Congressional stock trades · Member
K. Michael Conaway
Former representative · TX-11 · Republican
233 published transactions from periodic transaction reports since 2020, shown as filed. Amounts are the ranges on the form. Each row links to its filing. Holdings from 4 annual reports are below.
| Disclosed | Traded | Days | Owner | Asset | Type | Amount range (as filed) | Source |
|---|---|---|---|---|---|---|---|
| 2021-01-22 | 2020-12-21 | 32 | Member | American Small Cap World Fund | Purchase | $15,001 - $50,000 | Clerk → |
| 2021-01-22 | 2020-12-21 | 32 | Member | American New Economy Fund | Purchase | $50,001 - $100,000 | Clerk → |
| 2021-01-22 | 2020-12-18 | 35 | Member | Washington Mutual Inv FD | Purchase | $50,001 - $100,000 | Clerk → |
| 2021-01-22 | 2020-12-18 | 35 | Member | Investment Company of America | Purchase | $50,001 - $100,000 | Clerk → |
| 2021-01-22 | 2020-12-17 | 36 | Member | Capital World growth & Income Fund | Purchase | $50,001 - $100,000 | Clerk → |
| 2021-01-22 | 2020-12-17 | 36 | Member | IShares Core Dividend growth ETF | Purchase | $50,001 - $100,000 | Clerk → |
| 2021-01-22 | 2020-12-17 | 36 | Member | American Mutual Fund | Purchase | $50,001 - $100,000 | Clerk → |
| 2021-01-22 | 2020-12-17 | 36 | Member | AMCAP Fund | Purchase | $50,001 - $100,000 | Clerk → |
| 2021-01-22 | 2020-12-17 | 36 | Member | American balanced Fund | Purchase | $50,001 - $100,000 | Clerk → |
| 2021-01-22 | 2020-12-16 | 37 | Member | Fundamental Investors CL A | Purchase | $50,001 - $100,000 | Clerk → |
| 2021-01-22 | 2020-12-10 | 43 | Member | Vanguard Div Appreciation ETF | Purchase | $50,001 - $100,000 | Clerk → |
| 2021-01-22 | 2020-12-10 | 43 | Member | Goldman Sachs Activebeta U.S. Large Cap Equity ETF | Purchase | $15,001 - $50,000 | Clerk → |
| 2021-01-22 | 2020-12-10 | 43 | Member | First Trust DJ Internet Index Fund | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-12-15 | 2020-11-30 | 15 | Member | DRIDarden Restaurants, Inc. | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-12-15 | 2020-11-30 | 15 | Member | AALAmerican Airlines group, Inc. | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-12-15 | 2020-11-30 | 15 | Member | IShares Core Dividend growth ETF | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-12-15 | 2020-11-30 | 15 | Member | LUVSouthwest Airlines Company | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-12-15 | 2020-11-10 | 35 | Spouse | UIT First Trust Diversified W115 | Sale | $1,001 - $15,000 | Clerk → |
| 2020-12-04 | 2020-10-16 | 49 ·>45 | Member | JNJJohnson & Johnson | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-12-04 | 2020-10-16 | 49 ·>45 | Member | JNJJohnson & Johnson | Purchase | $50,001 - $100,000 | Clerk → |
| 2020-12-04 | 2020-10-16 | 49 ·>45 | Member | CVXChevron Corporation | Sale | $15,001 - $50,000 | Clerk → |
| 2020-12-04 | 2020-10-16 | 49 ·>45 | Member | First Trust Cloud Computing ETF | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-12-04 | 2020-10-16 | 49 ·>45 | Member | Vanguard Consumer Staples ETF | Sale | $15,001 - $50,000 | Clerk → |
| 2020-12-04 | 2020-10-16 | 49 ·>45 | Member | BXThe blackstone group Inc. Class A | Sale | $15,001 - $50,000 | Clerk → |
| 2020-12-04 | 2020-10-16 | 49 ·>45 | Member | AAPLApple Inc. | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-12-04 | 2020-10-16 | 49 ·>45 | Member | AAPLApple Inc. | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-12-04 | 2020-10-06 | 59 ·>45 | Member | CVXChevron Corporation | Exchange | $1,001 - $15,000 | Clerk → |
| 2020-12-04 | 2020-10-06 | 59 ·>45 | Member | CVXChevron Corporation | Exchange | $15,001 - $50,000 | Clerk → |
| 2020-12-04 | 2020-10-06 | 59 ·>45 | Member | Noble Energy Inc. | Exchange | $1,001 - $15,000 | Clerk → |
| 2020-12-04 | 2020-10-06 | 59 ·>45 | Member | Noble Energy Inc. | Exchange | $15,001 - $50,000 | Clerk → |
| 2020-10-05 | 2020-09-28 | 7 | Member | JPMORGAN CHASE & CO FIX/FLT JR SBRDNTD PERP MAT CLLB NRA TAXABLE CPN 4.051% DUE 12/29/49 | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-10-05 | 2020-09-28 | 7 | Member | ABTAbbott Laboratories | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-10-05 | 2020-09-28 | 7 | Member | ABTAbbott Laboratories | Purchase | $50,001 - $100,000 | Clerk → |
| 2020-10-05 | 2020-09-24 | 11 | Member | BANK NOVA SCOTIA 0% 1Y: LKD EURO STOXX 50 INDEX DUE 09/24/2020 CPN 0.000% DUE 09/24/20 | Sale | $15,001 - $50,000 | Clerk → |
| 2020-10-05 | 2020-09-21 | 14 | Member | Vanguard Consumer Staples ETF | Sale | $50,001 - $100,000 | Clerk → |
| 2020-10-05 | 2020-09-21 | 14 | Member | Principal U.S. Mega-Cap ETF | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-10-05 | 2020-09-21 | 14 | Member | FIFTH THIRD BANCORP FIX TO FLT JR SBRDNTD CALLABLE PERPTL CPN 5.100% DUE 12/31/49 | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-10-05 | 2020-09-21 | 14 | Member | First Trust NASDAQ Cybersecurity ETF | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-10-05 | 2020-09-21 | 14 | Member | Vanguard Consumer Staples ETF | Sale | $15,001 - $50,000 | Clerk → |
| 2020-10-05 | 2020-09-21 | 14 | Member | Vanguard Consumer Staples ETF | Sale | $15,001 - $50,000 | Clerk → |
| 2020-10-05 | 2020-09-09 | 26 | Member | JPMJP Morgan Chase & Co. | Sale | $15,001 - $50,000 | Clerk → |
| 2020-10-05 | 2020-09-08 | 27 | Member | JPMJP Morgan Chase & Co. | Sale | $15,001 - $50,000 | Clerk → |
| 2020-10-05 | 2020-09-08 | 27 | Member | Principal U.S. Mega-Cap ETF | Sale (partial) | $15,001 - $50,000 | Clerk → |
| 2020-10-05 | 2020-09-08 | 27 | Member | Vanguard div Appreciation ETF | Sale (partial) | $50,001 - $100,000 | Clerk → |
| 2020-10-05 | 2020-09-08 | 27 | Member | INTUIntuit Inc. | Sale | $15,001 - $50,000 | Clerk → |
| 2020-10-05 | 2020-09-08 | 27 | Member | SPYSPDR S&P 500 | Sale (partial) | $15,001 - $50,000 | Clerk → |
| 2020-10-05 | 2020-09-08 | 27 | Member | GOOGLAlphabet Inc. - Class A | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-10-05 | 2020-09-08 | 27 | Member | AAPLApple Inc. | Sale (partial) | $15,001 - $50,000 | Clerk → |
| 2020-10-05 | 2020-09-08 | 27 | Member | AAPLApple Inc. | Sale (partial) | $15,001 - $50,000 | Clerk → |
| 2020-09-08 | 2020-08-11 | 28 | Spouse | FT divers Income & growth Fall 15 | Sale | $100,001 - $250,000 | Clerk → |
| 2020-09-08 | 2020-08-10 | 29 | Spouse | AEPAmerican Electric Power Company, Inc. | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-09-08 | 2020-08-10 | 29 | Member | PNCPNC Financial Services group, Inc. | Sale | $15,001 - $50,000 | Clerk → |
| 2020-09-08 | 2020-08-10 | 29 | Member | SPDR Select Sector Fund - Health Care | Purchase | $50,001 - $100,000 | Clerk → |
| 2020-09-08 | 2020-08-10 | 29 | Member | USBU.S. bancorp | Sale | $50,001 - $100,000 | Clerk → |
