K. Michael Conaway

Former representative · TX-11 · Republican

233 published transactions from periodic transaction reports since 2020, shown as filed. Amounts are the ranges on the form. Each row links to its filing. Holdings from 4 annual reports are below.

Disclosed	Traded	Days	Owner	Asset	Type	Amount range (as filed)	Source
2020-03-10	2020-02-25	14	Member	First Trust Morningstar ETF	Sale (partial)	$15,001 - $50,000	Clerk →
2020-03-10	2020-02-18	21	Member	Goldman Sachs activebeta U.S. Large Cap Equity ETF	Purchase	$15,001 - $50,000	Clerk →
2020-03-10	2020-02-18	21	Member	First Trust Morningstar ETF	Sale	$1,001 - $15,000	Clerk →
2020-03-10	2020-02-18	21	Member	First Trust Morningstar ETF	Sale (partial)	$15,001 - $50,000	Clerk →
2020-03-10	2020-02-10	29	Member	Invesco QQQ Trust, Series 1	Purchase	$15,001 - $50,000	Clerk →
2020-03-10	2020-02-10	29	Member	SPYSPDR S&P 500	Purchase	$15,001 - $50,000	Clerk →
2020-03-10	2020-02-10	29	Member	Vanguard Consumer Staples ETF	Purchase	$15,001 - $50,000	Clerk →
2020-03-10	2020-02-10	29	Member	CSQCalamos Strategic Total Return Fund	Sale	$1,001 - $15,000	Clerk →
2020-03-10	2020-02-10	29	Member	SPDR S&P dividend ETF	Purchase	$15,001 - $50,000	Clerk →
2020-03-10	2020-02-10	29	Member	DIASPDR dow Jones Industrial average ETF	Purchase	$1,001 - $15,000	Clerk →
2020-03-10	2020-02-10	29	Member	Vanguard div appreciation ETF	Purchase	$15,001 - $50,000	Clerk →
2020-03-10	2020-02-10	29	Member	Goldman Sachs activebeta U.S. Large Cap Equity ETF	Purchase	$15,001 - $50,000	Clerk →
2020-03-10	2020-02-10	29	Member	Principal U.S. Mega-Cap Multi- Factor Index ETF	Purchase	$15,001 - $50,000	Clerk →
2020-03-10	2020-02-10	29	Member	Goldman Sachs activebeta U.S. Large Cap Equity ETF	Purchase	$15,001 - $50,000	Clerk →
2020-02-07	2020-01-31	7	Member	BoFa FIN LLC 0% 1Y: ACCELERATED RETURN NTS LKD To S&P MTY 01/31/20 CPN 0.000% DUE 01/31/20	Sale	$100,001 - $250,000	Clerk →
2020-02-07	2020-01-31	7	Member	BANK NOVA SCOTIA 0% 1Y: b C LKD S&P 500 MTY 01/31/2020 CPN 0.000% DUE 01/31/20	Sale	$50,001 - $100,000	Clerk →
2020-02-07	2020-01-16	22	Spouse	IVZInvesco Ltd	Purchase	$1,001 - $15,000	Clerk →
2020-02-07	2020-01-16	22	Spouse	American balanced Fund Class a	Purchase	$1,001 - $15,000	Clerk →
2020-02-07	2019-12-30	39	Spouse	JPMORGAN FEDERAL MONEY MARKET FUND	Purchase	$1,001 - $15,000	Clerk →
2020-02-07	2019-12-23	46 ·>45	Spouse	JPMORGAN FEDERAL MONEY MARKET FUND	Purchase	$1,001 - $15,000	Clerk →
2020-02-07	2019-12-20	49 ·>45	Member	BANK NOVA SCOTIA b 0EDP C ACLRTD RTRN NT LKD S&P 500 IDX DUE 12/20/2019 CPN 0.000%	Sale	$50,001 - $100,000	Clerk →
2020-02-07	2019-12-12	57 ·>45	Member	CREDIT SUISSE ag 0% EDP LONDON BRH LKD To EURO STOXX 50 INDEX 1/30/2020 CPN 0.000% DUE 11/30/20	Sale	$50,001 - $100,000	Clerk →
