Congressional stock trades · Member
Dean Phillips
Former representative · MN-3 · Democrat
513 published transactions from periodic transaction reports since 2020, shown as filed. Amounts are the ranges on the form. Each row links to its filing. Holdings from 6 annual reports are below.
| Disclosed | Traded | Days | Owner | Asset | Type | Amount range (as filed) | Source |
|---|---|---|---|---|---|---|---|
| 2024-08-01 | 2024-07-02 | 30 | Member | Outsell, Inc. | Sale | $1,001 - $15,000 | Clerk → |
| 2024-08-01 | 2024-06-27 | 35 | Member | Outsell, Inc. | Sale (partial) | $1,000,001 - $5,000,000 | Clerk → |
| 2024-06-20 | 2024-05-21 | 30 | Member | Arcadia Medal Investors, LP | Purchase | $500,001 - $1,000,000 | Clerk → |
| 2021-09-23 | 2021-09-01 | 22 | Member | Capital One Financial Co Var Rt 12/01/2165 dtd 05/14/2015 | Sale | $15,001 - $50,000 | Clerk → |
| 2021-08-13 | 2021-07-21 | 23 | Member | AZNAstraZeneca PLC - American Depositary Shares | Exchange | $1,001 - $15,000 | Clerk → |
| 2021-08-13 | 2021-07-21 | 23 | Member | Alexion Pharmaceuticals, Inc. | Sale | $1,001 - $15,000 | Clerk → |
| 2021-08-13 | 2021-07-01 | 43 | Member | Phoenix AZ Ref unlimited Tax 4% 07/01/2021 dtd 06/24/2014 | Sale | $15,001 - $50,000 | Clerk → |
| 2021-08-13 | 2021-07-01 | 43 | Member | Honolulu City & Cnty HI Wstwtr Sys Rev 5% A Jul 01 2025 Dtd | Sale | $15,001 - $50,000 | Clerk → |
| 2021-07-14 | 2021-06-15 | 29 | Member | Metlife, Inc Var Rt 12/15/2165 dtd 06/01/2015 | Sale | $50,001 - $100,000 | Clerk → |
| 2021-06-08 | 2021-05-17 | 22 | Member | Digital Realty Trust Inc PFD | Sale | $1,001 - $15,000 | Clerk → |
| 2021-06-08 | 2021-05-03 | 36 | Member | MO St Hwys & Trnst Ref-1st lien- Ser A 5% 05/01/2021 dtd 06/03/2014 | Sale | $15,001 - $50,000 | Clerk → |
| 2021-05-12 | 2021-04-15 | 27 | Member | Varian Medical Systems, Inc. | Sale | $1,001 - $15,000 | Clerk → |
| 2021-05-12 | 2021-04-15 | 27 | Member | Morgan Stanley Rt 07/15/2165 dtd 03/19/2015 | Sale | $250,001 - $500,000 | Clerk → |
| 2021-05-12 | 2021-04-15 | 27 | Member | U.S. Bancorp Var Rt 01/15/2166 dtd 11/23/2015 | Sale | $15,001 - $50,000 | Clerk → |
| 2021-04-07 | 2021-03-15 | 23 | Member | Wachovia Cap Trust III Var Rt Mar 15 2166 dtd 2/1/2006 | Sale | $250,001 - $500,000 | Clerk → |
| 2021-04-07 | 2021-03-15 | 23 | Member | State Street Corp Var Rt 09/15/2165 dtd 05/21/2015 | Sale (partial) | $1,001 - $15,000 | Clerk → |
| 2021-04-07 | 2021-03-01 | 37 | Member | Raleigh NC Comb Enterprise Sys Rev 5% Mar 01 2021 dtd 02/10/2011 | Sale | $15,001 - $50,000 | Clerk → |
| 2021-03-09 | 2021-02-19 | 18 | Member | Citigroup Inc. Var Rt Perp Mat dtd 02/18/2021 | Purchase | $1,001 - $15,000 | Clerk → |
| 2021-03-09 | 2021-02-19 | 18 | Member | Citigroup Inc. Var Rt Perp Mat dtd 11/13/2015 | Sale | $1,001 - $15,000 | Clerk → |
| 2021-03-09 | 2021-02-16 | 21 | Member | Citigroup Inc. Var Rt Perp Mat dtd 11/13/2015 | Sale (partial) | $1,001 - $15,000 | Clerk → |
| 2021-03-09 | 2021-02-10 | 27 | Member | Citigroup Inc. Var Rt Perp Mat dtd 02/18/2021 | Purchase | $1,001 - $15,000 | Clerk → |
| 2021-03-09 | 2021-02-05 | 32 | Member | Goldman Sachs group Inc. Var Rt Perp Mat dtd 04/23/2015 | Sale | $250,001 - $500,000 | Clerk → |
| 2021-02-13 | 2021-01-26 | 18 | Member | US Bancorp VAR RT Perp Mat dtd 11/23/2015 | Sale (partial) | $1,001 - $15,000 | Clerk → |
| 2021-02-13 | 2021-01-26 | 18 | Member | SVB Financial group Var RT Perp Mat dtd 02/02/2021 | Purchase | $1,001 - $15,000 | Clerk → |
| 2021-02-13 | 2021-01-25 | 19 | Member | HONHoneywell International Inc. | Sale (partial) | $1,001 - $15,000 | Clerk → |
| 2021-02-13 | 2021-01-21 | 23 | Member | PCARPACCAR Inc. | Sale (partial) | $1,001 - $15,000 | Clerk → |
| 2021-02-13 | 2021-01-19 | 25 | Member | Wells Fargo & CO Var RT Perp Mat dtd 01/26/2021 | Purchase | $15,001 - $50,000 | Clerk → |
| 2021-02-13 | 2021-01-19 | 25 | Member | Goldman Sachs group Inc. Var Rt Perp Mat dtd 04/23/2015 | Sale | $1,001 - $15,000 | Clerk → |
| 2021-02-13 | 2021-01-12 | 32 | Member | ACNAccenture plc Class A Ordinary Shares | Sale | $1,001 - $15,000 | Clerk → |
| 2021-02-13 | 2021-01-12 | 32 | Member | FMSFresenius Medical Care Ag | Purchase | $1,001 - $15,000 | Clerk → |
| 2021-02-13 | 2021-01-11 | 33 | Member | ACNAccenture plc Class A Ordinary Shares | Sale (partial) | $1,001 - $15,000 | Clerk → |
| 2021-02-13 | 2021-01-11 | 33 | Member | FMSFresenius Medical Care Ag | Purchase | $1,001 - $15,000 | Clerk → |
| 2021-02-13 | 2021-01-11 | 33 | Member | CBChubb limited | Sale (partial) | $1,001 - $15,000 | Clerk → |
| 2021-02-13 | 2021-01-08 | 36 | Member | ACNAccenture plc Class A Ordinary Shares | Sale (partial) | $1,001 - $15,000 | Clerk → |
| 2021-02-13 | 2021-01-08 | 36 | Member | WI St Transportation Rev Ref-Ser 2; 5.0%; Due 07/01/2026 | Purchase | $15,001 - $50,000 | Clerk → |
| 2021-02-13 | 2021-01-08 | 36 | Member | CBChubb limited | Sale (partial) | $1,001 - $15,000 | Clerk → |
| 2021-02-13 | 2021-01-08 | 36 | Member | ACGLArch Capital group ltd. | Purchase | $1,001 - $15,000 | Clerk → |
| 2021-02-13 | 2021-01-07 | 37 | Member | ACNAccenture plc Class A Ordinary Shares | Sale (partial) | $1,001 - $15,000 | Clerk → |
| 2021-02-13 | 2021-01-07 | 37 | Member | Tiffany & Co. | Sale | $1,001 - $15,000 | Clerk → |
| 2021-02-13 | 2021-01-05 | 39 | Member | Alexion Pharmaceuticals, Inc. | Purchase | $1,001 - $15,000 | Clerk → |
| 2021-02-13 | 2021-01-05 | 39 | Member | ABTAbbott laboratories | Purchase | $1,001 - $15,000 | Clerk → |
| 2021-02-13 | 2021-01-05 | 39 | Member | IRMIron Mountain Incorporated | Purchase | $1,001 - $15,000 | Clerk → |
| 2021-02-13 | 2021-01-05 | 39 | Member | TAT&T Inc. | Sale (partial) | $1,001 - $15,000 | Clerk → |
| 2021-02-13 | 2021-01-05 | 39 | Member | ESEversource Energy | Purchase | $1,001 - $15,000 | Clerk → |
| 2021-02-13 | 2021-01-05 | 39 | Member | TSLATesla, Inc. | Purchase | $1,001 - $15,000 | Clerk → |
| 2021-02-13 | 2021-01-05 | 39 | Member | DTEDTE Energy Company | Sale | $1,001 - $15,000 | Clerk → |
| 2021-02-13 | 2021-01-05 | 39 | Member | Equitable Holdings Inc. | Purchase | $1,001 - $15,000 | Clerk → |
| 2021-02-13 | 2021-01-05 | 39 | Member | ABTAbbott laboratories | Purchase | $1,001 - $15,000 | Clerk → |
| 2021-02-13 | 2021-01-05 | 39 | Member | AALAmerican Airlines group, Inc. | Sale (partial) | $1,001 - $15,000 | Clerk → |
| 2021-01-09 | 2020-12-31 | 9 | Member | Selective Insurance group | Sale (partial) | $1,001 - $15,000 | Clerk → |
| 2021-01-09 | 2020-12-29 | 11 | Member | First Citizens bancshare PFD | Sale (partial) | $1,001 - $15,000 | Clerk → |
| 2021-01-09 | 2020-12-24 | 16 | Member | Fifth Third bancorp 09/30/2165 DTD 06/05/2014 | Sale | $1,001 - $15,000 | Clerk → |
| 2021-01-09 | 2020-12-22 | 18 | Member | HD Supply Holdings, Inc. | Sale | $1,001 - $15,000 | Clerk → |
| 2021-01-09 | 2020-12-21 | 19 | Member | HD Supply Holdings, Inc. | Sale (partial) | $1,001 - $15,000 | Clerk → |
| 2021-01-09 | 2020-12-18 | 22 | Member | HWMArconic Corporation | Sale (partial) | $1,001 - $15,000 | Clerk → |
| 2021-01-09 | 2020-12-18 | 22 | Member | NINiSource Inc | Sale | $1,001 - $15,000 | Clerk → |
| 2021-01-09 | 2020-12-18 | 22 | Member | JKHYJack Henry & Associates, Inc. | Sale | $1,001 - $15,000 | Clerk → |