| 2020-09-08 | 2020-08-10 | 29 | Member | SPDR S&P dividend ETF | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-09-08 | 2020-08-10 | 29 | Member | SPDR bloomberg barclays Convertible Securities ETF | Purchase | $50,001 - $100,000 | Clerk → |
| 2020-09-08 | 2020-08-10 | 29 | Member | VVisa Inc. | Sale | $15,001 - $50,000 | Clerk → |
| 2020-09-08 | 2020-08-10 | 29 | Spouse | JNJJohnson & Johnson | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-09-08 | 2020-08-10 | 29 | Member | AXPAmerican Express Company | Sale | $15,001 - $50,000 | Clerk → |
| 2020-09-08 | 2020-08-10 | 29 | Spouse | IShares Core dividend growth ETF | Purchase | $50,001 - $100,000 | Clerk → |
| 2020-09-08 | 2020-08-10 | 29 | Member | SPDR S&P dividend ETF | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-09-08 | 2020-08-10 | 29 | Member | PNCPNC Financial Services group, Inc. | Sale | $50,001 - $100,000 | Clerk → |
| 2020-09-08 | 2020-08-10 | 29 | Spouse | DUKDuke Energy Corporation | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-09-04 | 2020-07-20 | 46 ·>45 | Spouse | AMERICAN FUNDS THE TAX EXEMPT BOND FUND OF AMERICA | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-09-04 | 2020-07-01 | 65 ·>45 | Member | PFEPfizer, Inc. | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-09-04 | 2020-07-01 | 65 ·>45 | Member | RTXRaytheon Technologies Corporation | Sale | $15,001 - $50,000 | Clerk → |
| 2020-09-04 | 2020-07-01 | 65 ·>45 | Member | AMZNAmazon.com, Inc. | Purchase | $50,001 - $100,000 | Clerk → |
| 2020-09-04 | 2020-07-01 | 65 ·>45 | Member | "CITIGROUP INC PERPETUAL FIX/FLT BONDS CALLABLE CPN 6.125% DUE 12/29/49 DTd 11/13/15 FC 05/15/16 CALL1 11/15/20 @ 100.000, CUSIP- 172967Kd2" | Purchase | $100,001 - $250,000 | Clerk → |
| 2020-09-04 | 2020-07-01 | 65 ·>45 | Member | HDHome depot, Inc. | Sale | $50,001 - $100,000 | Clerk → |
| 2020-09-04 | 2020-07-01 | 65 ·>45 | Member | AAPLApple Inc. | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-07-10 | 2020-06-23 | 17 | Spouse | JPMORGAN FEDERAL MONEY MARKET FUND | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-07-10 | 2020-06-10 | 30 | Spouse | JPMORGAN FEDERAL MONEY MARKET FUND | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-07-10 | 2020-06-10 | 30 | Spouse | Legg Mason global Infrastructure ETF | Sale | $15,001 - $50,000 | Clerk → |
| 2020-07-10 | 2020-06-09 | 31 | Spouse | IShares MSCI EAFE growth ETF | Sale (partial) | $1,001 - $15,000 | Clerk → |
| 2020-07-10 | 2020-06-09 | 31 | Spouse | ISDPGIM High Yield bond Fund, Inc. | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-07-10 | 2020-06-09 | 31 | Spouse | IShares MSCI EAFE Value ETF | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-07-10 | 2020-06-09 | 31 | Spouse | JPMORGAN FEDERAL MONEY MARKET FUND | Sale (partial) | $15,001 - $50,000 | Clerk → |
| 2020-07-10 | 2020-06-09 | 31 | Spouse | Vanguard Large-Cap ETF | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-07-10 | 2020-06-09 | 31 | Spouse | IShares Russell 2000 ETF | Sale (partial) | $1,001 - $15,000 | Clerk → |
| 2020-07-10 | 2020-06-02 | 38 | Member | PNCPNC Financial Services group, Inc. | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-07-10 | 2020-06-01 | 39 | Member | TJXTJX Companies, Inc. | Sale | $1,001 - $15,000 | Clerk → |
| 2020-07-10 | 2020-06-01 | 39 | Member | Vanguard Consumer Staples ETF | Sale (partial) | $15,001 - $50,000 | Clerk → |
| 2020-07-10 | 2020-06-01 | 39 | Member | PNCPNC Financial Services group, Inc. | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-07-10 | 2020-06-01 | 39 | Member | USBU.S. bancorp | Purchase | $50,001 - $100,000 | Clerk → |
| 2020-07-10 | 2020-06-01 | 39 | Member | PNCPNC Financial Services group, Inc. | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-06-09 | 2020-05-26 | 14 | Member | BXThe blackstone group Inc. Class a | Purchase | $50,001 - $100,000 | Clerk → |
| 2020-06-09 | 2020-05-26 | 14 | Member | Principal U.S. Mega-Cap Multi- Factor Index ETF | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-06-09 | 2020-05-26 | 14 | Member | First Trust Cloud Computing ETF | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-06-09 | 2020-05-26 | 14 | Member | Principal U.S. Mega-Cap Multi- Factor Index ETF | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-06-09 | 2020-05-26 | 14 | Member | Goldman Sachs activebeta U.S. Large Cap Equity ETF | Sale | $15,001 - $50,000 | Clerk → |
| 2020-06-09 | 2020-05-26 | 14 | Member | Principal U.S. Mega-Cap Multi- Factor Index ETF | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-06-09 | 2020-05-26 | 14 | Member | Principal U.S. Mega-Cap Multi- Factor Index ETF | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-06-09 | 2020-05-26 | 14 | Member | Goldman Sachs activebeta U.S. Large Cap Equity ETF | Sale | $15,001 - $50,000 | Clerk → |
| 2020-06-09 | 2020-05-26 | 14 | Member | BXThe blackstone group Inc. Class a | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-06-09 | 2020-05-19 | 21 | Member | PNC FINANCIAL SERVICES UNSECURED FIX To FLOAT CALLABLE SER R PERPTL CPN 4.850% DUE 05/29/49 | Purchase | $50,001 - $100,000 | Clerk → |
| 2020-06-09 | 2020-05-19 | 21 | Member | JPMJP Morgan Chase & Co. | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-06-09 | 2020-05-19 | 21 | Spouse | IShares Core S&P Total U.S. Stock Market ETF | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-06-09 | 2020-05-19 | 21 | Member | VZVerizon Communications Inc. | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-06-09 | 2020-05-19 | 21 | Member | Vanguard div appreciation ETF | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-06-09 | 2020-05-19 | 21 | Member | First Trust Cloud Computing ETF | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-06-09 | 2020-05-19 | 21 | Member | BDXBecton, dickinson and Company | Sale | $15,001 - $50,000 | Clerk → |
| 2020-06-09 | 2020-05-19 | 21 | Member | AAPLApple Inc. | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-06-09 | 2020-05-19 | 21 | Member | JPMJP Morgan Chase & Co. | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-06-09 | 2020-05-19 | 21 | Member | CARRCarrier global Corporation | Sale | $1,001 - $15,000 | Clerk → |
| 2020-06-09 | 2020-05-19 | 21 | Spouse | First Trust Cloud Computing ETF | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-06-09 | 2020-05-19 | 21 | Member | AMZNAmazon.com, Inc. | Purchase | $50,001 - $100,000 | Clerk → |
| 2020-06-09 | 2020-05-19 | 21 | Member | OTISOtis Worldwide Corporation | Sale | $1,001 - $15,000 | Clerk → |