2020-02-07	2019-12-12	57 ·>45	Spouse	IVZInvesco Ltd	Sale	$1,001 - $15,000	Clerk →
2020-02-07	2019-12-10	59 ·>45	Member	Vanguard Utilities ETF	Sale	$15,001 - $50,000	Clerk →
2020-02-07	2019-12-10	59 ·>45	Member	SPDR bloomberg barclays Convertible Securities ETF	Sale (partial)	$50,001 - $100,000	Clerk →
2020-02-07	2019-12-10	59 ·>45	Member	Goldman Sachs activebeta U.S. Large Cap Equity ETF	Purchase	$15,001 - $50,000	Clerk →
2020-02-07	2019-12-03	66 ·>45	Member	Vanguard Div appreciation ETF	Purchase	$15,001 - $50,000	Clerk →
2020-02-07	2019-12-03	66 ·>45	Member	Goldman Sachs activebeta U.S. Large Cap Equity ETF	Purchase	$1,001 - $15,000	Clerk →
2020-02-07	2019-12-03	66 ·>45	Member	Vanguard Div appreciation ETF	Purchase	$15,001 - $50,000	Clerk →
2020-02-07	2019-12-03	66 ·>45	Member	SPDR bloomberg barclays Convertible Securities ETF	Sale	$50,001 - $100,000	Clerk →
2020-02-07	2019-12-03	66 ·>45	Member	Goldman Sachs activebeta U.S. Large Cap Equity ETF	Purchase	$15,001 - $50,000	Clerk →
2020-02-07	2019-12-03	66 ·>45	Member	SPDR S&P Dividend ETF	Purchase	$15,001 - $50,000	Clerk →
2020-02-07	2019-12-03	66 ·>45	Member	SPDR bloomberg barclays Convertible Securities ETF	Sale	$15,001 - $50,000	Clerk →

How these are read and published: methodology.

Holdings · annual financial disclosure

Assets listed on the 2019 report.

290 assets with a value on the report filed 2020-08-12, 105 of them shares or options of a listed company. Values are the ranges on the form. Assets are held by the member, a spouse or a dependent child, as reported. Open the report.

Asset	Type	Owner	Value (as filed)
Conabain Corporation	Other	Member	$1,001 - $15,000
Conawell Corporation	Other	Joint	$500,001 - $1,000,000
Congressional Federal Credit Union	Other	Joint	$15,001 - $50,000
HKN, Inc.	Stock	Member	$1 - $1,000
american General 48	Other	Member	$15,001 - $50,000
Northwestern Mutual 03	Other	Member	$50,001 - $100,000
Northwestern Mutual 07	Other	Member	$50,001 - $100,000
Northwestern Mutual 17	Other	Member	$50,001 - $100,000
Northwestern Mutual 38	Other	Member	$1,001 - $15,000
Northwestern Mutual 73	Other	Member	$1,001 - $15,000
Northwestern Mutual 75	Other	Member	$1,001 - $15,000
Northwestern Mutual 96	Other	Member	$15,001 - $50,000
Bank of america Bank RASP	Other	Joint	None
Eaton Vance Balanced Fund Cl a	Fund	Joint	None
IBMInternational Business Machines Corporation	Stock	Joint	None
JPMJP Morgan Chase & Co.	Stock	Joint	None
Putnam Global Healthcare Fd	Fund	Joint	None
VLYValley National Bancorp	Stock	Joint	None
ML Bank Deposit Program	Other	Joint	None
Noble Energy Inc.	Stock	Joint	None