| 2021-01-09 | 2020-12-18 | 22 | Member | BAXBaxter International Inc. | Sale (partial) | $1,001 - $15,000 | Clerk → |
| 2021-01-09 | 2020-12-18 | 22 | Member | CLXClorox Company | Sale | $1,001 - $15,000 | Clerk → |
| 2021-01-09 | 2020-12-18 | 22 | Member | INTCIntel Corporation | Purchase | $1,001 - $15,000 | Clerk → |
| 2021-01-09 | 2020-12-18 | 22 | Member | EDConsolidated Edison, Inc. | Sale (partial) | $1,001 - $15,000 | Clerk → |
| 2021-01-09 | 2020-12-18 | 22 | Member | DLTRDollar Tree, Inc. | Purchase | $1,001 - $15,000 | Clerk → |
| 2021-01-09 | 2020-12-18 | 22 | Member | Citrix Systems, Inc. | Sale (partial) | $1,001 - $15,000 | Clerk → |
| 2021-01-09 | 2020-12-18 | 22 | Member | Fifth Third bancorp 09/30/2165 DTD 06/05/2014 | Sale (partial) | $1,001 - $15,000 | Clerk → |
| 2021-01-09 | 2020-12-18 | 22 | Member | SBACSBA Communications Corporation - Class A | Sale | $1,001 - $15,000 | Clerk → |
| 2021-01-09 | 2020-12-18 | 22 | Member | AKAMAkamai Technologies, Inc. | Sale | $1,001 - $15,000 | Clerk → |
| 2021-01-09 | 2020-12-18 | 22 | Member | HD Supply Holdings, Inc. | Sale (partial) | $1,001 - $15,000 | Clerk → |
| 2021-01-09 | 2020-12-18 | 22 | Member | VRTXVertex Pharmaceuticals Incorporated | Purchase | $1,001 - $15,000 | Clerk → |
| 2021-01-09 | 2020-12-18 | 22 | Member | TAT&T Inc. | Sale (partial) | $1,001 - $15,000 | Clerk → |
| 2021-01-09 | 2020-12-18 | 22 | Member | CSCOCisco Systems, Inc. | Purchase | $1,001 - $15,000 | Clerk → |
| 2021-01-09 | 2020-12-18 | 22 | Member | DLRDigital Realty Trust, Inc. | Sale | $1,001 - $15,000 | Clerk → |
| 2021-01-09 | 2020-12-18 | 22 | Member | GILDGilead Sciences, Inc. | Sale (partial) | $1,001 - $15,000 | Clerk → |
| 2021-01-09 | 2020-12-18 | 22 | Member | SPGSimon Property group, Inc. | Purchase | $1,001 - $15,000 | Clerk → |
| 2021-01-09 | 2020-12-18 | 22 | Member | BSXBoston Scientific Corporation | Sale (partial) | $1,001 - $15,000 | Clerk → |
| 2021-01-09 | 2020-12-18 | 22 | Member | TDGTransdigm group Incorporated Transdigm group Inc. | Sale (partial) | $1,001 - $15,000 | Clerk → |
| 2021-01-09 | 2020-12-18 | 22 | Member | CRMSalesforce.com Inc | Sale (partial) | $15,001 - $50,000 | Clerk → |
| 2021-01-09 | 2020-12-18 | 22 | Member | EQIXEquinix, Inc. | Sale (partial) | $1,001 - $15,000 | Clerk → |
| 2021-01-09 | 2020-12-18 | 22 | Member | TSLATesla, Inc. | Purchase | $50,001 - $100,000 | Clerk → |
| 2021-01-09 | 2020-12-18 | 22 | Member | AALAmerican Airlines group, Inc. | Purchase | $1,001 - $15,000 | Clerk → |
| 2021-01-09 | 2020-12-18 | 22 | Member | CFGCitizens Financial group, Inc. | Sale (partial) | $1,001 - $15,000 | Clerk → |
| 2021-01-09 | 2020-12-17 | 23 | Member | HD Supply Holdings, Inc. | Sale (partial) | $1,001 - $15,000 | Clerk → |
| 2021-01-09 | 2020-12-16 | 24 | Member | First Citizens bancshare PFD | Sale (partial) | $1,001 - $15,000 | Clerk → |
| 2021-01-09 | 2020-12-16 | 24 | Member | JPMJP Morgan Chase & Co. | Purchase | $1,001 - $15,000 | Clerk → |
| 2021-01-09 | 2020-12-16 | 24 | Member | Sony Corporation | Purchase | $1,001 - $15,000 | Clerk → |
| 2021-01-09 | 2020-12-16 | 24 | Member | CMCSAComcast Corporation - Class A | Purchase | $1,001 - $15,000 | Clerk → |
| 2021-01-09 | 2020-12-10 | 30 | Member | MASMasco Corporation | Purchase | $1,001 - $15,000 | Clerk → |
| 2021-01-09 | 2020-12-09 | 31 | Member | MASMasco Corporation | Purchase | $1,001 - $15,000 | Clerk → |
| 2021-01-09 | 2020-12-08 | 32 | Member | Charles Schwab Corp Var Rt Perp Mat Dtd 12/11/2020 | Purchase | $15,001 - $50,000 | Clerk → |
| 2021-01-09 | 2020-12-07 | 33 | Member | Selective Insurance group | Sale (partial) | $1,001 - $15,000 | Clerk → |
| 2021-01-09 | 2020-12-02 | 38 | Member | Selective Insurance group | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-12-11 | 2020-11-16 | 25 | Member | Assurant Inc. PFD | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-12-11 | 2020-11-16 | 25 | Member | CMCSAComcast Corporation - Class A | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-12-11 | 2020-11-16 | 25 | Member | MUMicron Technology, Inc. | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-12-11 | 2020-11-16 | 25 | Member | BKNGBooking Holdings Inc. | Sale (partial) | $1,001 - $15,000 | Clerk → |
| 2020-12-11 | 2020-11-16 | 25 | Member | HONHoneywell International Inc. | Sale (partial) | $1,001 - $15,000 | Clerk → |
| 2020-12-11 | 2020-11-03 | 38 | Member | Charles Schwab Corporation PFD 5.95% | Sale | $1,001 - $15,000 | Clerk → |
| 2020-12-11 | 2020-11-02 | 39 | Member | CMCSAComcast Corporation - Class A | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-12-11 | 2020-11-02 | 39 | Member | ACNAccenture plc Class A Ordinary Shares | Sale (partial) | $1,001 - $15,000 | Clerk → |
| 2020-11-11 | 2020-10-30 | 12 | Member | MUMicron Technology, Inc. | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-11-11 | 2020-10-27 | 15 | Member | Bank of America Corp 4.38% PFD | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-11-11 | 2020-10-22 | 20 | Member | Charles Schwab Corporation PFD 5.95% | Sale (partial) | $1,001 - $15,000 | Clerk → |
| 2020-11-11 | 2020-10-15 | 27 | Member | Charles Schwab Corporation PFD 5.95% | Sale (partial) | $1,001 - $15,000 | Clerk → |
| 2020-11-11 | 2020-10-13 | 29 | Member | Metlife, Inc Var Rt 12/15/2165 dtd 06/01/2015 | Sale (partial) | $100,001 - $250,000 | Clerk → |
| 2020-11-11 | 2020-10-02 | 40 | Member | MUMicron Technology, Inc. | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-11-11 | 2020-10-01 | 41 | Member | MUMicron Technology, Inc. | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-10-09 | 2020-09-23 | 16 | Member | ABTAbbott laboratories | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-10-09 | 2020-09-23 | 16 | Member | EDConsolidated Edison, Inc. | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-10-09 | 2020-09-23 | 16 | Member | SCHWCharles Schwab Corporation | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-10-09 | 2020-09-23 | 16 | Member | AKAMAkamai Technologies, Inc. | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-10-09 | 2020-09-23 | 16 | Member | CLXClorox Company | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-10-09 | 2020-09-23 | 16 | Member | MSIMotorola Solutions, Inc. | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-10-09 | 2020-09-23 | 16 | Member | LLoews Corporation | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-10-09 | 2020-09-23 | 16 | Member | Xilinx, Inc. | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-10-09 | 2020-09-23 | 16 | Member | OTISOtis Worldwide Corporation | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-10-09 | 2020-09-23 | 16 | Member | WFCWells Fargo & Company | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-10-09 | 2020-09-23 | 16 | Member | NOWServiceNow, Inc. | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-10-09 | 2020-09-23 | 16 | Member | CATCaterpillar, Inc. | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-10-09 | 2020-09-23 | 16 | Member | VRSNVeriSign, Inc. | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-10-09 | 2020-09-23 | 16 | Member | ATOAtmos Energy Corporation | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-10-09 | 2020-09-23 | 16 | Member | EAElectronic Arts Inc. | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-10-09 | 2020-09-23 | 16 | Member | NFLXNetflix, Inc. | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-10-09 | 2020-09-23 | 16 | Member | MDLZMondelez International, Inc. - Class A | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-10-09 | 2020-09-23 | 16 | Member | EQIXEquinix, Inc. | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-10-09 | 2020-09-23 | 16 | Member | BAXBaxter International Inc. | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-10-09 | 2020-09-23 | 16 | Member | GOOGLAlphabet Inc. - Class A | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-10-09 | 2020-09-23 | 16 | Member | GPNGlobal Payments Inc. | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-10-09 | 2020-09-23 | 16 | Member | TMUST-Mobile US, Inc. | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-10-09 | 2020-09-23 | 16 | Member | ELEstee lauder Companies, Inc. | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-10-09 | 2020-09-23 | 16 | Member | PMPhilip Morris International Inc | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-10-09 | 2020-09-23 | 16 | Member | IHS Markit ltd. Common Shares | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-10-09 | 2020-09-23 | 16 | Member | CRMSalesforce.com Inc | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-10-09 | 2020-09-23 | 16 | Member | GOOGAlphabet Inc. - Class C Capital Stock | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-10-09 | 2020-09-23 | 16 | Member | MMM3M Company | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-10-09 | 2020-09-23 | 16 | Member | SBACSBA Communications Corporation - Class A | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-10-09 | 2020-09-23 | 16 | Member | AAPLApple Inc. | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-10-09 | 2020-09-23 | 16 | Member | ROPRoper Technologies, Inc. | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-10-09 | 2020-09-23 | 16 | Member | Citrix Systems, Inc. | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-10-09 | 2020-09-23 | 16 | Member | CTSHCognizant Technology Solutions Corporation - Class A | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-10-09 | 2020-09-23 | 16 | Member | GILDGilead Sciences, Inc. | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-10-09 | 2020-09-23 | 16 | Member | METAFacebook, Inc. - Class A | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-10-09 | 2020-09-23 | 16 | Member | JKHYJack Henry & Associates, Inc. | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-10-09 | 2020-09-23 | 16 | Member | CMECME group Inc. - Class A | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-10-09 | 2020-09-23 | 16 | Member | DLRDigital Realty Trust, Inc. | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-10-09 | 2020-09-23 | 16 | Member | AMDAdvanced Micro Devices, Inc. | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-10-09 | 2020-09-23 | 16 | Member | TAT&T Inc. | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-10-09 | 2020-09-23 | 16 | Member | AMZNAmazon.com, Inc. | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-10-09 | 2020-09-17 | 22 | Member | Partnerre Finance B LlC VAR RT 10/01/2050 dtd 09/22/2020 | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-10-09 | 2020-09-08 | 31 | Member | Digital Realty Trust Inc PFD 6.35% | Sale | $15,001 - $50,000 | Clerk → |
| 2020-10-09 | 2020-09-02 | 37 | Member | WA MD Subn San Dist Ref 5.0%; 06/01/2025 dtd 12/13/2017 | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-10-09 | 2020-09-01 | 38 | Member | PA St Higher Edl Facs Auth Rev Trustees univ PA 5% Sep 01 2026 | Sale | $15,001 - $50,000 | Clerk → |
| 2020-10-09 | 2020-09-01 | 38 | Member | DLTRDollar Tree, Inc. | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-10-09 | 2020-09-01 | 38 | Member | ACNAccenture plc Class A Ordinary Shares | Sale (partial) | $1,001 - $15,000 | Clerk → |
| 2020-09-11 | 2020-08-31 | 11 | Member | Johnson County KS UNIF Sch Dist Ref-Ser B, 5.0%; Due 09/01/2025 | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-09-11 | 2020-08-10 | 32 | Member | DXCDXC Technology Company | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-09-11 | 2020-08-10 | 32 | Member | ANETArista Networks, Inc. | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-09-11 | 2020-08-10 | 32 | Member | NTAPNetApp, Inc. | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-09-11 | 2020-08-10 | 32 | Member | WDCWestern Digital Corporation | Sale (partial) | $1,001 - $15,000 | Clerk → |
| 2020-09-11 | 2020-08-10 | 32 | Member | TAPMolson Coors Beverage Company Class B | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-09-11 | 2020-08-10 | 32 | Member | METAFacebook, Inc. - Class A | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-09-11 | 2020-08-10 | 32 | Member | TDGTransdigm group Incorporated Transdigm group Inc. | Sale (partial) | $1,001 - $15,000 | Clerk → |
| 2020-09-11 | 2020-08-10 | 32 | Member | Walgreens Boots Alliance, Inc. | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-09-11 | 2020-08-10 | 32 | Member | CMGChipotle Mexican grill, Inc. | Sale (partial) | $1,001 - $15,000 | Clerk → |
| 2020-09-11 | 2020-08-10 | 32 | Member | UAAUnder Armour, Inc. Class A | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-09-11 | 2020-08-10 | 32 | Member | DHRDanaher Corporation | Sale (partial) | $1,001 - $15,000 | Clerk → |
| 2020-09-11 | 2020-08-10 | 32 | Member | UAUnder Armour, Inc. Class C | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-09-11 | 2020-08-10 | 32 | Member | PYPLPayPal Holdings, Inc. | Sale (partial) | $1,001 - $15,000 | Clerk → |
| 2020-09-11 | 2020-08-10 | 32 | Member | BSXBoston Scientific Corporation | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-09-11 | 2020-08-10 | 32 | Member | HWMHowmet Aerospace Inc. | Sale (partial) | $1,001 - $15,000 | Clerk → |
| 2020-08-09 | 2020-07-30 | 10 | Member | TFCTruist Financial Corporation | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-08-09 | 2020-07-21 | 19 | Member | Viacom Inc Var Rt 02/28/2057 dtd 02/28/2017 | Sale (partial) | $1,001 - $15,000 | Clerk → |
| 2020-07-07 | 2020-06-29 | 8 | Member | Met gov't Nashville & Davidson Cnty TN Ref-Ser A unltd Tax 5.0%; Due 07/01/2023 | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-07-07 | 2020-06-17 | 20 | Member | Discover Finl Svs Var Rt Perp Mat dtd 06/22/2020 | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-07-07 | 2020-06-08 | 29 | Member | HONHoneywell International Inc. | Sale (partial) | $1,001 - $15,000 | Clerk → |
| 2020-07-07 | 2020-06-08 | 29 | Member | PHGKoninklijke Philips N.V. NY Registry Shares | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-07-07 | 2020-06-08 | 29 | Member | PGRProgressive Corporation | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-07-07 | 2020-06-05 | 32 | Member | HONHoneywell International Inc. | Sale (partial) | $1,001 - $15,000 | Clerk → |