| 2020-06-09 | 2020-05-19 | 21 | Spouse | Vanguard div appreciation ETF | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-06-09 | 2020-05-19 | 21 | Member | First Trust Cloud Computing ETF | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-06-09 | 2020-05-19 | 21 | Member | HDHome depot, Inc. | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-06-09 | 2020-05-12 | 28 | Spouse | UIT FIRST TRUST DIVERSIFIED INCOME & GROWTH PORT SER 2015 | Sale | $50,001 - $100,000 | Clerk → |
| 2020-06-09 | 2020-05-11 | 29 | Spouse | DRIDarden Restaurants, Inc. | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-06-09 | 2020-05-11 | 29 | Spouse | PGProcter & gamble Company | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-06-09 | 2020-05-11 | 29 | Spouse | JNJJohnson & Johnson | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-05-04 | 2020-04-24 | 10 | Member | BoFa FIN LLC 0% 1Y: LKD To S&P 500 INDEX DUE 04/24/2020 CPN 0.000% DUE 04/24/20 | Sale | $50,001 - $100,000 | Clerk → |
| 2020-05-04 | 2020-04-24 | 10 | Member | BoFa FIN LLC 0% 1Y: LKD To S&P 500 INDEX DUE 04/24/2020 CPN 0.000% DUE 04/24/20 | Sale | $15,001 - $50,000 | Clerk → |
| 2020-05-04 | 2020-04-23 | 11 | Spouse | UIT INVESCO UNIT TRS CENT EQUITY TR DIVERSFED SER 2016- | Sale | $100,001 - $250,000 | Clerk → |
| 2020-05-04 | 2020-04-22 | 12 | Spouse | EMREmerson Electric Company | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-05-04 | 2020-04-22 | 12 | Spouse | DUKDuke Energy Corporation | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-05-04 | 2020-04-22 | 12 | Spouse | IShares Core dividend growth ETF | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-05-04 | 2020-04-22 | 12 | Spouse | Franklin Rising dividend Cl a | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-05-04 | 2020-04-22 | 12 | Spouse | American New Perspective Cl a | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-05-04 | 2020-04-22 | 12 | Spouse | American Fundamental Investors | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-05-04 | 2020-04-22 | 12 | Spouse | American Capital Income | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-05-04 | 2020-04-22 | 12 | Spouse | CVXChevron Corporation | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-05-04 | 2020-04-22 | 12 | Spouse | American Tax-exempt bond Fd | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-05-04 | 2020-04-22 | 12 | Spouse | American growth Fund | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-05-04 | 2020-04-22 | 12 | Spouse | MPCMarathon Petroleum Corporation | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-05-04 | 2020-04-15 | 19 | Member | JPMORGAN CHASE & Co FIXED/FLOAT JR SBRDNTD CALLABLE PERPETUAL MAT CPN 88.875% DUE 12/29/49 | Purchase | $50,001 - $100,000 | Clerk → |
| 2020-05-04 | 2020-04-15 | 19 | Member | Vanguard div appreciation ETF | Purchase | $50,001 - $100,000 | Clerk → |
| 2020-05-04 | 2020-04-15 | 19 | Member | AMZNAmazon.com, Inc. | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-05-04 | 2020-04-15 | 19 | Member | JPMORGAN CHASE & Co JR SUBORDINATED FIX/FLT CALLABLE PERP MAT SER CC CPN 4.625% DUE 12/31/49 | Purchase | $50,001 - $100,000 | Clerk → |
| 2020-05-04 | 2020-04-15 | 19 | Member | AMZNAmazon.com, Inc. | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-05-04 | 2020-04-15 | 19 | Member | AAPLApple Inc. | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-05-04 | 2020-04-15 | 19 | Member | Vanguard div appreciation ETF | Purchase | $50,001 - $100,000 | Clerk → |
| 2020-05-04 | 2020-04-15 | 19 | Member | AAPLApple Inc. | Purchase | $50,001 - $100,000 | Clerk → |
| 2020-05-04 | 2020-04-15 | 19 | Member | JPMORGAN CHASE & Co JR SUBORDINATED FIX/FLT CALLABLE PERP MAT SER CC CPN 4.625% DUE 12/31/49 | Purchase | $50,001 - $100,000 | Clerk → |
| 2020-05-04 | 2020-04-15 | 19 | Member | Vanguard div appreciation ETF | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-05-04 | 2020-04-13 | 21 | Spouse | DRIDarden Restaurants, Inc. | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-05-04 | 2020-04-06 | 28 | Spouse | IShares Core dividend growth ETF | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-05-04 | 2020-04-06 | 28 | Spouse | SOSouthern Company | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-05-04 | 2020-04-06 | 28 | Spouse | IShares Core dividend growth ETF | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-05-04 | 2020-04-06 | 28 | Spouse | AEPAmerican Electric Power Company, Inc. | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-05-04 | 2020-04-06 | 28 | Spouse | IShares Core dividend growth ETF | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-04-06 | 2020-03-27 | 10 | Member | BANK NOVA SCOTIA 0% EDP BC CAPPED LEVERAGED INDX RETURN MTY 03/27/20 CPN 0.000% DUE 03/27/20 | Sale | $50,001 - $100,000 | Clerk → |
| 2020-04-06 | 2020-03-27 | 10 | Member | HSBC USA INC 0% EDP NTS LKD To EURO STOXX 50 INDEX MTY 03/27/20 CPN 0.000% DUE 03/27/20 | Sale | $15,001 - $50,000 | Clerk → |
| 2020-04-06 | 2020-03-18 | 19 | Spouse | LUVSouthwest airlines Company | Sale | $15,001 - $50,000 | Clerk → |
| 2020-04-06 | 2020-03-18 | 19 | Member | DEODiageo plc | Sale | $1,001 - $15,000 | Clerk → |
| 2020-04-06 | 2020-03-18 | 19 | Member | DEODiageo plc | Sale (partial) | $1,001 - $15,000 | Clerk → |
| 2020-04-06 | 2020-03-18 | 19 | Member | DIASPDR dow Jones Industrial average ETF | Sale | $1,001 - $15,000 | Clerk → |
| 2020-04-06 | 2020-03-18 | 19 | Member | NOCNorthrop grumman Corporation | Sale | $15,001 - $50,000 | Clerk → |
| 2020-04-06 | 2020-03-18 | 19 | Member | Vanguard Utilities ETF | Sale | $15,001 - $50,000 | Clerk → |
| 2020-04-06 | 2020-03-18 | 19 | Member | Vanguard FTSE developed Markets ETF | Sale | $1,001 - $15,000 | Clerk → |
| 2020-04-06 | 2020-03-18 | 19 | Member | LUVSouthwest airlines Company | Sale | $15,001 - $50,000 | Clerk → |
| 2020-04-06 | 2020-03-18 | 19 | Member | AEPAmerican Electric Power Company, Inc. | Sale | $15,001 - $50,000 | Clerk → |
| 2020-04-06 | 2020-03-18 | 19 | Member | Vanguard Utilities ETF | Sale | $15,001 - $50,000 | Clerk → |
| 2020-04-06 | 2020-03-18 | 19 | Member | DIASPDR dow Jones Industrial average ETF | Sale (partial) | $1,001 - $15,000 | Clerk → |
| 2020-04-06 | 2020-03-18 | 19 | Member | Vanguard Utilities ETF | Sale | $15,001 - $50,000 | Clerk → |
| 2020-04-06 | 2020-03-18 | 19 | Member | DISWalt disney Company | Sale | $1,001 - $15,000 | Clerk → |
| 2020-04-06 | 2020-03-11 | 26 | Member | Vanguard Consumer Staples ETF | Sale | $15,001 - $50,000 | Clerk → |
| 2020-04-06 | 2020-03-11 | 26 | Member | TRVThe Travelers Companies, Inc. | Sale | $1,001 - $15,000 | Clerk → |
| 2020-04-06 | 2020-03-11 | 26 | Member | Vanguard div appreciation ETF | Sale | $15,001 - $50,000 | Clerk → |
| 2020-04-06 | 2020-03-11 | 26 | Member | SPDR S&P dividend ETF | Sale | $15,001 - $50,000 | Clerk → |
| 2020-04-06 | 2020-03-11 | 26 | Member | MMM3M Company | Sale | $1,001 - $15,000 | Clerk → |