Kidwell Exploration	Other	Spouse	$1,001 - $15,000
Lario Oil & Gas	Other	Joint	None
Met Life Insurance	Other	Spouse	None
Prudential SSA	Other	Spouse	None
Beulah Coleman	Other	Joint	$15,001 - $50,000
BG Global Opportunity Bond Fund	Fund	Spouse	$15,001 - $50,000
Edward Jones Money Market Fund	Other	Spouse	$1,001 - $15,000
IShares MSCI EAFE Value ETF	Fund	Spouse	$15,001 - $50,000
IShares Core Total U.S. Bond Market ETF	Stock	Spouse	$15,001 - $50,000
IShares MSCI EAFE Growth ETF	Stock	Spouse	$15,001 - $50,000
IShares MSCI EAFE Small-Cap ETF	Stock	Spouse	$1,001 - $15,000
IShares Russell 1000 Value ETF	Stock	Spouse	$50,001 - $100,000
IShares Russell 2000 ETF	Stock	Spouse	$15,001 - $50,000
IShares Russell Midcap Growth ETF	Stock	Spouse	$15,001 - $50,000
IShares Russell Mid-cap Value ETF	Stock	Spouse	$50,001 - $100,000
IShares S&P 500 Growth ETF	Stock	Spouse	$50,001 - $100,000
JP Morgan Federal Money Market Fund	Fund	Spouse	$1,001 - $15,000
JP Morgan High Yield Fund	Fund	Spouse	$15,001 - $50,000
Vanguard FTSE all World Ex US ETF	Stock	Spouse	$50,001 - $100,000
VANGUARD INDEX FUNDS: VANGUARD VALUE ETF:	Fund	Spouse	$15,001 - $50,000
VANGUARD INTERMEDIATE TERM: BOND ETF	Fund	Spouse	$15,001 - $50,000
VANGUARD LARGE-CAP ETF	Other	Spouse	$50,001 - $100,000
Vanguard Total Bond Market ETF	Stock	Spouse	$50,001 - $100,000
amcap Fund CL a	Fund	Spouse	$50,001 - $100,000
american Balanced Fund CL a	Fund	Spouse	$50,001 - $100,000
american Funds Dev World Growth	Fund	Spouse	$50,001 - $100,000
american Funds Global Balanced Fund CL a	Fund	Spouse	$100,001 - $250,000
american International Growth & Income Fund CL a	Fund	Spouse	$15,001 - $50,000
american Mutual Fund CL a	Fund	Spouse	$100,001 - $250,000
TAT&T Inc.	Stock	Spouse	$15,001 - $50,000
CPBCampbell Soup Company	Stock	Spouse	$1,001 - $15,000
Capital Income Builders Fund CL a	Fund	Spouse	$100,001 - $250,000
Capital World Growth & Income Fund CL a	Fund	Spouse	$100,001 - $250,000
KOCoca-Cola Company	Stock	Spouse	None
Columbia Tax Exempt Fund CL a	Fund	Spouse	$15,001 - $50,000
DEDeere & Company	Stock	Spouse	$15,001 - $50,000
Edward Jones Money Market	Other	Spouse	$15,001 - $50,000
EMREmerson Electric Company	Stock	Spouse	$1,001 - $15,000
Europacific Growth Fund CL a	Fund	Spouse	$15,001 - $50,000
Franklin Founding Fund allocation CL a	Fund	Spouse	$50,001 - $100,000
Franklin Mutual Global Discovery FD	Fund	Spouse	$50,001 - $100,000
Franklin Mutual Shares Fund	Fund	Spouse	$15,001 - $50,000
Franklin Rising Dividend Fund	Fund	Spouse	$15,001 - $50,000
Fundamental Investors Fund CL a	Fund	Spouse	$100,001 - $250,000
GEGeneral Electric Company	Stock	Spouse	$1,001 - $15,000
Growth Fund of america CL a	Fund	Spouse	$100,001 - $250,000