| 2020-07-07 | 2020-06-02 | 35 | Member | Sony Corporation | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-07-07 | 2020-06-02 | 35 | Member | Columbia MO Sch Dist Ref-Ser b unltd Tax 5.0%; Due 03/01/2025 | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-07-07 | 2020-06-01 | 36 | Member | CMCSAComcast Corporation - Class A | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-07-07 | 2020-06-01 | 36 | Member | DGXQuest Diagnostics Incorporated | Sale (partial) | $1,001 - $15,000 | Clerk → |
| 2020-06-15 | 2020-05-27 | 19 | Member | Truist Fin Corp Var Rt Perp Mat dtd 6/01/2020 | Purchase | $15,001 - $50,000 | Clerk → |
| 2020-06-15 | 2020-05-27 | 19 | Member | WFCWells Fargo & Company | Sale | $15,001 - $50,000 | Clerk → |
| 2020-06-15 | 2020-05-26 | 20 | Member | Sony Corporation | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-06-15 | 2020-05-21 | 25 | Member | UNHUnitedHealth group Incorporated Common Stock | Sale (partial) | $1,001 - $15,000 | Clerk → |
| 2020-06-15 | 2020-05-21 | 25 | Member | PGRProgressive Corporation | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-06-15 | 2020-05-20 | 26 | Member | PGRProgressive Corporation | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-06-15 | 2020-05-20 | 26 | Member | UNHUnitedHealth group Incorporated Common Stock | Sale (partial) | $1,001 - $15,000 | Clerk → |
| 2020-06-15 | 2020-05-20 | 26 | Member | EXPDExpeditors International of Washington, Inc. | Sale (partial) | $1,001 - $15,000 | Clerk → |
| 2020-06-15 | 2020-05-19 | 27 | Member | UNHUnitedHealth group Incorporated Common Stock | Sale (partial) | $1,001 - $15,000 | Clerk → |
| 2020-06-15 | 2020-05-19 | 27 | Member | PGRProgressive Corporation | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-06-15 | 2020-05-18 | 28 | Member | UNHUnitedHealth group Incorporated Common Stock | Sale (partial) | $1,001 - $15,000 | Clerk → |
| 2020-06-15 | 2020-05-18 | 28 | Member | ULUnilever PLC | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-06-15 | 2020-05-18 | 28 | Member | PGRProgressive Corporation | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-06-15 | 2020-05-15 | 31 | Member | CMS Energy Corp Var Rt 06/01/2050 DTD 05/28/2020 | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-06-15 | 2020-05-15 | 31 | Member | Goldman Sachs group Inc. Var Rt Perp Mat dtd 06/17/2019 | Sale | $1,001 - $15,000 | Clerk → |
| 2020-06-15 | 2020-05-15 | 31 | Member | UNHUnitedHealth group Incorporated Common Stock | Sale (partial) | $1,001 - $15,000 | Clerk → |
| 2020-06-15 | 2020-05-13 | 33 | Member | CATCaterpillar, Inc. | Sale (partial) | $1,001 - $15,000 | Clerk → |
| 2020-06-15 | 2020-05-13 | 33 | Member | FLSFlowserve Corporation | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-06-15 | 2020-05-13 | 33 | Member | METAFacebook, Inc. - Class A | Purchase | $1,001 - $15,000 | Clerk → |
| 2020-06-15 | 2020-05-13 | 33 | Member | REGNRegeneron Pharmaceuticals, Inc. | Sale (partial) | $1,001 - $15,000 | Clerk → |
How these are read and published: methodology.
Holdings · annual financial disclosure
Assets listed on the 2021 report.
513 assets with a value on the report filed 2022-08-13, 263 of them shares or options of a listed company. Values are the ranges on the form. Assets are held by the member, a spouse or a dependent child, as reported. Open the report.
| Asset | Type | Owner | Value (as filed) |
|---|---|---|---|
| Artwork | Other | Member | $100,001 - $250,000 |
| Commercial Property | Other | Member | $1,000,001 - $5,000,000 |
| Cash in JP Morgan checking accounts | Other | Member | $1,000,001 - $5,000,000 |
| Cash in JP Morgan investment accounts | Other | Member | $500,001 - $1,000,000 |
| Cash in U.S. Bank checking accounts | Other | Member | $1,001 - $15,000 |
| AIF VI Private Investors LLC | Other | Member | $15,001 - $50,000 |
| AP Europe VII (APAX) Private Investors Onshore LLC | Other | Member | $1,001 - $15,000 |
| Carlyle Asia Partners II Private Investors LLC | Other | Member | $1,001 - $15,000 |
| Cash in JP Morgan checking account | Other | Member | $50,001 - $100,000 |
| Cash in JP Morgan investment account | Other | Member | $1,001 - $15,000 |
| Highbridge Mezzanine Partners, LP | Other | Member | $100,001 - $250,000 |
| JP Morgan Alternative Property Fund Domestic 1 LP | Other | Member | $1,001 - $15,000 |
| JP Morgan India Property Fund, LP | Other | Member | $15,001 - $50,000 |
| JPM Prime MM Fd - Instl Fund 829 1.18% | Fund | Member | $250,001 - $500,000 |
| KKR 2006 Private Investors, LLC (Onshore) | Other | Member | $100,001 - $250,000 |
| Outsell, Inc. | Other | Member | $500,001 - $1,000,000 |
| Penny's Coffee LLC | Other | Member | $100,001 - $250,000 |
| Rational Energies LLC | Other | Member | $250,001 - $500,000 |
| Cash in JP Morgan checking account | Other | Member | $1,001 - $15,000 |
| Artwork | Other | Member | $1,001 - $15,000 |
| Commercial Property | Other | Member | $15,001 - $50,000 |
| Geniecast, LLC | Other | Member | $100,001 - $250,000 |
| MyMeds, Inc. | Other | Member | $50,001 - $100,000 |
| Penny's Coffee LLC | Other | Member | $100,001 - $250,000 |
| Rational Energies LLC | Other | Member | $250,001 - $500,000 |
| Spark Boulder 24, LLC | Other | Member | $250,001 - $500,000 |
| Fidelity Freedom K 2035 Fund | Fund | Member | $15,001 - $50,000 |
| Fidelity Target Date 2035 Fund | Fund | Member | $15,001 - $50,000 |
| ACNAccenture plc Class A Ordinary Shares | Stock | Member | None |
| Amer Funds T/E BND Am-F3 | Fund | Member | $100,001 - $250,000 |
| ACGLArch Capital Group Ltd. | Stock | Member | $1,001 - $15,000 |
| BRK.BBerkshire Hathaway Inc. New | Stock | Member | $15,001 - $50,000 |
| Blackrock High Yield PT - BLAC | Fund | Member | $100,001 - $250,000 |
| Blackstone Partners Investment Fund LP Class B | Other | Member | $250,001 - $500,000 |
| BKNGBooking Holdings Inc. | Stock | Member | $15,001 - $50,000 |
| Cash in JP Morgan investment account | Other | Member | $100,001 - $250,000 |
| SCHWCharles Schwab Corporation | Stock | Member | $15,001 - $50,000 |
| CBChubb Limited | Stock | Member | $15,001 - $50,000 |
| CMCSAComcast Corporation - Class A | Stock | Member | $15,001 - $50,000 |
| Corbin Capital Partners - Pinehurst Partners LP | Other | Member | $250,001 - $500,000 |
| DGDollar General Corporation | Stock | Member | $15,001 - $50,000 |
| DLTRDollar Tree, Inc. | Stock | Member | $15,001 - $50,000 |
| ETNEaton Corporation, PLC Ordinary Shares | Stock | Member | $15,001 - $50,000 |
| EMREmerson Electric Company | Stock | Member | $1,001 - $15,000 |
| Eton Park Fund, LP Class E - New Issue Ineligible Non-Self Dealing | Other | Member | $1,001 - $15,000 |
| EXPDExpeditors International of Washington, Inc. | Stock | Member | $1,001 - $15,000 |
| Fidelity 500 Index | Fund | Member | $250,001 - $500,000 |
| Fidelity International Index | Fund | Member | $250,001 - $500,000 |
| FMSFresenius Medical Care AG | Stock | Member | $1,001 - $15,000 |
| HONHoneywell International Inc. | Stock | Member | $1,001 - $15,000 |
| iShares 3-7 Year Treasury Bond | Fund | Member | $100,001 - $250,000 |
| iShares Core MSCI EAFE ETF | Fund | Member | None |
| iShares Core MSCI Emerging Markets Index | Fund | Member | $100,001 - $250,000 |
| Ishares MSCI ACWI Index Fund | Fund | Member | $250,001 - $500,000 |
| Ishares MSCI EAFE Index Fund | Fund | Member | $250,001 - $500,000 |
| Ishares MSCI Japan New | Fund | Member | $15,001 - $50,000 |