| 2020-04-06 | 2020-03-11 | 26 | Member | Vanguard div appreciation ETF | Sale | $50,001 - $100,000 | Clerk → |
| 2020-04-06 | 2020-03-11 | 26 | Member | SPDR S&P dividend ETF | Sale | $100,001 - $250,000 | Clerk → |
| 2020-04-06 | 2020-03-11 | 26 | Member | Goldman Sachs activebeta U.S. Large Cap Equity ETF | Sale | $50,001 - $100,000 | Clerk → |
| 2020-04-06 | 2020-03-11 | 26 | Member | SPDR S&P dividend ETF | Sale | $50,001 - $100,000 | Clerk → |
| 2020-04-06 | 2020-03-10 | 27 | Member | First Trust DJ Internet Index Fund | Sale | $50,001 - $100,000 | Clerk → |
| 2020-04-06 | 2020-03-10 | 27 | Member | Vanguard Consumer Staples ETF | Sale (partial) | $15,001 - $50,000 | Clerk → |
| 2020-04-06 | 2020-03-10 | 27 | Member | Vanguard Utilities ETF | Sale | $15,001 - $50,000 | Clerk → |
| 2020-04-06 | 2020-02-24 | 42 | Member | Goldman Sachs activebeta U.S. Large Cap Equity ETF | Exchange | $100,001 - $250,000 | Clerk → |
| 2020-04-06 | 2020-02-24 | 42 | Member | HSBC USA INC 0% BLS AUTOCALL LKD EURO STOXX 50 IDX DUE 08/25/2022 CPN 0.000% DUE 08/25/22 DTd 08/31/17 | Exchange | $50,001 - $100,000 | Clerk → |
| 2020-04-06 | 2020-02-24 | 42 | Member | BANK NOVA SCOTIA 0% BLS BC CAPPED LEVERAGED INDX RETURN MTY 03/27/20 CPN 0.000% DUE 03/27/20 | Exchange | $50,001 - $100,000 | Clerk → |
| 2020-04-06 | 2020-02-24 | 42 | Member | SPDR S&P dividend ETF | Exchange | $50,001 - $100,000 | Clerk → |
| 2020-04-06 | 2020-02-24 | 42 | Member | Principal U.S. Mega-Cap Multi- Factor Index ETF | Exchange | $100,001 - $250,000 | Clerk → |
| 2020-04-06 | 2020-02-24 | 42 | Member | HSBC USA INC 0% BLS AUTOCALL LKD EURO STOXX 50 IDX DUE 08/25/2022 CPN 0.000% DUE 08/25/22 DTd 08/31/17 | Exchange | $50,001 - $100,000 | Clerk → |
| 2020-04-06 | 2020-02-24 | 42 | Member | BARCLAYS BK PLC 0% BLS CAPPED LEVERAGE INDEX RETURN NT MTY 02/28/2020 | Exchange | $50,001 - $100,000 | Clerk → |
| 2020-04-06 | 2020-02-24 | 42 | Member | Vanguard div appreciation ETF | Exchange | $50,001 - $100,000 | Clerk → |
| 2020-04-06 | 2020-02-24 | 42 | Member | Vanguard Consumer Staples ETF | Exchange | $100,001 - $250,000 | Clerk → |
| 2020-04-06 | 2020-02-24 | 42 | Member | Goldman Sachs activebeta U.S. Large Cap Equity ETF | Exchange | $100,001 - $250,000 | Clerk → |
| 2020-04-06 | 2020-02-24 | 42 | Member | First Trust Morningstar ETF | Exchange | $50,001 - $100,000 | Clerk → |
| 2020-04-06 | 2020-02-24 | 42 | Member | SPDR S&P dividend ETF | Exchange | $50,001 - $100,000 | Clerk → |
| 2020-04-06 | 2020-02-24 | 42 | Member | Vanguard Consumer Staples ETF | Exchange | $100,001 - $250,000 | Clerk → |
| 2020-04-06 | 2020-02-24 | 42 | Member | Vanguard div appreciation ETF | Exchange | $50,001 - $100,000 | Clerk → |
| 2020-04-06 | 2020-02-24 | 42 | Member | First Trust Morningstar ETF | Exchange | $50,001 - $100,000 | Clerk → |
| 2020-04-06 | 2020-02-24 | 42 | Member | BANK NOVA SCOTIA 0% BLS BC CAPPED LEVERAGED INDX RETURN MTY 03/27/20 CPN 0.000% DUE 03/27/20 | Exchange | $50,001 - $100,000 | Clerk → |
| 2020-04-06 | 2020-02-24 | 42 | Member | BARCLAYS BK PLC 0% BLS CAPPED LEVERAGE INDEX RETURN NT MTY 02/28/2020 CPN 0.000% DUE 02/28/20 | Exchange | $50,001 - $100,000 | Clerk → |
| 2020-04-06 | 2020-02-24 | 42 | Member | SPYSPDR S&P 500 | Exchange | $100,001 - $250,000 | Clerk → |
| 2020-04-06 | 2020-02-24 | 42 | Member | BoFa FIN LLC 0% BLS LKD To S&P 500 INDEX DUE 04/24/2020 CPN 0.000% DUE 04/24/20 | Exchange | $50,001 - $100,000 | Clerk → |
| 2020-04-06 | 2020-02-24 | 42 | Member | SPYSPDR S&P 500 | Exchange | $100,001 - $250,000 | Clerk → |
| 2020-04-06 | 2020-02-24 | 42 | Member | BoFa FIN LLC 0% BLS LKD To S&P 500 INDEX DUE 04/24/2020 CPN 0.000% DUE 04/24/20 | Exchange | $50,001 - $100,000 | Clerk → |
| 2020-04-06 | 2020-02-24 | 42 | Member | Vanguard Utilities ETF | Exchange | $15,001 - $50,000 | Clerk → |
| 2020-04-06 | 2020-02-24 | 42 | Member | Principal U.S. Mega-Cap Multi- Factor Index ETF | Exchange | $100,001 - $250,000 | Clerk → |
| 2020-04-06 | 2020-02-24 | 42 | Member | First Trust DJ Internet Index Fund | Exchange | $50,001 - $100,000 | Clerk → |
| 2020-04-06 | 2020-02-24 | 42 | Member | Vanguard Utilities ETF | Exchange | $15,001 - $50,000 | Clerk → |
| 2020-04-06 | 2020-02-24 | 42 | Member | First Trust DJ Internet Index Fund | Exchange | $50,001 - $100,000 | Clerk → |
| 2020-03-10 | 2020-02-28 | 11 | Member | BARCLAYS BK PLC 0% BLS CAPPED LEVERAGE INDEX RETURN NT MTY 02/28/2020 | Sale | $50,001 - $100,000 | Clerk → |
| 2020-03-10 | 2020-02-28 | 11 | Member | BARCLAYS BK PLC 0% BLS CAPPED LEVERAGE INDEX RETURN NT MTY 02/28/2020 | Sale | $50,001 - $100,000 | Clerk → |
| 2020-03-10 | 2020-02-26 | 13 | Member | First Trust Morningstar ETF | Sale | $15,001 - $50,000 | Clerk → |
How these are read and published: methodology.
Holdings · annual financial disclosure
Assets listed on the 2016 report.
439 assets with a value on the amended report filed 2017-08-29, 177 of them shares or options of a listed company. Values are the ranges on the form. Assets are held by the member, a spouse or a dependent child, as reported. Open the report.
| Asset | Type | Owner | Value (as filed) |
|---|---|---|---|
| Conabain Corporation | Other | Member | $1 - $1,000 |
| Conawell Corporation | Other | Joint | $50,001 - $100,000 |
| Congressional Federal Credit Union | Other | Joint | $1,001 - $15,000 |
| HKN, Inc. | Other | Member | $1 - $1,000 |
| american General 48 | Other | Member | $15,001 - $50,000 |
| Northwestern Life 07 | Other | Member | $15,001 - $50,000 |
| Northwestern Mutual 03 | Other | Member | $15,001 - $50,000 |
| Northwestern Mutual 17 | Other | Member | $15,001 - $50,000 |
| Northwestern Mutual 38 | Other | Member | $1,001 - $15,000 |
| Northwestern Mutual 73 | Other | Member | $1,001 - $15,000 |
| Northwestern Mutual 75 | Other | Member | $1,001 - $15,000 |
| Northwestern Mutual 96 | Other | Member | $1,001 - $15,000 |
| Eaton Vance Balanced Fund Cl a | Other | Joint | $1,001 - $15,000 |
| FIA Card Svcs RASP | Other | Joint | $1,001 - $15,000 |
| IBMInternational Business Machines Corporation | Stock | Joint | $50,001 - $100,000 |
| Invesco american Constellation Fd | Other | Joint | $15,001 - $50,000 |
| JPMJP Morgan Chase & Co. | Stock | Joint | $100,001 - $250,000 |
| Putnam Global Healthcare Fd | Other | Joint | $1,001 - $15,000 |
| VLYValley National Bancorp | Stock | Joint | $1,001 - $15,000 |
| Clayton Williams Energy, Inc. | Other | Joint | $50,001 - $100,000 |
| ML Bank Deposit Program | Other | Joint | $1,001 - $15,000 |
| Bank Deposit Sweep | Other | Joint | None |
| Bank Deposit Sweep | Other | Joint | None |
| Eaton Vance Balanced Fund CL a | Other | Joint | None |
| Putnam Global Health Care FD CL a | Other | Joint | None |
| Kidwell Exploration | Other | Spouse | $1,001 - $15,000 |