Hartford Dividend & Growth Fund	Fund	Spouse	$1,001 - $15,000
Hartford Healthcare Fund CL a	Fund	Spouse	$50,001 - $100,000
INVESCO HIGH YIELD MUNICIPAL: FUND CL a	Fund	Spouse	$100,001 - $250,000
IVZInvesco Ltd	Stock	Spouse	None
Investment Company of america Fund CL a	Fund	Spouse	$100,001 - $250,000
ISHARES TR: ISHARES CORE DIVIDEND GROWTH: ETF:	Fund	Spouse	$15,001 - $50,000
MSFTMicrosoft Corporation	Stock	Spouse	$1,001 - $15,000
New Perspective Fund CL a	Fund	Spouse	$100,001 - $250,000
New World Fund CL a	Fund	Spouse	$15,001 - $50,000
Nuveen AMT-Free Municipal Value	Fund	Spouse	$50,001 - $100,000
Putnam Global Healthcare Fund CL a	Fund	Spouse	$1,001 - $15,000
Tax Exempt Bond Fund CL a	Fund	Spouse	$100,001 - $250,000
Templeton Growth Fund CL a	Fund	Spouse	$50,001 - $100,000
UIT FIRST TRUST DIVERSIFIED: INC & GRWTH PRT FALL 2015 SER	Other	Spouse	$100,001 - $250,000
UIT FIRST TRUST DIVERSIFIED: INCME & GRWTH PRTFLIO WINTER: 2015 SER	Other	Spouse	$1,001 - $15,000
UIT FIRST TRUST DIVERSIFIED: INCOME & GROWTH PORT SER 2015: SUMMER	Other	Spouse	$50,001 - $100,000
UIT FIRST TRUST EQUITY INCOME PORTFOLIO SER 54	Other	Spouse	$50,001 - $100,000
UIT INVESCO UNIT TRS CENT: EQUITY TR DIVERSFED SER 2016-2:	Other	Spouse	$100,001 - $250,000
Washington Mutual Investors Fund CL a	Fund	Spouse	$100,001 - $250,000
BOND FUND OF AMERICA CL a	Fund	Spouse	$1,001 - $15,000
CAPITAL INCOME BUILDER CL a	Fund	Spouse	$1,001 - $15,000
Washington Mutual Investors Fund CL a	Fund	Spouse	$1,001 - $15,000
Bank of america Na RASP	Other	Spouse	None
MUMicron Technology, Inc.	Stock	Spouse	None
LUVSouthwest airlines Company	Stock	Spouse	None
SX5E STEPUP ISSUER BOFA STEP 27.00%...	Other	Spouse	None
SX5E STEPUP ISSUER CS STEP 30.00%	Other	Spouse	None
Bank of america Na RASP	Other	Spouse	None
SX5E LIRN ISSUER HSBC PART 118.00%	Other	Spouse	None
SX5E STEPUP ISSUER BOFA STEP 27.00% SV 3,584.55 DUE 05/31/19	Other	Spouse	None
AAPL ARN ISSUER HSBC CAP 21.60% SV 172.95 DUE 04/26/19	Other	Spouse	None
Bank of america Bank Deposit Program	Other	Spouse	None
FIN BASKET ARN ISS BOFA CAP 18.06%	Other	Spouse	None
First Trust DJ Internet Index Fund	Fund	Spouse	None
Hartford Growth Opportunities FD	Fund	Spouse	None
Insurance Contract - JAX Nst'l Perspect	Other	Spouse	None
Invesco QQQ Trust, Series 1	Stock	Spouse	None
MSCI EM ARN ISSUER CIBC CAP 18.78% SV 1,046.71 DUE 08/30/19	Other	Spouse	None
R2000 ARN ISSUER HSBC CAP 12.75% SV 1,518.89 DUE 01/24/19	Other	Spouse	None
R2000 ARNS ISSUER BNS CAP 13.17% SV 1,645.017 DUE 08/30/19	Other	Spouse	None
R2000 CLIRN ISSUER CIBC CAP 16.00% SV 1,417.127 DUE 04/26/19	Other	Spouse	None
R2000 STEPUP ISSUER BNS STEP 30.00%	Other	Spouse	None