| Ishares Russell 1000 Growth | Fund | Member | $100,001 - $250,000 |
| iShares S&P 500 Growth Index | Fund | Member | $100,001 - $250,000 |
| iShares S&P 500 Value Index | Fund | Member | $100,001 - $250,000 |
| JPMJP Morgan Chase & Co. | Stock | Member | $15,001 - $50,000 |
| JPM Tax Free MMkt Inst Sweep Fd | Other | Member | $1,000,001 - $5,000,000 |
| JPMorgan Betabuilders Canada ETF | Fund | Member | $250,001 - $500,000 |
| JPMorgan Betabuilders Developed Asia Ex-Japan ETF | Fund | Member | $50,001 - $100,000 |
| JPMorgan Betabuilders Europe ETF | Fund | Member | $100,001 - $250,000 |
| JPMorgan Betabuilders Japan ETF | Fund | Member | $50,001 - $100,000 |
| PHGKoninklijke Philips N.V. NY Registry Shares | Stock | Member | $1,001 - $15,000 |
| MASMasco Corporation | Stock | Member | $15,001 - $50,000 |
| Matthews Pacific Tiger - Inst | Fund | Member | $50,001 - $100,000 |
| MFS Intl Value - R6 | Fund | Member | $50,001 - $100,000 |
| MUMicron Technology, Inc. | Stock | Member | $15,001 - $50,000 |
| Nestle SA Sponsored ADR representing Registered Shares Series B | Stock | Member | $1,001 - $15,000 |
| NTRSNorthern Trust Corporation | Stock | Member | $15,001 - $50,000 |
| OMCOmnicom Group Inc. | Stock | Member | $1,001 - $15,000 |
| PCARPACCAR Inc. | Stock | Member | $1,001 - $15,000 |
| PEPPepsico, Inc. | Stock | Member | $1,001 - $15,000 |
| PGIM High Yield-Q | Fund | Member | $250,001 - $500,000 |
| PIMCO High Yield Fund-Inst | Fund | Member | $250,001 - $500,000 |
| PPGPPG Industries, Inc. | Stock | Member | $15,001 - $50,000 |
| PGRProgressive Corporation | Stock | Member | $1,001 - $15,000 |
| DGXQuest Diagnostics Incorporated | Stock | Member | $15,001 - $50,000 |
| SLBSchlumberger N.V. | Stock | Member | $1,001 - $15,000 |
| Six Circles International Unconstrained Equity Fund | Fund | Member | $250,001 - $500,000 |
| Six Circles Tax Aware Bond | Fund | Member | $250,001 - $500,000 |
| Six Circles Tax Aware Ultra Short Duration Fund | Fund | Member | None |
| Six Circles U.S. Unconstrained Equity Fund | Fund | Member | $500,001 - $1,000,000 |
| SNNSmith & Nephew SNATS, Inc. | Stock | Member | $1,001 - $15,000 |
| Sony Corporation | Stock | Member | $15,001 - $50,000 |
| SPYSPDR S&P 500 ETF Trust | Fund | Member | $500,001 - $1,000,000 |
| TJXTJX Companies, Inc. | Stock | Member | $15,001 - $50,000 |
| ULUnilever PLC | Stock | Member | $15,001 - $50,000 |
| UNHUnitedHealth Group Incorporated Common Stock | Stock | Member | $15,001 - $50,000 |
| Vanguard Intm Trm T/E ADM | Fund | Member | $250,001 - $500,000 |
| Cash in JP Morgan investment account | Other | Member | $1,001 - $15,000 |
| Ishares MSCI ACWI Index Fund | Fund | Member | $100,001 - $250,000 |
| JPMorgan Invest Balance Fd - Cl I | Fund | Member | None |
| JPMorgan Investor Grow Fd - Cl I | Fund | Member | $1,000,001 - $5,000,000 |
| Cash in JP Morgan investment account | Other | Member | $15,001 - $50,000 |
| North American Life Insurance Policy | Other | Member | $250,001 - $500,000 |
| John Hancock Life Insurance Policy | Other | Member | $500,001 - $1,000,000 |
| MMM3M Company | Stock | Member | None |
| ABTAbbott Laboratories | Stock | Member | None |
| ABBVAbbVie Inc. | Stock | Member | None |
| ACNAccenture plc Class A Ordinary Shares | Stock | Member | None |
| Activision Blizzard, Inc | Stock | Member | None |
| ADBEAdobe Systems Incorporated | Stock | Member | None |
| AMDAdvanced Micro Devices, Inc. | Stock | Member | None |
| AFLAFLAC Incorporated | Stock | Member | None |
| AAgilent Technologies, Inc. | Stock | Member | None |
| Alexion Pharmaceuticals, Inc. | Stock | Member | None |
| ALGNAlign Technology, Inc. | Stock | Member | None |
| Alliance Data Systems Corporation | Stock | Member | None |
| Allstate Corp PFD 5.1% | Bond | Member | None |
| ALLAllstate Corporation | Stock | Member | None |
| GOOGLAlphabet Inc. - Class A | Stock | Member | None |
| GOOGAlphabet Inc. - Class C Capital Stock | Stock | Member | None |
| Alpharetta GA Dev Auth 5.0% 5/01/2023 dtd 5/03/2016 | Bond | Member | None |
| AMZNAmazon.com, Inc. | Stock | Member | None |
| AALAmerican Airlines Group, Inc. | Stock | Member | None |
| AXPAmerican Express Company | Stock | Member | None |
| AIGAmerican International Group, Inc. New | Stock | Member | None |
| American Intl Group VAR RT 04/01/48 | Bond | Member | None |
| AMTAmerican Tower Corporation | Stock | Member | None |
| American United Life Insurance Company - Policy 1 | Other | Member | $1,001 - $15,000 |
| American United Life Insurance Company - Policy 2 | Other | Member | $15,001 - $50,000 |
| AWKAmerican Water Works Company, Inc. | Stock | Member | None |
| CORAmerisourceBergen Corporation | Stock | Member | None |
| AMGNAmgen Inc. | Stock | Member | None |
| APHAmphenol Corporation | Stock | Member | None |
| ADIAnalog Devices, Inc. | Stock | Member | None |
| ELVAnthem, Inc. | Stock | Member | None |
| AONAon plc Class A Ordinary Shares | Stock | Member | None |
| Apollo EPF III Private Investors, LLC (Onshore) | Other | Member | $500,001 - $1,000,000 |
| AAPLApple Inc. | Stock | Member | None |
| AMATApplied Materials, Inc. | Stock | Member | None |
| HWMArconic Corporation | Stock | Member | None |
| ANETArista Networks, Inc. | Stock | Member | None |
| Assurant Inc. PFD | Bond | Member | None |
| AZNAstraZeneca PLC - American Depositary Shares | Stock | Member | None |
| AT&T Inc PFD | Bond | Member | None |
| TAT&T Inc. | Stock | Member | None |
| Athene Holding Ltd PFD | Bond | Member | None |
| ATOAtmos Energy Corporation | Stock | Member | None |
| ADSKAutodesk, Inc. | Stock | Member | None |
| ADPAutomatic Data Processing, Inc. | Stock | Member | None |
| AvalonBay Communities, Inc. | Stock | Member | None |
| BALLBall Corporation | Stock | Member | None |
| Bank of America Corp PFD (BAC O) | Bond | Member | None |
| Bank of America Corp Var Rt 03/05/2166 dtd 09/05/2014 | Bond | Member | None |
| Bank of America Corp Var Rt 09/17/2165 dtd 03/17/2015 | Bond | Member | None |
| BACBank of America Corporation | Stock | Member | None |
| BNYBank of New York Mellon Corporation | Stock | Member | None |
| Bank of NY Mellon Corp 03/20/2166 dtd 08/01/2016 | Bond | Member | None |
| Bank of NY Mellon Corp Var Rt 12/20/2165 dtd 04/28/2015 | Bond | Member | None |
| BAXBaxter International Inc. | Stock | Member | None |
| BDXBecton, Dickinson and Company | Stock | Member | None |
| Benefit Street Partners IV LLC (Providence Onshore) | Other | Member | $500,001 - $1,000,000 |
| BRK.BBerkshire Hathaway Inc. New | Stock | Member | None |
| BIIBBiogen Inc. | Stock | Member | None |
| BLKBlackRock, Inc. | Stock | Member | None |
| Blackstone Commercial Real Estate Debt Fund - NQ L.P. | Other | Member | None |
| Blackstone Commercial Real Estate Debt Fund LP | Other | Member | None |
| BKNGBooking Holdings Inc. | Stock | Member | None |
| BSXBoston Scientific Corporation | Stock | Member | None |
| BP Midstream Partners LP Common Units representing Limited Partner Interests | Stock | Member | $50,001 - $100,000 |
| AVGOBroadcom Limited - Ordinary Shares | Stock | Member | None |
| BF.BBrown Forman Inc Class B | Stock | Member | None |
| CHRWC.H. Robinson Worldwide, Inc. | Stock | Member | None |
