | $100,001 - $250,000 |
| BancorpSouth Bank | Stock | Member | $250,001 - $500,000 |
| BancorpSouth Bank 5.50% Series A Non-Cumulative Perpetual Preferred Stock (BXS$A) | Stock | Member | $100,001 - $250,000 |
| Bank of America Corporation Depositary Shares, each representing a 1/1,000th interest in a share of (BAC$K) | Stock | Member | $1,001 - $15,000 |
| BB&T Corporation Depositary Shares Representing 1/1000th Perpetual Preferred Series D (BBT$D) | Stock | Member | None |
| Columbia Dividend Income Fund C | Fund | Member | $15,001 - $50,000 |
| Columbia Seligman Global Technology FD Inst CL N/L | Fund | Member | $15,001 - $50,000 |
| Delaware Small Cap Core I | Fund | Member | $15,001 - $50,000 |
| Eventide Gilead Fund Cl I | Fund | Member | $50,001 - $100,000 |
| DFPFlaherty & Crumrine DYN Preferred SHS | Fund | Member | $1,001 - $15,000 |
| Hartford Balanced Income I | Fund | Member | $100,001 - $250,000 |
| Hartford MidCap Fund | Fund | Member | $15,001 - $50,000 |
| IVY Emerging Markets Equity Fund Class I N/L | Fund | Member | $50,001 - $100,000 |
| J P Morgan Chase & Co Depositary Shares, each representing a 1/400th interest in a share of 6.10% No (JPM$G) | Stock | Member | $1,001 - $15,000 |
| John Hancock Fundamental Large Cap Core Fund Class I N/L | Fund | Member | $50,001 - $100,000 |
| MFS Value Fund Class I N/L | Fund | Member | $50,001 - $100,000 |
| Morgan Stanley Inst Global Opp I | Fund | Member | $100,001 - $250,000 |
| MSIF International Advantage Fund Class I N/L | Fund | Member | $100,001 - $250,000 |
| Nuveen High Yield Municipal Bond Fund Class I N/L | Fund | Member | $250,001 - $500,000 |
| Nuveen Preferred & Income Securities Fund | Fund | Member | $50,001 - $100,000 |
| ISDPGIM High Yield Bond Fund | Fund | Member | $50,001 - $100,000 |
| PTYPimco Corporate & Income OPP F | Fund | Member | $50,001 - $100,000 |
| Principal Mid Cap Fund Institutional Shares N/L | Fund | Member | $50,001 - $100,000 |
| SUMMIT BANK ACCOUNT | Other | Member | $1,001 - $15,000 |
| Summit Financial Enterprises Inc. | Other | Member | None |
| T. Rowe Price Health Sciences Fund Investor Class N/L | Fund | Member | $50,001 - $100,000 |
| T. Rowe Price QM U.S. Small Cap Growth EQ FD Invest | Fund | Member | $50,001 - $100,000 |
| Wells Fargo & Company Depositary Shares, each representing a 1/1,000th interest in a share of Non-Cu (WFC$V) | Stock | Member | $1,001 - $15,000 |
| Patient Practitioners LLC | Other | Member | $1,001 - $15,000 |
| BancorpSouth Checking Account | Other | Member | $1,001 - $15,000 |
| Residential Property | Other | Member | $250,001 - $500,000 |
| Wilson Ave Commercial Rental Property | Other | Member | $100,001 - $250,000 |
| BancorpSouth Sweep Account | Other | Member | $1,001 - $15,000 |
| Commercial Rental Building | Other | Member | $500,001 - $1,000,000 |
How reports are read: holdings methodology.