SP500 ARN ISSUER BOFA CAP 10.09% SV 2837.44 DUE 09/27/19	Other	Spouse	None
SP500 ARN ISSUER BOFA CAP 13.92% SV 2,737.76 DUE 01/31/20	Other	Spouse	None
SP500 ARN ISSUER CIBC CAP 11.94% SV 2,716.31 DUE 08/30/19	Other	Spouse	None
SP500 ARNS ISSUER BNS CAP 13.20% SV 2,705.57 DUE 12/20/19	Other	Spouse	None
SP500 CLIRN ISS BARC CAP 14.02% SV 2,467.42 DUE 02/28/20	Other	Spouse	None
SP500 CLIRN ISS BARC CAP 14.02% SV 2,467.42 DUE 02/28/20	Other	Spouse	None
SP500 CLIRN ISSUER BOFA CAP 9.00% SV 2,774.88 DUE 04/24/20	Other	Spouse	None
DIASPDR Dow Jones Industrial average ETF	Stock	Spouse	None
SPYSPDR S&P 500	Stock	Spouse	None
SX5E CLIRN ISSUER BOFA CAP 25.90% SV 3,333.96 DUE 02/22/19	Other	Spouse	None
SX5E STEPUP ISSUER CS STEP 35.00% SV 3,174.16 DUE 11/19/21	Other	Spouse	None
SX5E STEPUP ISSUER HSBC STEP 30.00% SV 3,331.25 DUE 03/25/21	Other	Spouse	None
SX5E STEPUP ISSUER HSBC STEP 40.00% SV 3,444.73 DUE 08/25/22	Other	Spouse	None
MMM3M Company	Stock	Spouse	None
ACNaccenture plc Class a Ordinary Shares	Stock	Spouse	None
AMZNamazon.com, Inc.	Stock	Spouse	None
AEPamerican Electric Power Company, Inc.	Stock	Spouse	None
AXPamerican Express Company	Stock	Spouse	None
AAPLapple Inc.	Stock	Spouse	None
ADPautomatic Data Processing, Inc.	Stock	Spouse	None
BDXBecton, Dickinson and Company	Stock	Spouse	None
DEODiageo plc	Stock	Spouse	None
DDDowDuPont Inc.	Stock	Spouse	None
XOMExxon Mobil Corporation	Stock	Spouse	None
HDHome Depot, Inc.	Stock	Spouse	None
INTUIntuit Inc.	Stock	Spouse	None
JNJJohnson & Johnson	Stock	Spouse	None
JPMJP Morgan Chase & Co.	Stock	Spouse	None
MCDMcDonald's Corporation	Stock	Spouse	None
MSFTMicrosoft Corporation	Stock	Spouse	None
ML Bank Deposit Program	Other	Spouse	None
NEENextEra Energy, Inc.	Stock	Spouse	None
NOCNorthrop Grumman Corporation	Stock	Spouse	None
PEPPepsico, Inc.	Stock	Spouse	None
PFEPfizer, Inc.	Stock	Spouse	None
PNCPNC Financial Services Group, Inc.	Stock	Spouse	None
Raytheon Company	Stock	Spouse	None
Royal Dutch Shell PLC Royal Dutch Shell american Depositary Shares	Stock	Spouse	None
SPGSimon Property Group, Inc.	Stock	Spouse	None
SYKStryker Corporation	Stock	Spouse	None
TRVThe Travelers Companies, Inc.	Stock	Spouse	None
TJXTJX Companies, Inc.	Stock	Spouse	None
RTXUnited Technologies Corporation	Stock	Spouse	None
UNHUnitedHealth Group Incorporated Common Stock	Stock	Spouse	None
VZVerizon Communications Inc.	Stock	Spouse	None
VVisa Inc.	Stock	Spouse	None
WMTWal-Mart Stores, Inc.	Stock	Spouse	None
DISWalt Disney Company	Stock	Spouse	None
WMWaste Management, Inc.	Stock	Spouse	None
ZTSZoetis Inc. Class a	Stock	Spouse	None
Bank of america Na RASP	Other	Spouse	None
CSQCalamos Strategic Total Return Fund	Stock	Spouse	None