| Capital One Financial CO PFD 5.00% | Bond | Member | None |
| Capital One Financial Co Var Rt 12/01/2165 dtd 05/14/2015 | Other | Member | None |
| Carlyle Asia Partners II Private Investors LLC | Other | Member | $1,001 - $15,000 |
| KMXCarMax Inc | Stock | Member | None |
| CATCaterpillar, Inc. | Stock | Member | None |
| CBRECBRE Group Inc Common Stock Class A | Stock | Member | None |
| CD&R Fund X Private Investors, Cayman LP | Other | Member | $1,000,001 - $5,000,000 |
| Centerpoint Energy Inc SR NTS VAR RT Perp Mat dtd 08/22/2018 | Bond | Member | None |
| CNPCenterPoint Energy, Inc | Stock | Member | None |
| Cerberus VI Private Investors, LLC | Other | Member | $1,000,001 - $5,000,000 |
| Charles Schwab Corp 03/01/2166 dtd 10/31/2016 | Bond | Member | None |
| Charles Schwab Corp Var Rt Perp Mat Dtd 12/11/2020 | Bond | Member | None |
| Charles Schwab Corp Var Rt Perp Mat Dtd 4/30/2020 | Bond | Member | None |
| SCHWCharles Schwab Corporation | Stock | Member | None |
| CHTRCharter Communications, Inc. - Class A | Stock | Member | None |
| Chesterfield Cnty VA Cops Ref 5.0%; Due 11/01/21 | Bond | Member | None |
| CMGChipotle Mexican Grill, Inc. | Stock | Member | None |
| CBChubb Limited | Stock | Member | None |
| CICigna Corporation | Stock | Member | None |
| CINFCincinnati Financial Corporation | Stock | Member | None |
| CSCOCisco Systems, Inc. | Stock | Member | None |
| Citi Group Inc. PFD 5.625% | Bond | Member | None |
| CitiGroup Inc 02/15/2166 dtd 04/25/2016 | Bond | Member | None |
| CitiGroup Inc Var Rt 05/15/2166 dtd 11/13/2015 | Bond | Member | None |
| CitiGroup Inc Var Rt 11/15/2165 dtd 04/24/2015 | Bond | Member | None |
| Citigroup Inc Var RT Prep Mat DTD 09/12/2019 | Bond | Member | None |
| Citigroup Inc. Var Rt Perp Mat dtd 02/18/2021 | Bond | Member | None |
| CCitigroup, Inc. | Stock | Member | None |
| Citizens Financial Group PFD 6.35% | Bond | Member | None |
| CFGCitizens Financial Group, Inc. | Stock | Member | None |
| Citizens Finl Group Var Rt Prep Mat Dtd 05/24/18 | Bond | Member | None |
| Citrix Systems, Inc. | Stock | Member | None |
| Clark County NV Limited Tax-Flood Control Ltd 5%; Due 11/1/22 | Bond | Member | None |
| Clarksville TN Wtr Swr & Gas Rev Ref 5.0%; Due 02/01/22 | Bond | Member | None |
| CMECME Group Inc. - Class A | Stock | Member | None |
| CMS Energy Corp PFD 5.875% | Bond | Member | None |
| CMS Energy Corp Var Rt 06/01/2050 DTD 05/28/2020 | Bond | Member | None |
| CMSCMS Energy Corporation | Stock | Member | None |
| KOCoca-Cola Company | Stock | Member | None |
| CTSHCognizant Technology Solutions Corporation - Class A | Stock | Member | None |
| CLColgate-Palmolive Company | Stock | Member | None |
| Columbia MO Sch Dist Ref-Ser B Unltd Tax 5.0%; Due 03/01/2025 | Bond | Member | None |
| CMCSAComcast Corporation - Class A | Stock | Member | None |
| Comerica Incorporated | Stock | Member | None |
| CAGConAgra Brands, Inc. | Stock | Member | None |
| EDConsolidated Edison, Inc. | Stock | Member | None |
| STZConstellation Brands, Inc. | Stock | Member | None |
| GLWCorning Incorporated | Stock | Member | None |
| Crown Castle International Corp. (REIT) | Other | Member | None |
| CSXCSX Corporation | Stock | Member | None |
| CMICummins Inc. | Stock | Member | None |
| Cushing MLP Opportunity Fund 1 LP | Other | Member | $15,001 - $50,000 |
| CVSCVS Health Corporation | Stock | Member | None |
| RCLD/B/A Royal Caribbean Cruises Ltd. | Stock | Member | None |
| DHRDanaher Corporation | Stock | Member | None |
| SREDBA Sempra | Stock | Member | None |
| DEDeere & Company | Stock | Member | None |
| XRAYDENTSPLY SIRONA Inc. | Stock | Member | None |
| Deutsche X-Trackers MSCI EAF | Fund | Member | None |
| Digital Realty Trust PFD 6.625% | Bond | Member | None |
| DLRDigital Realty Trust, Inc. | Stock | Member | None |
| Discover Financial Services | Stock | Member | None |
| Discover Financial Svs Var Rt 04/30/2166 DTD 10/31/2017 | Bond | Member | None |
| Discover Finl Svs Var Rt Perp Mat dtd 06/22/2020 | Bond | Member | None |
| Discovery, Inc. - Series A | Stock | Member | None |
| Discovery, Inc. - Series C | Stock | Member | None |
| DGDollar General Corporation | Stock | Member | None |
| DLTRDollar Tree, Inc. | Stock | Member | None |
| Dominion Energy Inc Var Rt Perp Mat dtd 12/13/2019 | Bond | Member | None |
| DOWDow Inc. | Stock | Member | None |
| DTEDTE Energy Company | Stock | Member | None |
| Duke Energy Corp PFD (DUK PA) | Bond | Member | None |
| Duke Energy Corp SR NTS Var RT Perp Mat DTD 09/12/2019 | Bond | Member | None |
| DDDuPont de Nemours, Inc. | Stock | Member | None |
| DXCDXC Technology Company | Stock | Member | None |
| EMNEastman Chemical Company | Stock | Member | None |
| ETNEaton Corporation, PLC Ordinary Shares | Stock | Member | None |
| EBAYeBay Inc. | Stock | Member | None |
| ECLEcolab Inc. | Stock | Member | None |
| EWEdwards Lifesciences Corporation | Stock | Member | None |
| EAElectronic Arts Inc. | Stock | Member | None |
| EMREmerson Electric Company | Stock | Member | None |
| EFXEquifax, Inc. | Stock | Member | None |
| EQIXEquinix, Inc. | Stock | Member | None |
| Equitable Holdings | Bond | Member | None |
| Equity Residential Common Shares of Beneficial Interest | Stock | Member | None |
| ELEstee Lauder Companies, Inc. | Stock | Member | None |
| ESEversource Energy | Stock | Member | None |
| EXRExtra Space Storage Inc | Stock | Member | None |
| METAFacebook, Inc. - Class A | Stock | Member | None |
| FASTFastenal Company | Stock | Member | None |
| FDXFedEx Corporation | Stock | Member | None |
| Fidelity International Index | Fund | Member | None |
| FITBFifth Third Bancorp | Stock | Member | None |
| Fifth Third Bancorp 12/31/2166 DTD 05/16/2013 | Bond | Member | None |
| First Citizens Bancshare PFD | Bond | Member | None |
| FISVFiserv, Inc. | Stock | Member | None |
| FLSFlowserve Corporation | Stock | Member | None |
| FFord Motor Company | Stock | Member | None |
| FTVFortive Corporation | Stock | Member | None |
| BENFranklin Resources, Inc. | Stock | Member | None |
| GISGeneral Mills, Inc. | Stock | Member | None |
| GIF IV Private Investors Onshore LLC Class A | Other | Member | $15,001 - $50,000 |
| GILDGilead Sciences, Inc. | Stock | Member | None |
| GPNGlobal Payments Inc. | Stock | Member | None |
| Goldman Sachs Capital II 5.793% Dec 03 2165 dtd 05/15/2007 | Bond | Member | None |
| Goldman Sachs Group Inc. Var Rt Perp Mat dtd 1/28/2020 | Bond | Member | None |
| Goldman Sachs Group, Inc Var Rt 11/10/2165 dtd 04/23/2015 | Bond | Member | None |
| Goldman Sachs Group, Inc Var Rt 11/10/2165 dtd 07/27/2016 | Bond | Member | None |
| GSGoldman Sachs Group, Inc. | Stock | Member | None |
| GSO Private Investors II, LLC Class B | Other | Member | $15,001 - $50,000 |
| HIGHartford Financial Services Group, Inc. | Stock | Member | None |
| HCAHCA Healthcare, Inc. | Stock | Member | None |
| HPEHewlett Packard Enterprise Company | Stock | Member | None |
| Highbridge Mezzanine Partners LP | Other | Member | $15,001 - $50,000 |
| HDHome Depot, Inc. | Stock | Member | None |
| Honolulu City & Cnty HI Wstwtr Sys Rev 5% A Jul 01 2025 Dtd | Bond | Member | None |