| KMC Inc | Other | Member | $1,001 - $15,000 |
| Lario Oil & Gas | Other | Joint | $100,001 - $250,000 |
| Met Life Insurance | Other | Spouse | None |
| Prudential SSA | Other | Spouse | None |
| Capital World Bond Fund | Other | Spouse | None |
| Dreyfus Bond Market Index Fund | Other | Spouse | $15,001 - $50,000 |
| Edward Jones Money Market Fund | Other | Spouse | $1,001 - $15,000 |
| IShares MSCI EAFE ETF | Other | Spouse | $15,001 - $50,000 |
| IShares MSCI EAFE Value ETF | Other | Spouse | $15,001 - $50,000 |
| IShares Core Total U.S. Bond Market ETF | Other | Spouse | $15,001 - $50,000 |
| IShares MSCI EAFE Growth ETF | Other | Spouse | $15,001 - $50,000 |
| IShares MSCI EAFE Small-Cap ETF | Other | Spouse | $1,001 - $15,000 |
| IShares Russell 1000 Growth ETF | Other | Spouse | $15,001 - $50,000 |
| IShares Russell 1000 Value ETF | Other | Spouse | $15,001 - $50,000 |
| IShares Russell 2000 ETF | Other | Spouse | $15,001 - $50,000 |
| IShares Russell Midcap Growth ETF | Other | Spouse | $1,001 - $15,000 |
| IShares Russell Mid-cap Value ETF | Other | Spouse | $15,001 - $50,000 |
| IShares S&P 500 Growth ETF | Other | Spouse | $15,001 - $50,000 |
| JP Morgan Federal Money Market Fund | Other | Spouse | $1,001 - $15,000 |
| JP Morgan High Yield Fund | Other | Spouse | $15,001 - $50,000 |
| Legg Mason Glbl Opp Bond Fund | Other | Spouse | $1,001 - $15,000 |
| DIASPDR Dow Jones Industrial average ETF | Stock | Spouse | $15,001 - $50,000 |
| SPDR S&P Dividend ETF | Other | Spouse | None |
| Vanguard FTSE all World Ex US ETF | Other | Spouse | $15,001 - $50,000 |
| Vanguard High Dividend Yield ETF - DNQ | Other | Spouse | $15,001 - $50,000 |
| VANGUARD INTERMEDIATE TERM: BOND ETF | Other | Spouse | $15,001 - $50,000 |
| VANGUARD LARGE-CAP ETF | Other | Spouse | $15,001 - $50,000 |
| Vanguard Total Bond Market ETF | Other | Spouse | $50,001 - $100,000 |
| **AMERICAN FDS MONEY MKT FD: CL a: 12/08/15 AT $1.00/SHARE | Other | Spouse | None |
| amcap Fund CL a | Other | Spouse | $50,001 - $100,000 |
| AALamerican airlines Group, Inc. | Stock | Spouse | None |
| american Balanced Fund CL a | Other | Spouse | $15,001 - $50,000 |
| american Funds Dev World Growth | Other | Spouse | $15,001 - $50,000 |
| american Funds Global Balanced Fund CL a | Other | Spouse | $100,001 - $250,000 |
| american International Growth & Income Fund CL a | Other | Spouse | $15,001 - $50,000 |
| american Mutual Fund CL a | Other | Spouse | $50,001 - $100,000 |
| TAT&T Inc. | Stock | Spouse | $15,001 - $50,000 |
| BACBank of america Corporation | Stock | Spouse | $15,001 - $50,000 |
| BHP Billiton plc Sponsored ADR | Other | Spouse | None |
| CPBCampbell Soup Company | Stock | Spouse | $1,001 - $15,000 |
| Capital Income Builders Fund CL a | Other | Spouse | $100,001 - $250,000 |
| Capital World Growth & Income Fund CL a | Other | Spouse | $100,001 - $250,000 |
| KOCoca-Cola Company | Stock | Spouse | $15,001 - $50,000 |
| Columbia Tax Exempt Fund CL a | Other | Spouse | $15,001 - $50,000 |
| DEDeere & Company | Stock | Spouse | $15,001 - $50,000 |
| Edward Jones Money Market | Other | Spouse | $1 - $1,000 |
| EMREmerson Electric Company | Stock | Spouse | $1,001 - $15,000 |
| Europacific Growth Fund CL a | Other | Spouse | $15,001 - $50,000 |
| Federated Equity Income Fund CL a | Other | Spouse | None |
| Federated Kaufmann Fund CL a | Other | Spouse | None |
| Franklin Founding Fund allocation CL a | Other | Spouse | $15,001 - $50,000 |
| Franklin Mutual Global Discovery FD | Other | Spouse | $50,001 - $100,000 |
| Franklin Mutual Shares Fund | Other | Spouse | $1,001 - $15,000 |
| Franklin Rising Dividend Fund | Other | Spouse | $15,001 - $50,000 |
| Fundamental Investors Fund CL a | Other | Spouse | $100,001 - $250,000 |
| Growth Fund of america CL a | Other | Spouse | $50,001 - $100,000 |
| Hartford Dividend & Growth Fund | Other | Spouse | $1,001 - $15,000 |
| Hartford Healthcare Fund CL a | Other | Spouse | $15,001 - $50,000 |
| INVESCO HIGH YIELD MUNICIPAL: FUND CL a | Other | Spouse | $50,001 - $100,000 |
| IVZInvesco Ltd | Stock | Spouse | $1,001 - $15,000 |
| Investment Company of america Fund CL a | Other | Spouse | $50,001 - $100,000 |
| MSFTMicrosoft Corporation | Stock | Spouse | $1,001 - $15,000 |
| New Perspective Fund CL a | Other | Spouse | $15,001 - $50,000 |
| New World Fund CL a | Other | Spouse | $15,001 - $50,000 |
| Nuveen AMT-Free Municipal Value | Other | Spouse | $15,001 - $50,000 |
| Putnam Global Healthcare Fund CL a | Other | Spouse | $1,001 - $15,000 |
| Tax Exempt Bond Fund CL a | Other | Spouse | $50,001 - $100,000 |
| Templeton Growth Fund CL a | Other | Spouse | $50,001 - $100,000 |
| TRMBTrimble Inc. | Stock | Spouse | $1,001 - $15,000 |
| UIT FIRST TRUST DIVERSIFIED: INC & GRWTH PRT FALL 2015 SER: MONTHLY REINVESTMENT: SOLICITED: PROSPEC | Other | Spouse | $50,001 - $100,000 |
| UIT FIRST TRUST DIVERSIFIED: INCME & GRWTH PRTFLIO WINTER: 2015 SER MONTHLY REINVESTMENT: SOLICITED: | Other | Spouse | $1,001 - $15,000 |
| UIT FIRST TRUST DIVERSIFIED: INCOME & GROWTH PORT SER 2015: SUMMER MONTHLY REINVESTMENT: SOLICITED: | Other | Spouse | $50,001 - $100,000 |
| UIT FIRST TRUST GLOBAL DIVID: PORT SER 42 MONTHLY REINVEST: SOLICITED: PROSPECTUS ENCLOSED | Other | Spouse | $100,001 - $250,000 |
| UIT FIRST TRUST MKT STRENGTH: ALLOCATION SELECT SER 13: PORT SEMI ANNUAL REINVEST: CASH IN LIEU OF | Other | Spouse | None |
| UIT FIRST TRUST: SER 24 INTL CAP STRENGTH PORT: SEMI ANNUAL REINVESTMENT: SOLICITED: PROSPECTUS ENCL | Other | Spouse | $15,001 - $50,000 |
| UIT INVESCO UNIT TRS CENT: EQUITY TR DIVERSFED SER 2016-2: QUARTERLY REINVEST: SOLICITED: PROSPECTUS | Other | Spouse | $100,001 - $250,000 |
| Unit Trust First Trust Diversified Equity Series # 1Q13 | Other | Spouse | None |
| Washington Mutual Investors Fund CL a | Other | Spouse | $100,001 - $250,000 |
| Wimberly Texas Ind Sch Dist 0.00% 08/15/38 | Other | Spouse | $50,001 - $100,000 |
| Washington Mutual Investors Fund CL a | Other | Spouse | $1,001 - $15,000 |
| Blackrock Global allocation FD | Other | Spouse | None |
| Eagle Growth & Income Fund | Other | Spouse | None |
| Ft Unit 5601 Sabrient Bakers Dozen | Other | Spouse | None |
| Ft Unit 5935 Sabrient Bakers Dozen Port 2016 | Other | Spouse | None |
| GOLDMAN SACHS CAPITAL II - VAR% PERPETUAL CALLABLE | Other | Spouse | $15,001 - $50,000 |
| Ivy asset Strategy Fd | Other | Spouse | None |
| JP Morgan US Equity Fd | Other | Spouse | None |
| SX5E LIRN ISSUER HSBC PART 118.00% | Other | Spouse | $15,001 - $50,000 |
| WELLS FARGO & COMPANY JR SUBORDNTD SER K GLB VAR% PERPETUAL CALLABLE | Other | Spouse | $15,001 - $50,000 |
| Bank of america Na RASP | Other | Spouse | $1,001 - $15,000 |