First Trust DJ Internet Index Fund	Stock	Spouse	None
Invesco QQQ Trust, Series 1	Stock	Spouse	None
DIASPDR Dow Jones Industrial average ETF	Stock	Spouse	None
VANGUARD 500 INDEX FUND SHS ETF	Fund	Spouse	None
VANGUARD FTSE DEVELOPED MARKETS ETF	Fund	Spouse	None
Vanguard Utilities ETF	Stock	Spouse	None
AAPL ARN ISSUER HSBC CAP 21.60% SV 172.95 DUE 04/26/19	Other	Spouse	None
MUMicron Technology, Inc.	Stock	Spouse	None
MSFTMicrosoft Corporation	Stock	Spouse	None
ML Bank Deposit Program	Other	Spouse	None
Noble Energy Inc.	Stock	Spouse	None
R2000 ARN ISSUER RBC CAP 12.75% SV 1,601.669 DUE 03/29/19	Other	Spouse	None
R2000 ARN ISSUER SEK CAP 11.55% SV 1,547.107 DUE 02/22/19	Other	Spouse	None
LUVSouthwest airlines Company	Stock	Spouse	None
SP500 CLIRN ISS BARC CAP 14.02% SV 2,467.42 DUE 02/28/20	Other	Spouse	None
SX5E STEPUP ISSUER BNS STEP 30.00% SV 3,563.64 DUE 09/24/20	Other	Spouse	None
SX5E STEPUP ISSUER BOFA STEP 26.91% SV 3,563.64 DUE 09/26/19	Other	Spouse	None
SX5E STEPUP ISSUER HSBC STEP 30.00% SV 3,331.25 DUE 03/25/21	Other	Spouse	None
SX5E STEPUP ISSUER HSBC STEP 40.00% SV 3,444.73 DUE 08/25/22	Other	Spouse	None
TERTeradyne, Inc.	Stock	Spouse	None
Wells Fargo Checking	Other	Spouse	$50,001 - $100,000
Wells Fargo Checking	Other	Member	$15,001 - $50,000
Wells Fargo Savings	Other	Member	$15,001 - $50,000
Wells Fargo Savings	Other	Member	$1,001 - $15,000
Eaton Vance Balanced Fund Cl a	Fund	Member	$1,001 - $15,000
Expanded Bank Deposit	Other	Member	$1,001 - $15,000
IBMInternational Business Machines Corporation	Stock	Member	$50,001 - $100,000
JPMJP Morgan Chase & Co.	Stock	Member	$250,001 - $500,000
Putnam Global Healthcare Fd	Fund	Member	$1,001 - $15,000
VLYValley National Bancorp	Stock	Member	$1,001 - $15,000
Expanded Bank Depsot	Other	Member	$100,001 - $250,000
Noble Energy Inc.	Stock	Member	$15,001 - $50,000
BANK NOVA SCOTIA 0% ELN LKD EURO STOXX 50 INDEX DUE 09/24/2020	Other	Member	$15,001 - $50,000
BARCLAYS BK PLC 0% ELN CAPPED LEVERAGE INDEX RETURN NT MTY 02/28/2020	Other	Member	$50,001 - $100,000
BOFA FIN LLC 0% ELN LKD TO S&P 500 INDEX DUE 04/24/2020	Other	Member	$15,001 - $50,000
BOFA FIN LLC 0% ELN STEP UP NOT LKD TO EURO CPN: .0000% DUE: 09/26/2019	Other	Member	None
Expanded bank deposit	Other	Member	$15,001 - $50,000
FIRST TRUST MORNNGSTRETF DIVIDEND LEADERS INDEX ETF	Fund	Member	$50,001 - $100,000
HSBC USA INC 0% ELN AUTOCALL LKD EURO STOXX 50 IDX DUE 08/25/2022	Other	Member	$50,001 - $100,000
MUMicron Technology, Inc.	Stock	Member	$15,001 - $50,000
MSFTMicrosoft Corporation	Stock	Member	$15,001 - $50,000
Noble Energy Inc.	Stock	Member	$15,001 - $50,000
LUVSouthwest airlines Company	Stock	Member	$50,001 - $100,000