| HWMHowmet Aerospace Inc. | Stock | Member | None |
| HPS Mezzanine Private Investors II LLC | Other | Member | $100,001 - $250,000 |
| HPS Mezzanine Private Investors III LLC Onshore | Other | Member | $500,001 - $1,000,000 |
| HUMHumana Inc. | Stock | Member | None |
| HBANHuntington Bancshares Incorporated | Stock | Member | None |
| Huntington Bancshares VAR RT 07/15/2167 | Bond | Member | None |
| IA St Fin Auth Rev Ref-Green Bond 5.0%; Due 08/01/23 | Bond | Member | None |
| IHS Markit Ltd. Common Shares | Stock | Member | None |
| ITWIllinois Tool Works Inc. | Stock | Member | None |
| ILMNIllumina, Inc. | Stock | Member | None |
| INCYIncyte Corporation | Stock | Member | None |
| IRIngersoll-Rand plc | Stock | Member | None |
| INTCIntel Corporation | Stock | Member | None |
| ICEIntercontinental Exchange Inc. | Stock | Member | None |
| IBMInternational Business Machines Corporation | Stock | Member | None |
| IPInternational Paper Company | Stock | Member | None |
| INTUIntuit Inc. | Stock | Member | None |
| ISRGIntuitive Surgical, Inc. | Stock | Member | None |
| IRMIron Mountain Incorporated | Stock | Member | None |
| iShares 3-7 Year Treasury Bond | Fund | Member | None |
| iShares Core MSCI Emerging Markets Index | Fund | Member | None |
| Ishares MSCI EAFE Index Fund | Fund | Member | None |
| iShares Short Treasury Bond ETF | Fund | Member | None |
| JBHTJ.B. Hunt Transport Services, Inc. | Stock | Member | None |
| SJMJ.M. Smucker Company | Stock | Member | None |
| Johnson County KS UNIF Sch Dist Ref-Ser B, 5.0%; Due 09/01/2025 | Bond | Member | None |
| JP Morgan Alternative Property Fd Domestic 1 LP | Other | Member | $1,001 - $15,000 |
| JP Morgan Chase & Co Var Rt 10/30/2165 dtd 03/10/2014 | Other | Member | None |
| JPMJP Morgan Chase & Co. | Stock | Member | None |
| JPM Tax Free MMkt Inst Sweep Fd | Fund | Member | None |
| JPMorgan Betabuilders Canada ETF | Fund | Member | None |
| JPMorgan Betabuilders Developed Asia Ex-Japan ETF | Fund | Member | None |
| JPMorgan Betabuilders Europe ETF | Fund | Member | None |
| JPMorgan Betabuilders Japan ETF | Fund | Member | None |
| Kansas City Southern | Stock | Member | None |
| Kellogg Company | Stock | Member | None |
| KEYKeyCorp | Stock | Member | None |
| KeyCorp Var Rt 12/15/2165 dtd 09/09/2016 | Other | Member | None |
| KMBKimberly-Clark Corporation | Stock | Member | None |
| KLACKLA-Tencor Corporation | Stock | Member | None |
| KRKroger Company | Stock | Member | None |
| KS St. Dept of Transprtn Hwy Rev Ser C 5.0%; Due 09/01/20 | Bond | Member | None |
| LA St Gas & Fuels Tax Revenue 4.0%; Due 05/01/22 | Bond | Member | None |
| LVSLas Vegas Sands Corp. | Stock | Member | None |
| Lexington Cnty Sc Ref-Ser A Unlimited Tax 5%; Due 02/01/2025 | Bond | Member | None |
| Liberty Mutual Group Inc 7.8% 03/15/2037 dtd 03/07/2007 | Fund | Member | None |
| Lincoln CNTY NC REF Unlimited Tax 5.0%; Due 6/01/2024 | Bond | Member | None |
| LNCLincoln National Corporation | Stock | Member | None |
| LINLinde plc Ordinary Share | Stock | Member | None |
| LLoews Corporation | Stock | Member | None |
| Louisville & Jefferson Cnty KY Met Gov't-Ser A Unltd Tax 5%; Due 12/1/2024; dtd 12/1/2015 | Bond | Member | None |
| LOWLowe's Companies, Inc. | Stock | Member | None |
| LYBLyondellBasell Industries NV Ordinary Shares Class A | Stock | Member | None |
| MTBM&T Bank Corporation | Stock | Member | None |
| M&T Bank Corporation 05/01/2166 dtd 10/28/2016 | Other | Member | None |
| M&T BK Corp VAR RT Perp Mat DTD 07/30/19 | Bond | Member | None |
| MMacy's Inc | Stock | Member | None |
| MARMarriott International - Class A | Stock | Member | None |
| MRSHMarsh & McLennan Companies, Inc. | Stock | Member | None |
| MAMastercard Incorporated | Stock | Member | None |
| MKCMcCormick & Company, Incorporated | Stock | Member | None |
| MCDMcDonald's Corporation | Stock | Member | None |
| MCKMcKesson Corporation | Stock | Member | None |
| MDTMedtronic plc. Ordinary Shares | Stock | Member | None |
| Memphis TN REF- GEN IMPT SER B | Bond | Member | None |
| Met Gov't Nashville & Davidson Cnty TN Ref-Ser A Unltd Tax 5.0%; Due 07/01/2023 | Bond | Member | None |
| MetLife, Inc Var Rt 12/15/2165 dtd 06/01/2015 | Bond | Member | None |
| Metropolitan West T/R BD-PLN | Fund | Member | None |
| MFS Intl Value - R6 | Fund | Member | None |
| MGMMGM Resorts International | Stock | Member | None |
| MUMicron Technology, Inc. | Stock | Member | None |
| MSFTMicrosoft Corporation | Stock | Member | None |
| MN St Gen Fd Rev 5% 03/01/2022 dtd 11/21/2012 | Bond | Member | None |
| MN St Ref - Ser D Unlimited Tax 5.0%; Due 8/01/2024; dtd 8/11/2016 | Bond | Member | None |
| MO St Hwys & Trnst Ref-1st Lien-Ser A 5% 05/01/2021 dtd 06/03/2014 | Bond | Member | None |
| TAPMolson Coors Beverage Company Class B | Stock | Member | None |
| MDLZMondelez International, Inc. - Class A | Stock | Member | None |
| MNSTMonster Beverage Corporation | Stock | Member | None |
| MSMorgan Stanley | Stock | Member | None |
| Morgan Stanley PFD 5.85% (MS I) | Bond | Member | None |
| Morgan Stanley PFD 6.375% (MS K) | Other | Member | None |
| Morgan Stanley Var Rt 07/15/2165 dtd 03/19/2015 | Bond | Member | None |
| MOSMosaic Company | Stock | Member | None |
| MSIMotorola Solutions, Inc. | Stock | Member | None |
| MPLXMPLX LP Common Units Representing Limited Partner Interests | Stock | Member | $15,001 - $50,000 |
| MS St Dev BK SPL OBLG Pearl Public School Dist 4.0%; Due 04/01/21 | Bond | Member | None |
| NTAPNetApp, Inc. | Stock | Member | None |
| NFLXNetflix, Inc. | Stock | Member | None |
| NEMNewmont Mining Corporation | Stock | Member | None |
| NextEra Energy Cap Var Rt 5/01/2079; dtd 4/04/2019 | Bond | Member | None |
| NKENike, Inc. | Stock | Member | None |
| Amount owed to the filer (debtor not shown) | Other | Member | None |
| NVDANVIDIA Corporation | Stock | Member | None |
| NY Community Bancorp Inc PFD 6.375% | Bond | Member | None |
| NY St Dorm Auth St Personal Inc Tax Rev Ref-Ser E 5.0%; Due 03/15/22 | Bond | Member | None |
| Ohio St Ref-Ser A Ltd Tax 5.0%; Due 09/01/23 | Bond | Member | None |
| Optum Bank - HSA Account | Other | Member | $1,001 - $15,000 |
| ORCLOracle Corporation | Stock | Member | None |
| ORLYO'Reilly Automotive, Inc. | Stock | Member | None |
| OTISOtis Worldwide Corporation | Stock | Member | None |
| PCARPACCAR Inc. | Stock | Member | None |
| Palm Beach Cnty Fl Ref-Rec & Cultural Facs Unltd Tax 5% | Bond | Member | None |
| PHParker-Hannifin Corporation | Stock | Member | None |
| Partnerre Finance B LLC VAR RT 10/01/2050 dtd 09/22/2020 | Bond | Member | None |
| PAYXPaychex, Inc. | Stock | Member | None |
| PYPLPayPal Holdings, Inc. | Stock | Member | None |
| PEG Secondary Private Equity Investors III LP | Other | Member | $100,001 - $250,000 |
| People's United Financial, Inc. | Stock | Member | None |
| PEPPepsico, Inc. | Stock | Member | None |
| PGIM High Yield-Q | Fund | Member | None |
| PGIM Total Return Bond Fund R-6 | Fund | Member | None |
| PMPhilip Morris International Inc | Stock | Member | None |
| Phillips Adam Smith Partners, LLC (f/k/a Adam Smith Fund, LLC) | Other | Member | $100,001 - $250,000 |