| Blackrock Global allocation FD | Other | Spouse | None |
| Davis NY Venture FD Cl a | Other | Spouse | None |
| Eagle Growth & Income Fd | Other | Spouse | $15,001 - $50,000 |
| FT Unit 3935 Sabrient Bakers Dozen 2016 | Other | Spouse | None |
| Ft Unit 5601 Sabrient Bakers Dozen 2015 | Other | Spouse | None |
| Ivy asset Strategy Fd | Other | Spouse | None |
| JP Morgan US Equity Fd | Other | Spouse | None |
| SP500 ARN ISSUER BAC MLTUK CAP 15.42% | Other | Spouse | $15,001 - $50,000 |
| SP500 CLIRN ISSUER CAP 14.54% | Other | Spouse | $15,001 - $50,000 |
| SP500 CLIRN ISSUER CAP 16.60% | Other | Spouse | $15,001 - $50,000 |
| SX5E LIRN ISSUER HSBC PART 118.00% | Other | Spouse | $15,001 - $50,000 |
| US BANCORP JR SUBORDNTD SER I GLB VAR% PERPETUAL | Other | Spouse | $15,001 - $50,000 |
| WELLS FARGO & COMPANY JR SUBORDNTD SER K GLB VAR% PERPETUAL | Other | Spouse | $15,001 - $50,000 |
| arlington Tex Higher Ed Fin Corp 16.05% 12 01 51 | Other | Spouse | $50,001 - $100,000 |
| Bank of america | Other | Spouse | $250,001 - $500,000 |
| Blackrock Global allocation FD | Other | Spouse | $15,001 - $50,000 |
| Davis NY Venture FD | Other | Spouse | $15,001 - $50,000 |
| DJIA LIRN Issurer RBC PART 111.30% | Other | Spouse | $15,001 - $50,000 |
| Endologix, Inc. | Other | Spouse | $1,001 - $15,000 |
| First Eagle Global FD | Other | Spouse | $50,001 - $100,000 |
| Ft Unit 5463 Sabrient Forward Looking | Other | Spouse | None |
| Ft Unit 5601 Sabrient Bakers Dozen 2015 | Other | Spouse | None |
| FT Unit 5935 Sabrient Bakers Dozen 2016 | Other | Spouse | None |
| GENERATION PK MGMT DIST TEX ROAD 3.75% 09 01 2036 | Other | Spouse | $50,001 - $100,000 |
| Hartford Growth Opportunities FD | Other | Spouse | $15,001 - $50,000 |
| INDU BUF CAP PART NTS CAP 66.45% SV.. | Other | Spouse | $50,001 - $100,000 |
| Insurance Contract - JAX Nst'l Perspect | Other | Spouse | $1,000,001 - $5,000,000 |
| JP Morgan US Equity Fd | Other | Spouse | None |
| Lord abbett Short Duration Income FD | Other | Spouse | None |
| ML Bank Deposit Program | Other | Spouse | None |
| Nuveen Large Cap Core Fd | Other | Spouse | None |
| Prudential Short Term Corporate Bond FD | Other | Spouse | None |
| R2000 ARN ISSUER SEK CAP 14.37% | Other | Spouse | $50,001 - $100,000 |
| R2000 ARN ISSUER SEK CAP 18.51 | Other | Spouse | None |
| R2000 C LIRN Issuer CAP 14.10% | Other | Spouse | None |
| R2000 CLIRN ISSUER CIBC CAP 18.18% | Other | Spouse | $50,001 - $100,000 |
| R2000 CLIRNS ISSUER CIBC CAP 20.40 | Other | Spouse | $50,001 - $100,000 |
| R2000 STEPUP ISSUER DB 30% | Other | Spouse | None |
| R2000 Stepup Issurer 25.00 | Other | Spouse | None |
| SP500 ARN Issuer Bac Cap 11.16% | Other | Spouse | None |
| SP500 BEARARN ISS 14.54% | Other | Spouse | $50,001 - $100,000 |
| SP500 C LIRN Issuer bac 12.02% | Other | Spouse | None |
| SP500 C LIRN Issuer bac 14.54% | Other | Spouse | $100,001 - $250,000 |
| SP500 CLIRN Issuer bac 14.04% | Other | Spouse | $50,001 - $100,000 |
| SP500 CLIRN Issuer bac 14.80% | Other | Spouse | $50,001 - $100,000 |
| SP500 CLIRN Issuer bac 15.36% | Other | Spouse | $50,001 - $100,000 |
| SP500 CLIRN Issuer bac 19.85% | Other | Spouse | $100,001 - $250,000 |
| SP500 CLIRN ISSUER BAC CAP 16.60% SV 2,036.71 DUE 03/28/18 | Other | Spouse | $50,001 - $100,000 |
| SP500 Suns Issurer 16.30% | Other | Spouse | $100,001 - $250,000 |
| MMM3M Company | Stock | Spouse | $15,001 - $50,000 |
| ABTabbott Laboratories | Stock | Spouse | $15,001 - $50,000 |
| ABBVAbbVie Inc. | Stock | Spouse | None |
| ADBEadobe Systems Incorporated | Stock | Spouse | None |
| AEGAEGON N.V. | Stock | Spouse | None |
| alexion Pharmaceuticals, Inc. | Other | Spouse | None |
| allergan plc Ordinary Shares | Other | Spouse | None |
| AMZNamazon.com, Inc. | Stock | Spouse | None |
| AMCXAMC Networks Inc. - Class a | Stock | Spouse | None |
| DOXamdocs Limited - Ordinary Shares | Stock | Spouse | None |
| AMXamerica Movil, S.A.B. de C.V. american Depository Receipt Series L | Stock | Spouse | None |
| AEPamerican Electric Power Company, Inc. | Stock | Spouse | $1,001 - $15,000 |
| AMPameriprise Financial, Inc. | Stock | Spouse | None |
| AMEAMETEK, Inc. | Stock | Spouse | None |
| APHamphenol Corporation | Stock | Spouse | None |
| anhui Conch Cement Unsponsored ADR representing Shares -H- | Other | Spouse | None |
| AONaon plc Class a Ordinary Shares | Stock | Spouse | None |
| AAPLapple Inc. | Stock | Spouse | None |
| ADMArcher-Daniels-Midland Company | Stock | Spouse | None |
| AZNastrazeneca PLC | Stock | Spouse | None |
| TAT&T Inc. | Stock | Spouse | None |
| athenahealth, Inc. | Other | Spouse | None |
| atmel Corporation | Other | Spouse | None |
| atos Origin Sa Unsponsored ADR | Other | Spouse | None |
| australia and New Zealand Banking Group Limited | Other | Spouse | None |
| AXa Sa Sponsored ADR | Other | Spouse | None |
| AXSaxis Capital Holdings Limited | Stock | Spouse | None |
| BAESYBAE SYSTEMS plc Sponsored ADR | Stock | Spouse | None |
| Bank Deposit Program | Other | Spouse | $1,001 - $15,000 |
| Bank Rakyat Indonesia Unsponsored ADR Rep Shs B | Other | Spouse | None |
| Bank Yokohama Ltd Japan american Depositary Shares | Other | Spouse | None |
| BAXBaxter International Inc. | Stock | Spouse | None |
| Beijing Enterprises Holdings Limited american Depositary Shares | Other | Spouse | None |
| Belle International Holdings Limited Limited Unsponsored ADR | Other | Spouse | None |
| BIIBBiogen Idec Inc. | Stock | Spouse | None |
| TECHBio-Techne Corp | Stock | Spouse | None |
| BLKBlackRock, Inc. | Stock | Spouse | None |
| BOC Hong Kong | Other | Spouse | None |
| BSXBoston Scientific Corporation | Stock | Spouse | None |
| BMYBristol-Myers Squibb Company | Stock | Spouse | None |
| AVGOBroadcom Limited - Ordinary Shares | Stock | Spouse | None |
| BRBroadridge Financial Solutions, Inc. | Stock | Spouse | None |
| Ca Inc. | Other | Spouse | None |
| CDNSCadence Design Systems, Inc. | Stock | Spouse | None |
| CPCanadian Pacific Railway Limited | Stock | Spouse | None |
| COFCapital One Financial Corporation | Stock | Spouse | None |
| CAHCardinal Health, Inc. | Stock | Spouse | None |
| CRICarter's, Inc. | Stock | Spouse | None |
| CBS Corporation Class B | Other | Spouse | None |
| CECelanese Corporation Celanese Corporation Series a | Stock | Spouse | None |
| Celgene Corporation | Other | Spouse | None |
| CNCCentene Corporation | Stock | Spouse | None |
| Centrica plc Sponsored american Depositary Shares | Other | Spouse | None |
| Cerner Corporation | Other | Spouse | None |
| CFCF Industries Holdings, Inc. | Stock | Spouse | None |
| CHTRCharter Communications, Inc. - Class a | Stock | Spouse | None |
| CVXChevron Corporation | Stock | Spouse | None |