SPDR Bloomberg ETF Barclays Convertible	Fund	Member	None
SPDR S&P Dividend ETF	Stock	Member	$50,001 - $100,000
TERTeradyne, Inc.	Stock	Member	$15,001 - $50,000
Vanguard Consumer Staples ETF	Stock	Member	$50,001 - $100,000
Vanguard Div appreciation ETF	Stock	Member	$15,001 - $50,000
BOFA FIN LLC 0% EDP MKT LKD STP NTS LKD EURO STOXX 50 INDX 05/31/2019 CPN 0.000% DUE 05/31/19	Other	Spouse	None
Credit Suisse Eur Stoxx due 11/27/20	Other	Spouse	None
Expanded Bank Deposit	Other	Spouse	$50,001 - $100,000
MUMicron Technology, Inc.	Stock	Spouse	$1,001 - $15,000
LUVSouthwest airlines Company	Stock	Spouse	$50,001 - $100,000
CSQCalamos Strategic Total Return Fund	Stock	Member	$1,001 - $15,000
Expanded Bank Deposit	Other	Member	$1,001 - $15,000
First Trust DJ Internet Index Fund	Stock	Member	$1,001 - $15,000
Invesco QQQ Trust, Series 1	Stock	Member	None
DIASPDR Dow Jones Industrial average ETF	Stock	Member	$15,001 - $50,000
Vanguard Consumer Staples ETF	Stock	Member	$15,001 - $50,000
Vanguard FTSE Developed Markets ETF	Stock	Member	$15,001 - $50,000
Vanguard S&P 500 ETF	Stock	Member	$15,001 - $50,000
Vanguard Utilities ETF	Stock	Member	None
MMM3M Company	Stock	Member	$1,001 - $15,000
ACNaccenture plc Class a Ordinary Shares	Stock	Member	None
GOOGLalphabet Inc. - Class a	Stock	Member	$15,001 - $50,000
AMZNamazon.com, Inc.	Stock	Member	None
AEPamerican Electric Power Company, Inc.	Stock	Member	$15,001 - $50,000
AXPamerican Express Company	Stock	Member	$15,001 - $50,000
AAPLapple Inc.	Stock	Member	$15,001 - $50,000
ADPautomatic Data Processing, Inc.	Stock	Member	$1,001 - $15,000
BDXBecton, Dickinson and Company	Stock	Member	$15,001 - $50,000
CTVACorteva, Inc.	Stock	Member	None
DEODiageo plc	Stock	Member	$15,001 - $50,000
DOWDow Inc.	Stock	Member	None
DDDuPont de Nemours, Inc.	Stock	Member	None
Expanded Bank Deposit	Other	Member	$50,001 - $100,000
XOMExxon Mobil Corporation	Stock	Member	None
HDHome Depot, Inc.	Stock	Member	$15,001 - $50,000
INTUIntuit Inc.	Stock	Member	$15,001 - $50,000
JNJJohnson & Johnson	Stock	Member	None
JPMJP Morgan Chase & Co.	Stock	Member	$15,001 - $50,000
MCDMcDonald's Corporation	Stock	Member	$15,001 - $50,000
MSFTMicrosoft Corporation	Stock	Member	$15,001 - $50,000
NEENextEra Energy, Inc.	Stock	Member	None
NOCNorthrop Grumman Corporation	Stock	Member	$15,001 - $50,000
PEPPepsico, Inc.	Stock	Member	$15,001 - $50,000
PFEPfizer, Inc.	Stock	Member	$15,001 - $50,000
PNCPNC Financial Services Group, Inc.	Stock	Member	None
Raytheon Company	Stock	Member	$15,001 - $50,000
Royal Dutch Shell PLC Royal Dutch Shell american Depositary Shares	Stock	Member	None
SPGSimon Property Group, Inc.	Stock	Member	None
SPDR Bloomberg Barclays Convertible Securities ETF	Stock	Member	$15,001 - $50,000