| Phoenix AZ Ref Unlimited Tax 4% 07/01/2021 dtd 06/24/2014 | Bond | Member | None |
| PIMCO High Yield Fund-Inst | Fund | Member | None |
| PNC Financial Services 6 3/4% 02/01/2166 dtd 07/27/2011 | Other | Member | None |
| PNCPNC Financial Services Group, Inc. | Stock | Member | None |
| PFGPrincipal Financial Group Inc | Stock | Member | None |
| PGProcter & Gamble Company | Stock | Member | None |
| PGRProgressive Corporation | Stock | Member | None |
| PLDProLogis, Inc. | Stock | Member | None |
| PS Business Parks Inc. PFD | Bond | Member | None |
| PSAPublic Storage | Stock | Member | None |
| Public Storage PFD 5.6% | Bond | Member | None |
| PHMPulteGroup, Inc. | Stock | Member | None |
| Putnam Cnty TN Ref Unlimited Tax 5%; Due 4/01/2024; Dtd 2/17/2017 | Bond | Member | None |
| QCOMQUALCOMM Incorporated | Stock | Member | None |
| PWRQuanta Services, Inc. | Stock | Member | None |
| DGXQuest Diagnostics Incorporated | Stock | Member | None |
| Raleigh NC Comb Enterprise Sys Rev 5% Mar 01 2021 dtd 02/10/2011 | Bond | Member | None |
| REGNRegeneron Pharmaceuticals, Inc. | Stock | Member | None |
| Regions Financial Corp PFD 5.7% | Bond | Member | None |
| RFRegions Financial Corporation | Stock | Member | None |
| RSGRepublic Services, Inc. | Stock | Member | None |
| ROKRockwell Automation, Inc. | Stock | Member | None |
| ROPRoper Technologies, Inc. | Stock | Member | None |
| ROSTRoss Stores, Inc. | Stock | Member | None |
| SPGIS&P Global Inc. | Stock | Member | None |
| CRMSalesforce.com Inc | Stock | Member | None |
| SC ST Jobs-Econ Dev Auth Hosp Rev-Palmetto Hlth-Ser A 5%; Due 8/1/28 | Bond | Member | None |
| STXSeagate Technology PLC - Ordinary Shares | Stock | Member | None |
| Sealed Air Corporation | Stock | Member | None |
| NOWServiceNow, Inc. | Stock | Member | None |
| SHWSherwin-Williams Company | Stock | Member | None |
| SPGSimon Property Group, Inc. | Stock | Member | None |
| Six Circles Credit Opportunity | Fund | Member | None |
| Six Circles International Unconstrained Equity Fund | Fund | Member | None |
| Six Circles U.S. Unconstrained Equity Fund | Fund | Member | None |
| SLM Corp Var Rate PFD | Bond | Member | None |
| LUVSouthwest Airlines Company | Stock | Member | None |
| SPDR Euro STOXX 50 ETF | Fund | Member | None |
| SPYSPDR S&P 500 ETF Trust | Fund | Member | None |
| SBUXStarbucks Corporation | Stock | Member | None |
| Starwood SOF XI Private Investors | Other | Member | $250,001 - $500,000 |
| State Street Corp Var Rt 09/15/2165 dtd 05/21/2015 | Other | Member | None |
| STTState Street Corporation | Stock | Member | None |
| SYKStryker Corporation | Stock | Member | None |
| SVB Financial Group PFD | Bond | Member | None |
| SVB Financial Group Var RT Perp Mat dtd 02/02/2021 | Bond | Member | None |
| Synchrony Financial Corp PFD 6.3% (SYF A) | Bond | Member | None |
| SYYSysco Corporation | Stock | Member | None |
| T Rowe Price Summit Muni Inc | Fund | Member | None |
| TROWT. Rowe Price Group, Inc. | Stock | Member | None |
| TGTTarget Corporation | Stock | Member | None |
| TSLATesla, Inc. | Stock | Member | None |
| TXNTexas Instruments Incorporated | Stock | Member | None |
| Textron Financial Corp VAR RT 02/15/2067 DTD 02/08/2007 | Bond | Member | None |
| KHCThe Kraft Heinz Company | Stock | Member | None |
| The Phillips Qualified Blind Trust | Other | Member | $5,000,001 - $25,000,000 |
| TRVThe Travelers Companies, Inc. | Stock | Member | None |
| TMOThermo Fisher Scientific Inc | Stock | Member | None |
| Three Rivers MN PK Dist Ser A Unlimited Tax 5.0% 02/01/2025 dtd 12/12/2019 | Bond | Member | None |
| Tiffany & Co. | Stock | Member | None |
| TJXTJX Companies, Inc. | Stock | Member | None |
| TMUST-Mobile US, Inc. | Stock | Member | None |
| TTTrane Technologies plc | Stock | Member | None |
| TDGTransdigm Group Incorporated Transdigm Group Inc. | Stock | Member | None |
| Truist Fin Corp Var Rt Perp Mat dtd 12/09/2019 | Bond | Member | None |
| Truist Fin Corp Var Rt Perp Mat dtd 6/01/2020 | Bond | Member | None |
| Truist Financial 12/15/2165 dtd 05/02/2017 | Bond | Member | None |
| TFCTruist Financial Corporation | Stock | Member | None |
| Truist Financial Var Rt 06/15/2166 dtd 11/07/2014 | Bond | Member | None |
| Twitter, Inc. | Stock | Member | None |
| U.S. Bancorp PFD 5.5% | Bond | Member | None |
| U.S. Bancorp Var Rt 01/15/2166 dtd 11/23/2015 | Other | Member | None |
| UAAUnder Armour, Inc. Class A | Stock | Member | None |
| UAUnder Armour, Inc. Class C | Stock | Member | None |
| UNPUnion Pacific Corporation | Stock | Member | None |
| UPSUnited Parcel Service, Inc. | Stock | Member | None |
| URIUnited Rentals, Inc. | Stock | Member | None |
| UNHUnitedHealth Group Incorporated Common Stock | Stock | Member | None |
| UHSUniversal Health Services, Inc. | Stock | Member | None |
| US Bank - Checking | Other | Spouse | $1,001 - $15,000 |
| VFCV.F. Corporation | Stock | Member | None |
| Vanguard Intm Trm T/E - ADM | Fund | Member | None |
| Varian Medical Systems, Inc. | Stock | Member | None |
| VRSNVeriSign, Inc. | Stock | Member | None |
| VZVerizon Communications Inc. | Stock | Member | None |
| VRTXVertex Pharmaceuticals Incorporated | Stock | Member | None |
| Viacom Inc Var Rt 02/28/2057 dtd 02/28/2017 | Bond | Member | None |
| ViacomCBS Inc. - Class B | Stock | Member | None |
| VVisa Inc. | Stock | Member | None |
| Vodafone Group PLC Var Rt 04/04/2079; dtd 04/04/2019 | Bond | Member | None |
| Voya Financial Inc VAR RT Perp Mat dtd 09/12/2018 | Bond | Member | None |
| Voya Financial Inc. PFD 5.35% | Bond | Member | None |
| WA MD Subn San Dist Ref 5.0%; 06/01/2025 dtd 12/13/2017 | Bond | Member | None |
| WA St Refunding Motor Vehicle Fuel Series R D | Bond | Member | None |
| Wachovia Cap Trust III Var Rt Mar 15 2166 dtd 2/1/2006 | Bond | Member | None |
| Walgreens Boots Alliance, Inc. | Stock | Member | None |
| WMTWal-Mart Stores, Inc. | Stock | Member | None |
| DISWalt Disney Company | Stock | Member | None |
| WMWaste Management, Inc. | Stock | Member | None |
| WATWaters Corporation | Stock | Member | None |
| Wells Fargo & CO Var RT Perp Mat dtd 01/26/2021 | Bond | Member | None |
| WFCWells Fargo & Company | Stock | Member | None |
| Wells Fargo & Company Var Rt 06/15/2166 dtd 01/23/2015 | Bond | Member | None |
| Wells Fargo & Company VAR RT 12/15/2165 dtd 04/22/2014 | Bond | Member | None |
| Wells Fargo PFD (WFC Z) | Bond | Member | None |
| WDCWestern Digital Corporation | Stock | Member | None |
| WI St Clean Water Revenue Refunding Series 1 | Bond | Member | None |
| WI St. Transportation Rev Ref - SER 2 5.0%; 07/01/2026 | Bond | Member | None |
| Wichita KS Water & Sewer Util Rev Ser B, 5.0%; Due 10/01/2024 | Bond | Member | None |
| Willis Towers Watson Public Limited Company - Ordinary Shares | Stock | Member | None |
| Wintrust Financial Corp | Bond | Member | None |
| WV St Ser A Unltd Tax 5.0%; Due 12/01/23 | Bond | Member | None |
| Xilinx, Inc. | Stock | Member | None |
| YUMCYum China Holdings, Inc. | Stock | Member | None |
| YUMYum! Brands, Inc. | Stock | Member | None |
| ZIONZions Bancorporation N.A. | Stock | Member | None |
How reports are read: holdings methodology.