| China Construction Bank Corporation Unsponsored ADR representing H shares | Other | Spouse | None |
| China Mobile Limited | Other | Spouse | None |
| CMPRCimpress N.V - Ordinary Shares | Stock | Spouse | None |
| CSCOCisco Systems, Inc. | Stock | Spouse | None |
| CCitigroup, Inc. | Stock | Spouse | None |
| Citrix Systems, Inc. | Other | Spouse | None |
| CK HUTCHISON HOLDINGS LTD | Other | Spouse | None |
| KOCoca-Cola Company | Stock | Spouse | $15,001 - $50,000 |
| CTSHCognizant Technology Solutions Corporation - Class a | Stock | Spouse | None |
| CMCSAComcast Corporation - Class a | Stock | Spouse | None |
| Companhia Paranaense de Energia | Other | Spouse | None |
| CAGConagra Foods, Inc. | Stock | Spouse | None |
| CSGPCoStar Group, Inc. | Stock | Spouse | None |
| COSTCostco Wholesale Corporation | Stock | Spouse | None |
| CCICrown Castle International Corporation | Stock | Spouse | None |
| CVSCVS Caremark Corporation | Stock | Spouse | $15,001 - $50,000 |
| DHRDanaher Corporation | Stock | Spouse | None |
| Delphi automotive plc Ordinary Shares | Other | Spouse | None |
| DLAKYDeutsche Lufthansa a G Sponsored ADR | Stock | Spouse | None |
| DNB ASa SPONSORED ADR Representing 10 | Other | Spouse | None |
| DDominion Resources, Inc. | Stock | Spouse | $1,001 - $15,000 |
| DOWDow Chemical Company | Stock | Spouse | None |
| Dunkin' Brands Group, Inc. | Other | Spouse | None |
| DDE.I. du Pont de Nemours and Company | Stock | Spouse | $15,001 - $50,000 |
| ETNEaton Corporation, PLC Ordinary Shares | Stock | Spouse | None |
| Enel Societa Per azioni Unsponsored ADR | Other | Spouse | None |
| ENN Energy Holdings Ltd Unsponsored ADR | Other | Spouse | None |
| ELEstee Lauder Companies, Inc. | Stock | Spouse | None |
| EXPDExpeditors International of Washington, Inc. | Stock | Spouse | None |
| Express Scripts Holding Company | Other | Spouse | None |
| XOMExxon Mobil Corporation | Stock | Spouse | $15,001 - $50,000 |
| Facebook, Inc. - Class a | Other | Spouse | None |
| Federated Investors, Inc. | Other | Spouse | None |
| FDXFedEx Corporation | Stock | Spouse | None |
| FISFidelity National Information Services, Inc. | Stock | Spouse | $1 - $1,000 |
| FITBFifth Third Bancorp | Stock | Spouse | None |
| FLEXFlextronics International Ltd. - Ordinary Shares | Stock | Spouse | None |
| FFord Motor Company | Stock | Spouse | None |
| FTNTFortinet, Inc. | Stock | Spouse | None |
| ITGartner, Inc. | Stock | Spouse | None |
| GDGeneral Dynamics Corporation | Stock | Spouse | None |
| GEGeneral Electric Company | Stock | Spouse | $15,001 - $50,000 |
| GMGeneral Motors Company | Stock | Spouse | None |
| GILGildan activewear, Inc. Class a Sub. Vot. | Stock | Spouse | None |
| GILDGilead Sciences, Inc. | Stock | Spouse | None |
| Google Inc. - Class C Capital Stock | Other | Spouse | None |
| Hanesbrands Inc. | Other | Spouse | None |
| HIGHartford Financial Services Group, Inc. | Stock | Spouse | None |
| HSICHenry Schein, Inc. | Stock | Spouse | None |
| HDHome Depot, Inc. | Stock | Spouse | $15,001 - $50,000 |
| HONHoneywell International Inc. | Stock | Spouse | None |
| IBNICICI Bank Limited | Stock | Spouse | None |
| ILMNIllumina, Inc. | Stock | Spouse | None |
| Imperial Tobacco Group plc Sponsored ADR | Other | Spouse | None |
| INTCIntel Corporation | Stock | Spouse | $15,001 - $50,000 |
| ICEIntercontinental Exchange Inc. | Stock | Spouse | None |
| IBMInternational Business Machines Corporation | Stock | Spouse | None |
| IPInternational Paper Company | Stock | Spouse | None |
| Interpublic Group of Companies, Inc. | Other | Spouse | None |
| INTUIntuit Inc. | Stock | Spouse | None |
| Israel Chemicals Limited Unsponsored ADR | Other | Spouse | None |
| Isuzu Motors Ltd Ord american Depositary Shares | Other | Spouse | None |
| ITV plc Unsponsored ADR | Other | Spouse | None |
| JKHYJack Henry & associates, Inc. | Stock | Spouse | None |
| JNJJohnson & Johnson | Stock | Spouse | $15,001 - $50,000 |
| JPMJP Morgan Chase & Co. | Stock | Spouse | $15,001 - $50,000 |
| KDDI Corporation Unsponsored ADR | Other | Spouse | None |
| Keppel Corp Ltd Spons ADR | Other | Spouse | None |
| KLACKLa-Tencor Corporation | Stock | Spouse | None |
| Koc Holdings AS Unsponsored ADR | Other | Spouse | None |
| KEPKorea Electric Power Corporation | Stock | Spouse | None |
| LAMRLamar advertising Company - Class a | Stock | Spouse | None |
| LPLALPL Financial Holdings Inc. | Stock | Spouse | None |
| Lukoil Co Sponsored ADR | Other | Spouse | None |
| MMacy's Inc | Stock | Spouse | None |
| MGAMagna International, Inc. | Stock | Spouse | None |
| Man Group PLC Unsponsored ADR | Other | Spouse | None |
| MFCManulife Financial Corporation | Stock | Spouse | None |
| Marks and Spencer Group plc american Depositary Shares | Other | Spouse | None |
| Masimo Corporation | Other | Spouse | None |
| MATMattel, Inc. | Stock | Spouse | None |
| MCDMcDonald's Corporation | Stock | Spouse | $15,001 - $50,000 |
| Mead Johnson Nutrition Company | Other | Spouse | None |
| Medivation, Inc. | Other | Spouse | None |
| MDTMedtronic Inc. | Stock | Spouse | None |
| METMetLife, Inc. | Stock | Spouse | $15,001 - $50,000 |
| MSFTMicrosoft Corporation | Stock | Spouse | $15,001 - $50,000 |
| Mitsubishi Electric Corp ADR | Other | Spouse | None |
| Mitsui & Company, Ltd. american Depositary Shares | Other | Spouse | None |
| ML Bank Deposit Program | Other | Spouse | $1,001 - $15,000 |
| TAPMolson Coors Brewing Company Class B | Stock | Spouse | None |
| MDLZMondelez International, Inc. - Class a | Stock | Spouse | None |
| MSCIMSCI Inc | Stock | Spouse | None |
| N S K Ltd Ord american Depositary Shares | Other | Spouse | None |
| NEENextEra Energy, Inc. | Stock | Spouse | $15,001 - $50,000 |
| NICENICE Ltd - american Depositary Shares each representing one Ordinary Share | Stock | Spouse | None |
| NKENike, Inc. | Stock | Spouse | None |
| Nordea Bank AB Sponsored ADR | Other | Spouse | None |
| OXYOccidental Petroleum Corporation | Stock | Spouse | $15,001 - $50,000 |
| OMCOmnicom Group Inc. | Stock | Spouse | None |
| ON Semiconductor Corporation | Other | Spouse | None |
| OTEXOpen Text Corporation - Common Shares | Stock | Spouse | None |
| ORCLOracle Corporation | Stock | Spouse | None |
| PEPPepsico, Inc. | Stock | Spouse | None |
| Persimmon Plc Unsponsored ADR | Other | Spouse | None |
| PFEPfizer, Inc. | Stock | Spouse | $15,001 - $50,000 |
| PMPhilip Morris International Inc | Stock | Spouse | $15,001 - $50,000 |
| Pioneer Natural Resources Company | Other | Spouse | None |
| PNCPNC Financial Services Group, Inc. | Stock | Spouse | None |
| Potash Corporation of Saskatchewan Inc. | Other | Spouse | None |
| Precision Castparts Corporation | Other | Spouse | None |