SPDR S&P Dividend ETF	Stock	Member	$50,001 - $100,000
SYKStryker Corporation	Stock	Member	$15,001 - $50,000
TRVThe Travelers Companies, Inc.	Stock	Member	$1,001 - $15,000
TJXTJX Companies, Inc.	Stock	Member	$15,001 - $50,000
RTXUnited Technologies Corporation	Stock	Member	$15,001 - $50,000
UNHUnitedHealth Group Incorporated Common Stock	Stock	Member	$15,001 - $50,000
Vanguard Consumer Staples ETF	Stock	Member	$15,001 - $50,000
VZVerizon Communications Inc.	Stock	Member	$1,001 - $15,000
VVisa Inc.	Stock	Member	$15,001 - $50,000
WMTWalmart Inc.	Stock	Member	None
DISWalt Disney Company	Stock	Member	$15,001 - $50,000
WMWaste Management, Inc.	Stock	Member	None
ZTSZoetis Inc. Class a	Stock	Member	$15,001 - $50,000
BANK NOVA SCOTIA 0% ELN ACCL RTRN LKD RUSSELL CPN: .0000% DUE: 08/30/2019	Other	Member	None
BANK NOVA SCOTIA 0% ELN B C MKT LKD STEP UP LKD CPN: .0000% DUE: 04/26/2024	Other	Member	None
BANK NOVA SCOTIA B 0%ELN C ACLRTD RTRN NT LKD S&P CPN: .0000% DUE: 12/20/2019	Other	Member	None
BARCLAYS BK PLC 0% ELN CAPPED LEVERAGE INDEX RETURN NT MTY 02/28/2020	Other	Member	$50,001 - $100,000
BOFA FIN LLC 0% ELN ACCELERATED RETURN NTS LKD TO S&P MTY 01/31/20	Other	Member	$100,001 - $250,000
BOFA FIN LLC 0% ELN LKD TO BSKT OF 3 FINL CPN: .0000% DUE: 07/26/2019	Other	Member	None
BOFA FIN LLC 0% ELN LKD TO S&P 500 INDEX CPN: .0000% DUE: 09/27/2019	Other	Member	None
CANADIAN IMPERIAL BK ELN 0% COMM TORONTO BRH LKD CPN: .0000% DUE: 08/30/2019	Other	Member	None
CANADIAN IMPRL BK 0% ELN Due 08/30/19	Other	Member	None
CREDIT SUISSE AG 0% ELN LONDON BRH LKD TO EURO CPN: .0000% DUE: 11/30/2020	Other	Member	None
Expanded Bank Deposit	Other	Member	$500,001 - $1,000,000
First Trust DJ Internet Index Fund	Fund	Member	None
FIRST TRUST MORNINGSTRETF DIVIDEND LEADERS INDEX	Fund	Member	$100,001 - $250,000
GOLDMAN SACHS ETF TR ETF ACTIVEBETA U S LARGE CAP EQUITY ETF	Fund	Member	$50,001 - $100,000
Hartford Growth Opportunities FD	Fund	Member	None
HSBC USA INC 0% ELN AUTOCALL LKD EURO STOXX 50 IDX DUE 08/25/2022	Other	Member	$250,001 - $500,000
Insurance Contract - JAX Nst'l Perspect	Other	Member	$1,000,001 - $5,000,000
Invesco QQQ Trust, Series 1	Stock	Member	None
PRINCIPAL EXCHANGE ETF TRADED FDS US MEGA CAP MULTI FACTOR INDEX ETF	Fund	Member	$100,001 - $250,000
SPDR BLOOMBERG ETF BARCLAYS CONVERTIBLE	Fund	Member	None
DIASPDR Dow Jones Industrial average ETF	Stock	Member	None
SPYSPDR S&P 500	Stock	Member	$50,001 - $100,000
SPDR S&P Dividend ETF	Stock	Member	$100,001 - $250,000
Vanguard Div appreciation ETF	Stock	Member	$50,001 - $100,000
VANGUARD UTILITIES ETF	Fund	Member	None

How reports are read: holdings methodology.