| PGProcter & Gamble Company | Stock | Spouse | $15,001 - $50,000 |
| PEGPublic Service Enterprise Group Incorporated | Stock | Spouse | None |
| DGXQuest Diagnostics Incorporated | Stock | Spouse | None |
| Raytheon Company | Other | Spouse | None |
| REGNRegeneron Pharmaceuticals, Inc. | Stock | Spouse | None |
| Rexnord Corporation | Other | Spouse | None |
| RIORio Tinto Plc | Stock | Spouse | None |
| Ritchie Bros. auctioneers Incorporated | Other | Spouse | None |
| ROPRoper Industries, Inc. | Stock | Spouse | None |
| Royal Dutch Shell PLC Royal Dutch Shell american Depositary Shares | Other | Spouse | None |
| RYAAYRyanair Holdings plc - american Depositary Shares, each representing five Ordinary Shares | Stock | Spouse | None |
| RRyder System, Inc. | Stock | Spouse | None |
| CRMSalesforce.com Inc | Stock | Spouse | None |
| SNYSanofi american Depositary Shares | Stock | Spouse | None |
| SSLSasol Ltd. american Depositary Shares | Stock | Spouse | None |
| SLBSchlumberger N.V. | Stock | Spouse | $1,001 - $15,000 |
| STSensata Technologies Holding N.V. Ordinary Shares | Stock | Spouse | None |
| SHWSherwin-Williams Company | Stock | Spouse | None |
| SPGSimon Property Group, Inc. | Stock | Spouse | $15,001 - $50,000 |
| SWKSSkyworks Solutions, Inc. | Stock | Spouse | None |
| Smurfit Kappa Group Plc american Depositary Shares | Other | Spouse | None |
| Splunk Inc. | Other | Spouse | None |
| SSNCSS&C Technologies Holdings, Inc. | Stock | Spouse | None |
| Sumitomo Chemical Co Ltd Unsponsored ADR | Other | Spouse | None |
| Sumitomo Metal Mining Co Ltd Unsponsored ADR | Other | Spouse | None |
| Svenska Cellulosa B Shs american Depositary Shares | Other | Spouse | None |
| SYFSynchrony Financial | Stock | Spouse | None |
| T&D Holdings Inc Tokyo Unsponsored ADR | Other | Spouse | None |
| TSMTaiwan Semiconductor Manufacturing Company Ltd. | Stock | Spouse | None |
| TD ameritrade Holding Corporation | Other | Spouse | None |
| TELTE Connectivity Ltd. New Switzerland Registered Shares | Stock | Spouse | None |
| TFXTeleflex Incorporated | Stock | Spouse | None |
| TELNYTelenor ASa american Depositary Shares | Stock | Spouse | None |
| TeliaSonera AB Unsponsored ADR | Other | Spouse | None |
| TSLATesla Motors, Inc. | Stock | Spouse | None |
| TEVATeva Pharmaceutical Industries Limited american Depositary Shares | Stock | Spouse | None |
| KHCThe Kraft Heinz Company | Stock | Spouse | $15,001 - $50,000 |
| The Priceline Group Inc. | Other | Spouse | None |
| TRVThe Travelers Companies, Inc. | Stock | Spouse | None |
| TMOThermo Fisher Scientific Inc | Stock | Spouse | $15,001 - $50,000 |
| Time Warner Inc. New | Other | Spouse | None |
| TJXTJX Companies, Inc. | Stock | Spouse | None |
| TDToronto Dominion Bank | Stock | Spouse | None |
| Total S.a. | Other | Spouse | None |
| TDGTransdigm Group Incorporated Transdigm Group Inc. | Stock | Spouse | None |
| USBU.S. Bancorp | Stock | Spouse | $15,001 - $50,000 |
| ULTAUlta Salon, Cosmetics & Fragrance, Inc. | Stock | Spouse | None |
| UNPUnion Pacific Corporation | Stock | Spouse | None |
| United Overseas Bk Singapore american Depositary Shares | Other | Spouse | None |
| United Technologies Corporation | Other | Spouse | $15,001 - $50,000 |
| UNHUnitedHealth Group Incorporated Common Stock | Stock | Spouse | None |
| VLOValero Energy Corporation | Stock | Spouse | None |
| Varian Medical Systems, Inc. | Other | Spouse | None |
| VRSKVerisk analytics, Inc. - Class a | Stock | Spouse | None |
| VZVerizon Communications Inc. | Stock | Spouse | $15,001 - $50,000 |
| VRTXVertex Pharmaceuticals Incorporated | Stock | Spouse | None |
| VVisa Inc. | Stock | Spouse | None |
| WMTWal-Mart Stores, Inc. | Stock | Spouse | $15,001 - $50,000 |
| DISWalt Disney Company | Stock | Spouse | $15,001 - $50,000 |
| WATWaters Corporation | Stock | Spouse | None |
| WFCWells Fargo & Company | Stock | Spouse | None |
| West Japan Railway Co Unsponsored ADR | Other | Spouse | None |
| WEXWEX Inc. common stock | Stock | Spouse | None |
| WWWWolverine World Wide, Inc. | Stock | Spouse | None |
| WDAYWorkday, Inc. | Stock | Spouse | None |
| World Fuel Services Corporation | Other | Spouse | $1 - $1,000 |
| WPP plc - american Depositary Shares each representing five Ordinary Shares | Other | Spouse | None |
| Xilinx, Inc. | Other | Spouse | None |
| Zurich Insurance Group Limited Sponsored american Depositary Shares | Other | Spouse | None |
| SV Investments I, LP | Other | Spouse | None |
| Blackrock Global allocation FD | Other | Spouse | None |
| CSCOCisco Systems, Inc. | Stock | Spouse | $1,001 - $15,000 |
| Clayton Williams Energy, Inc. | Other | Spouse | $15,001 - $50,000 |
| Davis NY Venture | Other | Spouse | None |
| First Eagle Global FD | Other | Spouse | None |
| FT Unit 5601 Sabrient Bakers Dozen | Other | Spouse | None |
| FT Unit 5935 Sabrient Bakers Dozen 2016 | Other | Spouse | None |
| Goldman Sachs Cap II var % | Other | Spouse | $15,001 - $50,000 |
| Hartford Growth Opportunities | Other | Spouse | None |
| JP Morgan Equity FD | Other | Spouse | None |
| MUMicron Technology, Inc. | Stock | Spouse | $1,001 - $15,000 |
| MSFTMicrosoft Corporation | Stock | Spouse | $1,001 - $15,000 |
| ML Bank Deposit Program | Other | Spouse | $15,001 - $50,000 |
| Nuveen Large Cap Core Fd | Other | Spouse | None |
| R2000 CLIRN 18.04 | Other | Spouse | $15,001 - $50,000 |
| R2000 STEPUP ISSUER DB STEP 30.00% | Other | Spouse | None |
| R2000 Stepup Issuer STEP 25.00% | Other | Spouse | None |
| LUVSouthwest airlines Company | Stock | Spouse | $50,001 - $100,000 |
| SP500 C LIRN Issuer BARC Cap 12.16% | Other | Spouse | None |
| SP500 CLIRN 14.04 | Other | Spouse | $100,001 - $250,000 |
| SP500 CLIRN 14.54 | Other | Spouse | $100,001 - $250,000 |
| SP500 CLIRN 19.85 | Other | Spouse | $15,001 - $50,000 |
| SP500 CLIRN Issuer BNS CAP 16.40% | Other | Spouse | $15,001 - $50,000 |
| Sunamerica Focused Dividend Strategy | Other | Spouse | None |
| SX5E STEPUP 21.70% | Other | Spouse | $15,001 - $50,000 |
| TERTeradyne, Inc. | Stock | Spouse | $1,001 - $15,000 |
| Wells Fargo Jr Sub Series K var % 03 15 18 | Other | Spouse | $15,001 - $50,000 |
| Wells Fargo Checking | Other | Spouse | $1,001 - $15,000 |
| argentine Peso / US Dollar | Other | Spouse | $1 - $1,000 |
| Bank Deposit Sweep | Other | Spouse | None |
| MUMicron Technology, Inc. | Stock | Spouse | $1,001 - $15,000 |
| LUVSouthwest airlines Company | Stock | Spouse | $50,001 - $100,000 |
| Bank Deposit Sweep | Other | Spouse | None |
| Wells Fargo Checking | Other | Member | $50,001 - $100,000 |
| Wells Fargo Savings | Other | Member | $15,001 - $50,000 |
| Wells Fargo Savings | Other | Member | $1,001 - $15,000 |
How reports are read: holdings methodology.